Vault-13

ANNALY CAPITAL MANAGEMENT IN NLY

COM · REIT · CUSIP 035710409

American real estate investment firm

6 institutional holders +0 vs Q3 2024
53,00853.0k shares reported held*
$970.8kreported value*
0 new 2 added 1 reduced 1 sold out net sold ≈ $79.3k (-4.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.31. Options: 5 managers hold calls ($18.2m notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 11Q1 23: 8Q2 23: 8Q3 23: 8Q4 23: 6Q1 24: 7Q2 24: 6Q3 24: 6Q4 24: 66Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202223
Q4 202211
Q1 20238
Q2 20238
Q3 20238
Q4 20236
Q1 20247
Q2 20246
Q3 20246
Q4 20246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
505Q1 23: 2 bought or addedQ1 23: 5 cut or sold outQ2 23: 0 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 1 cut or sold outQ4 23: 2 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 1 cut or sold outQ2 24: 2 bought or addedQ2 24: 0 cut or sold outQ2 24Q3 24: 1 bought or addedQ3 24: 2 cut or sold outQ4 24: 2 bought or addedQ4 24: 2 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202325
Q2 202301
Q3 202341
Q4 202324
Q1 202431
Q2 202420
Q3 202412
Q4 202422

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 24 calls: $12.4mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $16.5mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $16.5mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $18.2mQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$12.4m$00.00
Q2 2024$16.5m$00.00
Q3 2024$16.5m$00.00
Q4 2024$18.2m$00.00

Biggest buyers

Biggest sellers

Garner Asset Management Corp Reduced -4,613-4.6k
Your Advocates Ltd., LLP Sold out -30-30

Biggest calls

Maven Securities LTD Reduced $6.0m329.6k shares
GROUP ONE TRADING LLC Added $5.9m321.5k shares
IMC-Chicago, LLC Added $4.2m230.1k shares
SIMPLEX TRADING, LLC Added $2.0m124.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 2 sellingQ4 24: 0 buyingQ4 24: 1 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$852.0k$852.0k
Q1 20240—1$951.5k$951.5k
Q2 20240—0——
Q3 20240—2$1.0m$1.0m
Q4 20240—1$962.5k$962.5k
DateInsiderTradeSharesPrice ValueTheir holding
2024-10-28 Finkelstein David L CEO and CIO, director Sold plan 50,000 $19.25 $962.5k50.0k shares -8%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Garner Asset Management Corp 0.43% of their portfolio PLANO, TX 51,45751.5k $942.0k $942.0k 0.43% Reduced -4.6k -4,613
2 Byrne Asset Management LLC 0.01% of their portfolio KINGSTON, NJ 605605 $11.1k $11.1k 0.01% Unchanged
3 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 469469 $9.0k $9.0k 0.00% Added +14 +14
4 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 426426 $7.8k $7.8k 0.00% Added +300 +300
5 Hurley Capital, LLC 0.00% of their portfolio NEW YORK, NY 5050 $949 $949 0.00% First filing
6 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $6 $6 0.00% Unchanged