ANNALY CAPITAL MANAGEMENT IN NLY
COM · REIT · CUSIP 035710409
American real estate investment firm
- SectorReal estate
- IndustryReal Estate Investment Trusts
- HeadquartersNew York, NY
- Founded1997
- Websiteannaly.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.15. Options: 4 managers hold calls ($17.5m notional), 0 hold puts (—).
Biggest calls
| SIMPLEX TRADING, LLC | — | $9.6m559.6k shares |
| GROUP ONE TRADING LLC | — | $5.2m303.4k shares |
| JANE STREET GROUP, LLC | — | $2.7m155.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | — | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q3 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2020 | 0 | — | 0 | — | — |
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 1 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
None reported in Q3 2022.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 0.10% of their portfolio | 1.3m $7.8m | — |
| Garner Asset Management Corp 2.37% of their portfolio | 265.3k $4.6m | — |
| CIBC WORLD MARKETS CORP 0.04% of their portfolio | 176.5k $3.0m | — |
| IFP Advisors, Inc 0.02% of their portfolio | 75.5k $792.0k | — |
| HARBOUR INVESTMENTS, INC. 0.02% of their portfolio | 44.2k $261.0k | — |
| Corient Capital Partners, LLC 0.02% of their portfolio | 42.1k $249.0k | — |
| Old Port Advisors 0.28% of their portfolio | 41.3k $715.0k | — |
| PARK CIRCLE Co 0.46% of their portfolio | 26.0k $447.0k | — |
| WealthBridge Capital Management, LLC 0.05% of their portfolio | 18.6k $110.0k | — |
| Wedmont Private Capital 0.06% of their portfolio | 17.2k $295.0k | — |
| Coastwise Capital Group, LLC 0.44% of their portfolio | 16.1k $276.0k | — |
| KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio | 11.7k $201.0k | — |
| Redpoint Investment Management Pty Ltd 0.03% of their portfolio | 10.2k $175.0k | — |
| Blue Trust, Inc. 0.00% of their portfolio | 2.7k $16.0k | — |
| Financial Connections Group, Inc. 0.02% of their portfolio | 1.4k $23.0k | — |
| Beacon Capital Management, LLC 0.00% of their portfolio | 872 $5.0k | — |
| Harvest Fund Management Co., Ltd 0.00% of their portfolio | 853 $15.0k | — |
| Sound Income Strategies, LLC 0.00% of their portfolio | 770 $13.0k | — |
| AlphaMark Advisors, LLC 0.01% of their portfolio | 669 $11.0k | — |
| Retirement Group, LLC 0.00% of their portfolio | 218 $4.0k | — |
| EARNEST PARTNERS LLC 0.00% of their portfolio | 166 $3.0k | — |
| Your Advocates Ltd., LLP 0.00% of their portfolio | 30 $1.0k | — |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $0 | — |