Vault-13

ANNALY CAPITAL MANAGEMENT IN NLY

COM · REIT · CUSIP 035710409

American real estate investment firm

6 institutional holders -1 vs Q1 2024
59,77559.8k shares reported held*
$1.1mreported value*
0 new 2 added 0 reduced 0 sold out net bought ≈ $35.9k (+1.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.07. Options: 7 managers hold calls ($16.5m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 11Q1 23: 8Q2 23: 8Q3 23: 8Q4 23: 6Q1 24: 7Q2 24: 66Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202223
Q4 202211
Q1 20238
Q2 20238
Q3 20238
Q4 20236
Q1 20247
Q2 20246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 1 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 5 cut or sold outQ2 23: 0 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 1 cut or sold outQ4 23: 2 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 1 cut or sold outQ2 24: 2 bought or addedQ2 24: 0 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022115
Q1 202325
Q2 202301
Q3 202341
Q4 202324
Q1 202431
Q2 202420

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 23 calls: $22.5mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $21.7mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $12.4mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $16.5mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$22.5m$00.00
Q4 2023$21.7m$00.00
Q1 2024$12.4m$00.00
Q2 2024$16.5m$00.00

Biggest buyers

Garner Asset Management Corp Added +1,856+1.9k
AlphaMark Advisors, LLC Added +25+25

Biggest sellers

None

Biggest calls

Maven Securities LTD New $6.9m361.2k shares
IMC-Chicago, LLC Added $3.3m173.5k shares
SIMPLEX TRADING, LLC Added $3.1m164.4k shares
GROUP ONE TRADING LLC Reduced $2.3m120.4k shares
JANE STREET GROUP, LLC Reduced $892.0k46.8k shares
Tyler-Stone Wealth Management New $3404 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$852.0k$852.0k
Q1 20240—1$951.5k$951.5k
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Garner Asset Management Corp 0.53% of their portfolio PLANO, TX 58,21558.2k $1.1m $1.1m 0.53% Added +1.9k +1,856
2 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 799799 $15.0k $15.0k 0.01% Added +25 +25
3 Byrne Asset Management LLC 0.01% of their portfolio KINGSTON, NJ 605605 $11.9k $11.9k 0.01% Unchanged
4 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 125125 $2.4k $2.4k 0.00% Unchanged
5 Your Advocates Ltd., LLP 0.00% of their portfolio HOUSTON, TX 3030 $572 $572 0.00% Unchanged
6 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $6 $6 0.00% Unchanged