ANNALY CAPITAL MANAGEMENT IN NLY
COM · REIT · CUSIP 035710409
American real estate investment firm
- SectorReal estate
- IndustryReal Estate Investment Trusts
- HeadquartersNew York, NY
- Founded1997
- Websiteannaly.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.90. Options: 6 managers hold calls ($17.3m notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 11 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $17.5m | $0 | 0.00 |
| Q4 2022 | $17.3m | $0 | 0.00 |
Biggest buyers
| McAdam, LLC | New | +43.3k |
Biggest sellers
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND | Sold out | -1.3m |
| IFP Advisors, Inc | Sold out | -75.5k |
| HARBOUR INVESTMENTS, INC. | Sold out | -44.2k |
| Old Port Advisors | Sold out | -41.3k |
| CIBC WORLD MARKETS CORP | Reduced | -25.7k |
| WealthBridge Capital Management, LLC | Sold out | -18.6k |
| Wedmont Private Capital | Sold out | -17.2k |
| Coastwise Capital Group, LLC | Sold out | -16.1k |
| KING LUTHER CAPITAL MANAGEMENT CORP | Sold out | -11.7k |
| Blue Trust, Inc. | Sold out | -2.7k |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $8.4m399.4k shares |
| GROUP ONE TRADING LLC | Reduced | $4.4m210.1k shares |
| JANE STREET GROUP, LLC | Reduced | $2.5m119.2k shares |
| IMC-Chicago, LLC | New | $2.0m94.1k shares |
| Tyler-Stone Wealth Management | New | $1.0k4 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 1 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Garner Asset Management Corp 2.69% of their portfolio | 264.5k $5.6m | Reduced -825 |
| CIBC WORLD MARKETS CORP 0.02% of their portfolio | 150.8k $3.2m | Reduced -25.7k |
| McAdam, LLC 0.03% of their portfolio | 43.3k $339.0k | New |
| PARK CIRCLE Co 0.51% of their portfolio | 25.0k $527.0k | Reduced -1.0k |
| Brookfield Corp /ON/ 0.00% of their portfolio | 1.2k $24.4k | Not comparable |
| Harvest Fund Management Co., Ltd 0.00% of their portfolio | 853 $18.0k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 770 $16.2k | Unchanged |
| Retirement Group, LLC 0.00% of their portfolio | 218 $5.0k | Unchanged |
| EARNEST PARTNERS LLC 0.00% of their portfolio | 166 $3.5k | Unchanged |
| Your Advocates Ltd., LLP 0.00% of their portfolio | 30 $632 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $6 | Unchanged |