ANIKA THERAPEUTICS INC ANIK
COM · Common Stock · CUSIP 035255108
- SectorHealth care
- IndustrySurgical & Medical Instruments & Apparatus
- HeadquartersBedford, MA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 14.6m as of 2023-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $25.98. Options: 4 managers hold calls ($1.1m notional), 3 hold puts ($25.6k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 123 |
| Q4 2022 | 125 |
| Q1 2023 | 122 |
| Q2 2023 | 118 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 52 | 62 |
| Q1 2023 | 54 | 61 |
| Q2 2023 | 54 | 52 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $2.0m | $431.0k | 0.22 |
| Q4 2022 | $2.5m | $239.8k | 0.10 |
| Q1 2023 | $2.1m | $28.7k | 0.01 |
| Q2 2023 | $1.1m | $25.6k | 0.02 |
Biggest buyers
| Trigran Investments, Inc. | Added | +208.0k |
| MILLENNIUM MANAGEMENT LLC | Added | +122.7k |
| AMERIPRISE FINANCIAL INC | Added | +84.4k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +57.8k |
| DEUTSCHE BANK AG\ | Added | +45.1k |
| Connor, Clark & Lunn Investment Management Ltd. | Added | +30.6k |
| Allspring Global Investments Holdings, LLC | Added | +26.3k |
| Man Group plc | New | +25.7k |
| BANK OF MONTREAL /CAN/ | New | +23.0k |
| MORGAN STANLEY | Added | +22.1k |
Biggest sellers
| JANUS HENDERSON GROUP PLC | Reduced | -309.2k |
| STATE STREET CORP | Reduced | -124.9k |
| Portolan Capital Management, LLC | Reduced | -106.4k |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -55.0k |
| VANGUARD GROUP INC | Reduced | -21.5k |
| STRS OHIO | Reduced | -20.2k |
| GSA CAPITAL PARTNERS LLP | Sold out | -18.7k |
| FMR LLC | Reduced | -16.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -12.8k |
| STATE OF WISCONSIN INVESTMENT BOARD | Sold out | -12.8k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $971.7k37.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $72.0k2.8k shares |
| GROUP ONE TRADING LLC | Reduced | $7.8k300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | New | $23.0k900 shares |
| CITADEL ADVISORS LLC | Reduced | $2.6k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Caligan Partners LP 13D · may seek influence no change · filed 2026-01-27 | 9.9% |
| BlackRock, Inc. 13G · institution -3.8 pts · filed 2025-04-17 | 6.8% |
Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (5.0%, 2026-07-31), BlackRock Portfolio Management LLC (4.1%, 2026-07-17; now reported by BlackRock, Inc.), VANGUARD GROUP INC (0.0%, 2026-03-26), Trigran Investments, Inc. (1.2%, 2026-01-08)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 4 | $394.9k | 0 | — | — |
| Q2 2022 | 1 | $32.1k | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 2.5m $63.9m | Added +1.4k |
| Trigran Investments, Inc. 4.53% of their portfolio | 1.8m $46.9m | Added +208.0k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 977.9k $25.4m | Reduced -438 |
| VANGUARD GROUP INC 0.00% of their portfolio | 960.7k $25.0m | Reduced -21.5k |
| STATE STREET CORP 0.00% of their portfolio | 794.9k $20.7m | Reduced -124.9k |
| Caligan Partners LP 11.37% of their portfolio | 720.3k $18.7m | Added +5.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 633.2k $16.5m | Added +57.8k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.40% of their portfolio | 488.6k $12.7m | Added +1.6k |
| JANUS HENDERSON GROUP PLC 0.01% of their portfolio | 372.9k $9.7m | Reduced -309.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 294.9k $7.7m | Added +10.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 292.6k $7.6m | Added +84.4k |
| MORGAN STANLEY 0.00% of their portfolio | 282.5k $7.3m | Added +22.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 159.6k $4.1m | Reduced -483 |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 143.7k $3.7m | Added +5.4k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 139.1k $3.6m | Reduced -5.7k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 130.8k $3.4m | Added +122.7k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 129.3k $3.4m | Unchanged |
| Fisher Asset Management, LLC 0.00% of their portfolio | 122.2k $3.2m | Reduced -5.1k |
| ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio | 118.1k $3.1m | Reduced -55.0k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 114.7k $3.0m | Reduced -6.6k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 112.2k $2.9m | Added +1.8k |
| Portolan Capital Management, LLC 0.25% of their portfolio | 108.6k $2.8m | Reduced -106.4k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 86.6k $2.2m | Reduced -4.2k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 80.9k $2.1m | Added +45.1k |
| Invesco Ltd. 0.00% of their portfolio | 79.8k $2.1m | Added +1.5k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 75.8k $2.0m | Added +26.3k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 70.7k $1.8m | Reduced -2.8k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 64.5k $1.7m | Added +16.1k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 60.3k $1.6m | Added +10.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 55.6k $1.4m | Reduced -2.7k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 51.7k $1.3m | Added +2.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 50.7k $1.3m | Added +5.5k |
| Assenagon Asset Management S.A. 0.00% of their portfolio | 47.0k $1.2m | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio | 46.6k $1.2m | Added +30.6k |
| Virtus Investment Advisers, LLC 0.80% of their portfolio | 45.6k $1.2m | Unchanged |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 43.8k $1.1m | Added +15.9k |
| Legal & General Group Plc 0.00% of their portfolio | 40.4k $1.0m | Added +4.2k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 32.1k $833.3k | Added +251 |
| Swiss National Bank 0.00% of their portfolio | 31.5k $818.4k | Unchanged |
| DIKER MANAGEMENT LLC 0.67% of their portfolio | 30.9k $803.8k | Reduced -2.4k |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.03% of their portfolio | 29.3k $761.9k | Reduced -8.6k |
| PRIO WEALTH LIMITED PARTNERSHIP 0.03% of their portfolio | 28.8k $748.2k | Unchanged |
| Ziegler Capital Management, LLC 0.03% of their portfolio | 28.6k $742.8k | Added +9.9k |
| Rafferty Asset Management, LLC 0.00% of their portfolio | 28.1k $730.4k | Reduced -878 |
| Public Sector Pension Investment Board 0.00% of their portfolio | 26.2k $680.5k | Added +499 |
| Man Group plc 0.00% of their portfolio | 25.7k $667.7k | New |
| BARCLAYS PLC 0.00% of their portfolio | 24.6k $638.0k | Added +4.0k |
| UBS Group AG 0.00% of their portfolio | 23.3k $606.3k | Added +3.4k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 23.0k $621.3k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 22.7k $589.6k | Added +15.2k |
| STRS OHIO 0.00% of their portfolio | 21.4k $555.0k | Reduced -20.2k |
| Alberta Investment Management Corp 0.01% of their portfolio | 21.3k $552.3k | Added +8.7k |
| CITIGROUP INC 0.00% of their portfolio | 20.0k $520.0k | Reduced -11.5k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 18.8k $488.4k | Unchanged |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 18.2k $473.8k | Reduced -686 |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 18.1k $471.3k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 18.1k $469.5k | Added +3.1k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 17.7k $460.9k | Reduced -514 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio | 16.7k $433.4k | Added +1.2k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 16.6k $431.4k | Added +2.9k |
| FMR LLC 0.00% of their portfolio | 16.5k $428.8k | Reduced -16.1k |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 16.3k $423.5k | Added +1.4k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 15.4k $400.0k | Reduced -100 |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 15.4k $400.0k | Reduced -1.1k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 14.8k $385.1k | New |
| MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio | 13.7k $355.9k | Added +1.8k |
| TEXAS PERMANENT SCHOOL FUND CORP 0.00% of their portfolio | 13.0k $337.6k | Reduced -108 |
| OCCUDO QUANTITATIVE STRATEGIES LP 0.03% of their portfolio | 11.6k $301.4k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 11.3k $293.3k | Added +2.9k |
| ExodusPoint Capital Management, LP 0.00% of their portfolio | 10.2k $266.0k | New |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 9.9k $258.4k | Reduced -6.9k |
| Riverwater Partners LLC 0.23% of their portfolio | 9.8k $254.2k | Unchanged |
| State of Alaska, Department of Revenue 0.00% of their portfolio | 9.7k $252.0k | Reduced -294 |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 9.5k $247.1k | Reduced -200 |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 9.5k $246.0k | Added +831 |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 8.9k $232.2k | New |
| CONNORS INVESTOR SERVICES INC 0.02% of their portfolio | 8.2k $213.0k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 8.0k $207.8k | Reduced -12.8k |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 8.0k $206.9k | Reduced -368 |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 7.9k $204.4k | Reduced -94 |
| CAXTON ASSOCIATES LP 0.03% of their portfolio | 7.7k $201.0k | Reduced -1.4k |
| Louisiana State Employees Retirement System 0.00% of their portfolio | 7.7k $200.0k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 7.7k $199.7k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 7.3k $190.0k | Added +77 |
| AMALGAMATED BANK 0.00% of their portfolio | 5.9k $154.0k | Reduced -183 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND 0.00% of their portfolio | 4.6k $118.2k | Reduced -300 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.00% of their portfolio | 3.8k $98.0k | Added +255 |
| SHELL ASSET MANAGEMENT CO 0.00% of their portfolio | 3.6k $92.0k | Reduced -21 |
| VIRTUS CAPITAL ADVISERS, LLC 0.64% of their portfolio | 3.5k $90.7k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.2k $84.3k | Added +2.5k |
| Amundi 0.00% of their portfolio | 2.0k $52.3k | Added +17 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 1.6k $42.2k | Added +35 |
| EARNEST PARTNERS LLC 0.00% of their portfolio | 1.5k $39.0k | Unchanged |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 1.2k $31.3k | Added +40 |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 1.2k $31.2k | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 1.1k $27.9k | Unchanged |
| KBC Group NV 0.00% of their portfolio | 1.1k $28.0k | Unchanged |
| Aquatic Capital Management LLC 0.00% of their portfolio | 1.0k $26.0k | New |
| Metropolitan Life Insurance Co/NY 0.00% of their portfolio | 831 $21.6k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 602 $15.6k | Reduced -54 |