Vault-13

ANIKA THERAPEUTICS INC ANIK

COM · Common Stock · CUSIP 035255108

118 institutional holders -4 vs Q1 2023
13,100,47013.1m shares reported held*
89.5% of all shares outstanding*
$340.4mreported value*
11 new 43 added 40 reduced 12 sold out net bought ≈ $535.3k (+32.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 14.6m as of 2023-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $25.98. Options: 4 managers hold calls ($1.1m notional), 3 hold puts ($25.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 125Q1 23: 122Q2 23: 118118Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022123
Q4 2022125
Q1 2023122
Q2 2023118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 54 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 54 bought or addedQ2 23: 52 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225262
Q1 20235461
Q2 20235452

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.0mQ3 22 puts: $431.0kQ3 22P/C 0.22Q4 22 calls: $2.5mQ4 22 puts: $239.8kQ4 22P/C 0.10Q1 23 calls: $2.1mQ1 23 puts: $28.7kQ1 23P/C 0.01Q2 23 calls: $1.1mQ2 23 puts: $25.6kQ2 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$2.0m$431.0k0.22
Q4 2022$2.5m$239.8k0.10
Q1 2023$2.1m$28.7k0.01
Q2 2023$1.1m$25.6k0.02

Biggest buyers

Trigran Investments, Inc. Added +208,015+208.0k
MILLENNIUM MANAGEMENT LLC Added +122,659+122.7k
AMERIPRISE FINANCIAL INC Added +84,364+84.4k
RENAISSANCE TECHNOLOGIES LLC Added +57,812+57.8k
DEUTSCHE BANK AG\ Added +45,148+45.1k
Connor, Clark & Lunn Investment Management Ltd. Added +30,627+30.6k
Allspring Global Investments Holdings, LLC Added +26,268+26.3k
Man Group plc New +25,700+25.7k
BANK OF MONTREAL /CAN/ New +22,970+23.0k
MORGAN STANLEY Added +22,105+22.1k

Biggest sellers

JANUS HENDERSON GROUP PLC Reduced -309,181-309.2k
STATE STREET CORP Reduced -124,879-124.9k
Portolan Capital Management, LLC Reduced -106,443-106.4k
ACADIAN ASSET MANAGEMENT LLC Reduced -55,003-55.0k
VANGUARD GROUP INC Reduced -21,497-21.5k
STRS OHIO Reduced -20,200-20.2k
GSA CAPITAL PARTNERS LLP Sold out -18,729-18.7k
FMR LLC Reduced -16,105-16.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -12,794-12.8k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -12,793-12.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $971.7k37.4k shares
SIMPLEX TRADING, LLC Reduced $72.0k2.8k shares
GROUP ONE TRADING LLC Reduced $7.8k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC New $23.0k900 shares
CITADEL ADVISORS LLC Reduced $2.6k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Caligan Partners LP 13D · may seek influence no change · filed 2026-01-27 9.9% no change 1.4m≈ $21.0m 2026-01-27
BlackRock, Inc. 13G · institution -3.8 pts · filed 2025-04-17 6.8% -3.8 pts 963.1k≈ $14.1m 2025-04-17

Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (5.0%, 2026-07-31), BlackRock Portfolio Management LLC (4.1%, 2026-07-17; now reported by BlackRock, Inc.), VANGUARD GROUP INC (0.0%, 2026-03-26), Trigran Investments, Inc. (1.2%, 2026-01-08)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 4 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20224$394.9k0——
Q2 20221$32.1k0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 2,458,1332.5m $63.9m $63.9m 0.00% Added +1.4k +1,361
2 Trigran Investments, Inc. 4.53% of their portfolio NORTHBROOK, IL 1,806,6291.8m $46.9m $46.9m 4.53% Added +208.0k +208,015
3 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 977,862977.9k $25.4m $25.4m 0.01% Reduced -438 -438
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 960,706960.7k $25.0m $25.0m 0.00% Reduced -21.5k -21,497
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 794,909794.9k $20.7m $20.7m 0.00% Reduced -124.9k -124,879
6 Caligan Partners LP 11.37% of their portfolio NEW YORK, NY 720,291720.3k $18.7m $18.7m 11.37% Added +5.0k +5,000
7 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 633,229633.2k $16.5m $16.5m 0.02% Added +57.8k +57,812
8 BOOTHBAY FUND MANAGEMENT, LLC 0.40% of their portfolio NEW YORK, NY 488,627488.6k $12.7m $12.7m 0.40% Added +1.6k +1,630
9 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 372,943372.9k $9.7m $9.7m 0.01% Reduced -309.2k -309,181
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 294,882294.9k $7.7m $7.7m 0.00% Added +10.2k +10,217
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 292,565292.6k $7.6m $7.6m 0.00% Added +84.4k +84,364
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 282,532282.5k $7.3m $7.3m 0.00% Added +22.1k +22,105
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 159,611159.6k $4.1m $4.1m 0.00% Reduced -483 -483
14 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 143,677143.7k $3.7m $3.7m 0.01% Added +5.4k +5,410
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 139,082139.1k $3.6m $3.6m 0.00% Reduced -5.7k -5,738
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 130,776130.8k $3.4m $3.4m 0.00% Added +122.7k +122,659
17 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 129,303129.3k $3.4m $3.4m 0.00% Unchanged
18 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 122,194122.2k $3.2m $3.2m 0.00% Reduced -5.1k -5,063
19 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 118,143118.1k $3.1m $3.1m 0.01% Reduced -55.0k -55,003
20 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 114,652114.7k $3.0m $3.0m 0.00% Reduced -6.6k -6,560
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 112,249112.2k $2.9m $2.9m 0.00% Added +1.8k +1,750
22 Portolan Capital Management, LLC 0.25% of their portfolio BOSTON, MA 108,632108.6k $2.8m $2.8m 0.25% Reduced -106.4k -106,443
23 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 86,58586.6k $2.2m $2.2m 0.00% Reduced -4.2k -4,173
24 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 80,94280.9k $2.1m $2.1m 0.00% Added +45.1k +45,148
25 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 79,79379.8k $2.1m $2.1m 0.00% Added +1.5k +1,513
26 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 75,83175.8k $2.0m $2.0m 0.00% Added +26.3k +26,268
27 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 70,68370.7k $1.8m $1.8m 0.00% Reduced -2.8k -2,800
28 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 64,55064.5k $1.7m $1.7m 0.00% Added +16.1k +16,145
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 60,29160.3k $1.6m $1.6m 0.00% Added +10.2k +10,185
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 55,64555.6k $1.4m $1.4m 0.00% Reduced -2.7k -2,676
31 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 51,71351.7k $1.3m $1.3m 0.00% Added +2.4k +2,391
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,66950.7k $1.3m $1.3m 0.00% Added +5.5k +5,482
33 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 47,02447.0k $1.2m $1.2m 0.00% Unchanged
34 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 46,62546.6k $1.2m $1.2m 0.01% Added +30.6k +30,627
35 Virtus Investment Advisers, LLC 0.80% of their portfolio HARTFORD, CT 45,57945.6k $1.2m $1.2m 0.80% Unchanged
36 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 43,84243.8k $1.1m $1.1m 0.00% Added +15.9k +15,853
37 Legal & General Group Plc 0.00% of their portfolio London, X0 40,38640.4k $1.0m $1.0m 0.00% Added +4.2k +4,158
38 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 32,07532.1k $833.3k $833.3k 0.00% Added +251 +251
39 Swiss National Bank 0.00% of their portfolio ZURICH, V8 31,50031.5k $818.4k $818.4k 0.00% Unchanged
40 DIKER MANAGEMENT LLC 0.67% of their portfolio New York, NY 30,93930.9k $803.8k $803.8k 0.67% Reduced -2.4k -2,350
41 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.03% of their portfolio BALA CYNWYD, PA 29,32529.3k $761.9k $761.9k 0.03% Reduced -8.6k -8,560
42 PRIO WEALTH LIMITED PARTNERSHIP 0.03% of their portfolio Boston, MA 28,80028.8k $748.2k $748.2k 0.03% Unchanged
43 Ziegler Capital Management, LLC 0.03% of their portfolio CHICAGO, IL 28,59328.6k $742.8k $742.8k 0.03% Added +9.9k +9,860
44 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 28,11428.1k $730.4k $730.4k 0.00% Reduced -878 -878
45 Public Sector Pension Investment Board 0.00% of their portfolio MONTREAL, A8 26,19426.2k $680.5k $680.5k 0.00% Added +499 +499
46 Man Group plc 0.00% of their portfolio LONDON, X0 25,70025.7k $667.7k $667.7k 0.00% New
47 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 24,55624.6k $638.0k $638.0k 0.00% Added +4.0k +3,988
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 23,33923.3k $606.3k $606.3k 0.00% Added +3.4k +3,393
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,97023.0k $621.3k $621.3k 0.00% New
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,69422.7k $589.6k $589.6k 0.00% Added +15.2k +15,185
51 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 21,40021.4k $555.0k $555.0k 0.00% Reduced -20.2k -20,200
52 Alberta Investment Management Corp 0.01% of their portfolio EDMONTON, A0 21,25721.3k $552.3k $552.3k 0.01% Added +8.7k +8,734
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,01620.0k $520.0k $520.0k 0.00% Reduced -11.5k -11,465
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 18,80018.8k $488.4k $488.4k 0.00% Unchanged
55 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 18,23618.2k $473.8k $473.8k 0.00% Reduced -686 -686
56 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 18,14118.1k $471.3k $471.3k 0.00% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,07218.1k $469.5k $469.5k 0.00% Added +3.1k +3,136
58 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 17,74017.7k $460.9k $460.9k 0.00% Reduced -514 -514
59 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio HARRISBURG, PA 16,68116.7k $433.4k $433.4k 0.00% Added +1.2k +1,212
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 16,60416.6k $431.4k $431.4k 0.00% Added +2.9k +2,862
61 FMR LLC 0.00% of their portfolio BOSTON, MA 16,50516.5k $428.8k $428.8k 0.00% Reduced -16.1k -16,105
62 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 16,30016.3k $423.5k $423.5k 0.00% Added +1.4k +1,400
63 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 15,39515.4k $400.0k $400.0k 0.00% Reduced -100 -100
64 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 15,37615.4k $400.0k $400.0k 0.00% Reduced -1.1k -1,085
65 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,82114.8k $385.1k $385.1k 0.00% New
66 MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio BOSTON, MA 13,69813.7k $355.9k $355.9k 0.01% Added +1.8k +1,776
67 TEXAS PERMANENT SCHOOL FUND CORP 0.00% of their portfolio AUSTIN, TX 12,99413.0k $337.6k $337.6k 0.00% Reduced -108 -108
68 OCCUDO QUANTITATIVE STRATEGIES LP 0.03% of their portfolio FORT LAUDERDALE, FL 11,60011.6k $301.4k $301.4k 0.03% New
69 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,28811.3k $293.3k $293.3k 0.00% Added +2.9k +2,934
70 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 10,23610.2k $266.0k $266.0k 0.00% New
71 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9,9479.9k $258.4k $258.4k 0.00% Reduced -6.9k -6,928
72 Riverwater Partners LLC 0.23% of their portfolio Milwaukee, WI 9,7849.8k $254.2k $254.2k 0.23% Unchanged
73 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 9,7109.7k $252.0k $252.0k 0.00% Reduced -294 -294
74 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 9,5109.5k $247.1k $247.1k 0.00% Reduced -200 -200
75 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 9,4699.5k $246.0k $246.0k 0.00% Added +831 +831
76 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 8,9378.9k $232.2k $232.2k 0.00% New
77 CONNORS INVESTOR SERVICES INC 0.02% of their portfolio WYOMISSING, PA 8,1998.2k $213.0k $213.0k 0.02% Unchanged
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,9978.0k $207.8k $207.8k 0.00% Reduced -12.8k -12,794
79 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 7,9628.0k $206.9k $206.9k 0.00% Reduced -368 -368
80 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 7,8667.9k $204.4k $204.4k 0.00% Reduced -94 -94
81 CAXTON ASSOCIATES LP 0.03% of their portfolio NEW YORK, NY 7,7377.7k $201.0k $201.0k 0.03% Reduced -1.4k -1,416
82 Louisiana State Employees Retirement System 0.00% of their portfolio BATON ROUGE, LA 7,7007.7k $200.0k $200.0k 0.00% New
83 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 7,6857.7k $199.7k $199.7k 0.00% Unchanged
84 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 7,3147.3k $190.0k $190.0k 0.00% Added +77 +77
85 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 5,9115.9k $154.0k $154.0k 0.00% Reduced -183 -183
86 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 0.00% of their portfolio TIGARD, OR 4,5514.6k $118.2k $118.2k 0.00% Reduced -300 -300
87 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.00% of their portfolio FRANKFORT, KY 3,7993.8k $98.0k $98.0k 0.00% Added +255 +255
88 SHELL ASSET MANAGEMENT CO 0.00% of their portfolio THE HAGUE, P7 3,5543.6k $92.0k $92.0k 0.00% Reduced -21 -21
89 VIRTUS CAPITAL ADVISERS, LLC 0.64% of their portfolio HARTFORD, CT 3,4903.5k $90.7k $90.7k 0.64% Unchanged
90 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,2463.2k $84.3k $84.3k 0.00% Added +2.5k +2,526
91 Amundi 0.00% of their portfolio Paris, I0 2,0052.0k $52.3k $52.3k 0.00% Added +17 +17
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,6241.6k $42.2k $42.2k 0.00% Added +35 +35
93 EARNEST PARTNERS LLC 0.00% of their portfolio ATLANTA, GA 1,5001.5k $39.0k $39.0k 0.00% Unchanged
94 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 1,2041.2k $31.3k $31.3k 0.00% Added +40 +40
95 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,2021.2k $31.2k $31.2k 0.00% Unchanged
96 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,0731.1k $27.9k $27.9k 0.00% Unchanged
97 KBC Group NV 0.00% of their portfolio Brussels, C9 1,0601.1k $28.0k $28.0k 0.00% Unchanged
98 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $26.0k $26.0k 0.00% New
99 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 831831 $21.6k $21.6k 0.00% Unchanged
100 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 602602 $15.6k $15.6k 0.00% Reduced -54 -54