Vault-13

ANNALY CAPITAL MANAGEMENT IN NLY

COM · REIT · CUSIP 035710409

American real estate investment firm

8 institutional holders +0 vs Q1 2023
248,077248.1k shares reported held*
$5.0mreported value*
0 new 0 added 1 reduced 0 sold out net sold ≈ $890.8k (-44.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.01. Options: 5 managers hold calls ($18.5m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 11Q1 23: 8Q2 23: 88Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202211
Q1 20238
Q2 20238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 1 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 1 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022115
Q1 202325
Q2 202301

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $17.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $17.3mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $18.2mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $18.5mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$17.5m$00.00
Q4 2022$17.3m$00.00
Q1 2023$18.2m$00.00
Q2 2023$18.5m$00.00

Biggest buyers

None

Biggest sellers

Garner Asset Management Corp Reduced -44,519-44.5k

Biggest calls

SIMPLEX TRADING, LLC Reduced $7.8m388.3k shares
GROUP ONE TRADING LLC Added $6.2m310.9k shares
JANE STREET GROUP, LLC Reduced $2.3m116.2k shares
IMC-Chicago, LLC Reduced $2.2m111.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20221—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Garner Asset Management Corp 2.48% of their portfolio PLANO, TX 221,580221.6k $4.4m $4.4m 2.48% Reduced -44.5k -44,519
2 PARK CIRCLE Co 0.47% of their portfolio BALTIMORE, MD 25,00025.0k $500.2k $500.2k 0.47% Unchanged
3 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 725725 $14.5k $14.5k 0.00% Unchanged
4 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 357357 $7.0k $7.0k 0.00% Unchanged
5 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 218218 $4.4k $4.4k 0.00% Unchanged
6 EARNEST PARTNERS LLC 0.00% of their portfolio ATLANTA, GA 166166 $3.3k $3.3k 0.00% Unchanged
7 Your Advocates Ltd., LLP 0.00% of their portfolio HOUSTON, TX 3030 $600 $600 0.00% Unchanged
8 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $6 $6 0.00% Unchanged