Vault-13

ANGLOGOLD ASHANTI LIMITED AU

SPONSORED ADR · ADR · CUSIP 035128206

7 institutional holders -188 vs Q2 2023
1,517,1031.5m shares reported held*
$24.8mreported value*
1 new 3 added 1 reduced 188 sold out net sold ≈ $1.5bn (-92.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.33. Options: 1 managers hold calls ($434.5k notional), 1 hold puts ($652.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 177Q4 22: 184Q1 23: 192Q2 23: 195Q3 23: 77Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022177
Q4 2022184
Q1 2023192
Q2 2023195
Q3 20237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 81 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 189 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20238674
Q2 202381103
Q3 20234189

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $76.5mQ4 22 puts: $115.8mQ4 22P/C 1.51Q1 23 calls: $118.4mQ1 23 puts: $102.3mQ1 23P/C 0.86Q2 23 calls: $122.0mQ2 23 puts: $75.9mQ2 23P/C 0.62Q3 23 calls: $434.5kQ3 23 puts: $652.5kQ3 23P/C 1.50
Numbers
QuarterCallsPutsP/C
Q4 2022$76.5m$115.8m1.51
Q1 2023$118.4m$102.3m0.86
Q2 2023$122.0m$75.9m0.62
Q3 2023$434.5k$652.5k1.50

Biggest buyers

Ruffer LLP Added +270,500+270.5k
Headlands Technologies LLC Added +2,717+2.7k
Blue Trust, Inc. Added +355+355
Glassman Wealth Services New +13+13

Biggest sellers

VAN ECK ASSOCIATES CORP Sold out -24,517,411-24.5m
BlackRock Inc. Sold out -10,174,686-10.2m
OAKTREE CAPITAL MANAGEMENT LP Sold out -4,728,622-4.7m
PAULSON & CO. INC. Sold out -3,833,492-3.8m
DIMENSIONAL FUND ADVISORS LP Sold out -3,423,212-3.4m
JANE STREET GROUP, LLC Sold out -3,248,712-3.2m
TT International Asset Management LTD Sold out -3,160,295-3.2m
Russell Investments Group, Ltd. Sold out -2,842,468-2.8m
MACKENZIE FINANCIAL CORP Sold out -2,537,228-2.5m
Coronation Fund Managers Ltd. Sold out -2,037,406-2.0m

Biggest calls

CAPITAL FUND MANAGEMENT S.A. New $434.5k27.5k shares

Biggest puts

CAPITAL FUND MANAGEMENT S.A. New $652.5k41.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ruffer LLP 1.35% of their portfolio LONDON, X0 1,490,1591.5m $24.3m $24.3m 1.35% Added +270.5k +270,500
2 Fruth Investment Management 0.08% of their portfolio HOUSTON, TX 18,10018.1k $285.0k $285.0k 0.08% Unchanged
3 Headlands Technologies LLC 0.05% of their portfolio CHICAGO, IL 6,3426.3k $100.2k $100.2k 0.05% Added +2.7k +2,717
4 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,7341.7k $37.0k $37.0k 0.00% Added +355 +355
5 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 655655 $10.3k $10.3k 0.00% Reduced -3.2k -3,167
6 ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio WALNUT CREEK, CA 100100 $1.6k $1.6k 0.00% Unchanged
7 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 1313 $205 $205 0.00% New