Vault-13

APELLIS PHARMACEUTICALS INC APLS 3.5 09.15.26

NOTE 3.500% 9/1 · US DOMESTIC · CUSIP 03753UAB2

9 institutional holders -1 vs Q1 2025
$93.8mprincipal reported held*
$93.8mreported value*
0 new 1 added 0 reduced 1 sold out net bought ≈ $0

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 14Q1 23: 12Q2 23: 17Q3 23: 13Q4 23: 12Q1 24: 14Q2 24: 10Q3 24: 10Q4 24: 10Q1 25: 10Q2 25: 99Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202214
Q4 202214
Q1 202312
Q2 202317
Q3 202313
Q4 202312
Q1 202414
Q2 202410
Q3 202410
Q4 202410
Q1 202510
Q2 20259

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 23: 4 bought or addedQ3 23: 9 cut or sold outQ4 23: 4 bought or addedQ4 23: 1 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 6 cut or sold outQ2 24: 4 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 0 bought or addedQ3 24: 1 cut or sold outQ4 24: 4 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 1 bought or addedQ1 25: 1 cut or sold outQ2 25: 1 bought or addedQ2 25: 1 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202349
Q4 202341
Q1 202466
Q2 202445
Q3 202401
Q4 202442
Q1 202511
Q2 202511

Biggest buyers

Linden Advisors LP Added +300,000+300.0k

Biggest sellers

JPMORGAN CHASE & CO Sold out -300,000-300.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DeepCurrents Investment Group LLC 1.61% of their portfolio NEW YORK, NY 44,194,00044.2m $44.0m $44.0m 1.61% Unchanged
2 Linden Advisors LP 0.17% of their portfolio New York, NY 28,138,00028.1m $28.0m $28.0m 0.17% Added +300.0k +300,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.17% of their portfolio NEW YORK, NY 11,950,00011.9m $12.2m $12.2m 0.17% Unchanged
4 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 5,000,0005.0m $5.0m $5.0m 0.00% Unchanged
5 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 2,967,0003.0m $3.0m $3.0m 0.05% Unchanged
6 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,285,0001.3m $1.3m $1.3m 0.00% Unchanged
7 KORNITZER CAPITAL MANAGEMENT INC /KS 0.01% of their portfolio SHAWNEE MISSION, KS 300,000300.0k $293.4k $293.4k 0.01% Unchanged
8 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,0006.0k $5.9k $5.9k 0.00% Unchanged
9 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged