Vault-13

ANGLOGOLD ASHANTI LIMITED AU

SPONSORED ADR · ADR · CUSIP 035128206

195 institutional holders +3 vs Q1 2023
93,875,14693.9m shares reported held*
$2.0bnreported value*
32 new 49 added 74 reduced 29 sold out net sold ≈ $186.2m (-9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.13. Options: 17 managers hold calls ($122.0m notional), 19 hold puts ($75.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 177Q4 22: 184Q1 23: 192Q2 23: 195195Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022177
Q4 2022184
Q1 2023192
Q2 2023195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 81 bought or addedQ2 23: 103 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20238674
Q2 202381103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $55.9mQ3 22 puts: $52.3mQ3 22P/C 0.94Q4 22 calls: $76.5mQ4 22 puts: $115.8mQ4 22P/C 1.51Q1 23 calls: $118.4mQ1 23 puts: $102.3mQ1 23P/C 0.86Q2 23 calls: $122.0mQ2 23 puts: $75.9mQ2 23P/C 0.62
Numbers
QuarterCallsPutsP/C
Q3 2022$55.9m$52.3m0.94
Q4 2022$76.5m$115.8m1.51
Q1 2023$118.4m$102.3m0.86
Q2 2023$122.0m$75.9m0.62

Biggest buyers

JANE STREET GROUP, LLC Added +2,667,114+2.7m
AQR CAPITAL MANAGEMENT LLC Added +1,269,472+1.3m
AMERICAN CENTURY COMPANIES INC Added +774,956+775.0k
Qube Research & Technologies Ltd New +721,677+721.7k
Robeco Institutional Asset Management B.V. Added +617,274+617.3k
BNP PARIBAS FINANCIAL MARKETS Added +387,387+387.4k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +367,879+367.9k
COMMONWEALTH EQUITY SERVICES, LLC New +257,753+257.8k
BlackRock Inc. Added +226,080+226.1k
Grantham, Mayo, Van Otterloo & Co. LLC New +223,050+223.1k

Biggest sellers

VAN ECK ASSOCIATES CORP Reduced -2,556,471-2.6m
Coronation Fund Managers Ltd. Reduced -1,909,740-1.9m
First Eagle Investment Management, LLC Reduced -1,617,324-1.6m
GOLDMAN SACHS GROUP INC Reduced -1,198,109-1.2m
MACKENZIE FINANCIAL CORP Reduced -1,042,490-1.0m
Ruffer LLP Reduced -977,600-977.6k
OAKTREE CAPITAL MANAGEMENT LP Reduced -853,760-853.8k
FRANKLIN RESOURCES INC Reduced -801,768-801.8k
DIMENSIONAL FUND ADVISORS LP Reduced -707,101-707.1k
TT International Asset Management LTD Reduced -695,743-695.7k

Biggest calls

JANE STREET GROUP, LLC Added $21.9m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $21.7m1.0m shares
PEAK6 Investments LLC Reduced $13.1m621.8k shares
Parallax Volatility Advisers, L.P. Reduced $12.0m568.6k shares
GROUP ONE TRADING LLC Added $10.0m474.5k shares
Walleye Trading LLC Added $9.3m439.0k shares
SIMPLEX TRADING, LLC Added $8.8m415.3k shares
CITADEL ADVISORS LLC Added $8.2m389.3k shares
ROYAL BANK OF CANADA New $6.4m303.0k shares
Cubist Systematic Strategies, LLC New $3.2m153.3k shares

Biggest puts

JANE STREET GROUP, LLC Added $11.9m565.4k shares
Parallax Volatility Advisers, L.P. Reduced $11.4m538.8k shares
CITADEL ADVISORS LLC Reduced $8.5m405.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.1m384.2k shares
Walleye Trading LLC Reduced $5.5m260.7k shares
PEAK6 Investments LLC Added $5.4m257.3k shares
D. E. Shaw & Co., Inc. New $4.9m232.2k shares
GROUP ONE TRADING LLC Reduced $3.6m169.8k shares
Jefferies Financial Group Inc. Unchanged $3.2m151.1k shares
SIMPLEX TRADING, LLC Reduced $3.1m149.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 1.13% of their portfolio NEW YORK, NY 24,517,41124.5m $517.1m $517.1m 1.13% Reduced -2.6m -2,556,471
2 BlackRock Inc. 0.01% of their portfolio New York, NY 10,174,68610.2m $214.6m $214.6m 0.01% Added +226.1k +226,080
3 OAKTREE CAPITAL MANAGEMENT LP 1.35% of their portfolio LOS ANGELES, CA 4,728,6224.7m $99.7m $99.7m 1.35% Reduced -853.8k -853,760
4 PAULSON & CO. INC. 7.89% of their portfolio JERSEY CITY, NJ 3,833,4923.8m $80.8m $80.8m 7.89% Unchanged
5 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 3,423,2123.4m $72.2m $72.2m 0.02% Reduced -707.1k -707,101
6 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 3,248,7123.2m $68.5m $68.5m 0.09% Added +2.7m +2,667,114
7 TT International Asset Management LTD 11.08% of their portfolio LONDON, X0 3,160,2953.2m $66.7m $66.7m 11.08% Reduced -695.7k -695,743
8 Russell Investments Group, Ltd. 0.12% of their portfolio Seattle, WA 2,842,4682.8m $59.9m $59.9m 0.12% Reduced -610.6k -610,596
9 MACKENZIE FINANCIAL CORP 0.08% of their portfolio TORONTO ONTARIO, A6 2,537,2282.5m $53.8m $53.8m 0.08% Reduced -1.0m -1,042,490
10 Coronation Fund Managers Ltd. 1.16% of their portfolio Cape Town, T3 2,037,4062.0m $43.0m $43.0m 1.16% Reduced -1.9m -1,909,740
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,989,0882.0m $41.9m $41.9m 0.00% Added +114.9k +114,910
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,933,8491.9m $40.8m $40.8m 0.00% Added +103.3k +103,311
13 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 1,880,2871.9m $39.7m $39.7m 0.03% Added +775.0k +774,956
14 First Eagle Investment Management, LLC 0.10% of their portfolio NEW YORK, NY 1,776,3901.8m $37.5m $37.5m 0.10% Reduced -1.6m -1,617,324
15 Amundi 0.02% of their portfolio Paris, I0 1,660,9611.7m $35.2m $35.2m 0.02% Reduced -170.8k -170,771
16 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,354,7271.4m $28.6m $28.6m 0.01% Reduced -1.2m -1,198,109
17 AQR CAPITAL MANAGEMENT LLC 0.06% of their portfolio Greenwich, CT 1,323,8441.3m $27.9m $27.9m 0.06% Added +1.3m +1,269,472
18 Ruffer LLP 1.51% of their portfolio LONDON, X0 1,219,6591.2m $25.7m $25.7m 1.51% Reduced -977.6k -977,600
19 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,197,4001.2m $25.3m $25.3m 0.04% Reduced -30.4k -30,400
20 Robeco Institutional Asset Management B.V. 0.06% of their portfolio ROTTERDAM, P7 1,159,9171.2m $24.5m $24.5m 0.06% Added +617.3k +617,274
21 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio JUPITER, FL 943,544943.5k $19.9m $19.9m 0.09% Added +367.9k +367,879
22 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 923,040923.0k $19.5m $19.5m 0.04% Reduced -663.7k -663,679
23 SPROTT INC. 1.75% of their portfolio TORONTO, A6 914,500914.5k $19.3m $19.3m 1.75% Reduced -121.0k -121,000
24 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 845,670845.7k $17.9m $17.9m 0.04% Reduced -33.4k -33,431
25 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 799,882799.9k $19.3m $19.3m 0.01% Unchanged
26 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 721,677721.7k $15.2m $15.2m 0.06% New
27 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 712,851712.9k $15.0m $15.0m 0.03% Reduced -21.0k -21,039
28 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 687,375687.4k $14.5m $14.5m 0.02% Reduced -663.6k -663,572
29 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 653,664653.7k $13.8m $13.8m 0.01% Reduced -801.8k -801,768
30 Oaktree Fund Advisors, LLC 9.17% of their portfolio LOS ANGLES, CA 512,972513.0k $10.8m $10.8m 9.17% Reduced -59.1k -59,117
31 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 457,421457.4k $9.6m $9.6m 0.02% Added +387.4k +387,387
32 CREDIT AGRICOLE S A 0.30% of their portfolio Montrouge Cedex, I0 433,641433.6k $9.1m $9.1m 0.30% Unchanged
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 407,885407.9k $8.6m $8.6m 0.00% Reduced -120.2k -120,181
34 Carrhae Capital LLP 3.40% of their portfolio London, X0 364,815364.8k $7.7m $7.7m 3.40% Reduced -487.5k -487,461
35 ALPS ADVISORS INC 0.06% of their portfolio Denver, CO 343,351343.4k $7.2m $7.2m 0.06% Added +199.3k +199,350
36 Merk Investments LLC 5.44% of their portfolio PALO ALTO, CA 325,000325.0k $6.9m $6.9m 5.44% Unchanged
37 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 323,474323.5k $6.8m $6.8m 0.01% Added +199.7k +199,667
38 STRS OHIO 0.03% of their portfolio COLUMBUS, OH 320,000320.0k $6.7m $6.7m 0.03% Reduced -320.0k -320,000
39 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 313,457313.5k $6.6m $6.6m 0.00% Reduced -295.6k -295,648
40 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 303,491303.5k $6.4m $6.4m 0.01% Unchanged
41 CI INVESTMENTS INC. 0.03% of their portfolio TORONTO, Z4 283,891283.9k $6.0m $6.0m 0.03% Reduced -112.5k -112,475
42 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 259,868259.9k $5.5m $5.5m 0.06% Reduced -131.5k -131,488
43 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 257,753257.8k $5.4m $5.4m 0.01% New
44 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 255,729255.7k $5.4m $5.4m 0.01% Reduced -381.0k -381,003
45 PKO Investment Management Joint-Stock Co 0.64% of their portfolio WARSAW, R9 248,600248.6k $5.2m $5.2m 0.64% Reduced -23.9k -23,900
46 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 247,913247.9k $5.2m $5.2m 0.04% Reduced -11.1k -11,140
47 Grantham, Mayo, Van Otterloo & Co. LLC 0.02% of their portfolio Boston, MA 223,050223.1k $4.7m $4.7m 0.02% New
48 GROUP ONE TRADING LLC 0.19% of their portfolio CHICAGO, IL 208,272208.3k $4.4m $4.4m 0.19% Added +157.5k +157,455
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 200,040200.0k $4.2m $4.2m 0.01% Added +80.6k +80,623
50 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 183,417183.4k $3.9m $3.9m 0.01% Added +100.5k +100,458
51 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 163,589163.6k $3.5m $3.5m 0.00% New
52 BARINGS LLC 0.12% of their portfolio CHARLOTTE, NC 162,252162.3k $3.4m $3.4m 0.12% Reduced -191.2k -191,226
53 HUSSMAN STRATEGIC ADVISORS, INC. 0.59% of their portfolio ELLICOTT CITY, MD 152,400152.4k $3.2m $3.2m 0.59% Reduced -37.6k -37,600
54 U S GLOBAL INVESTORS INC 0.19% of their portfolio SAN ANTONIO, TX 151,319151.3k $3.2m $3.2m 0.19% Reduced -121.0k -121,043
55 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 148,186148.2k $3.1m $3.1m 0.00% Added +590 +590
56 Jump Financial, LLC 0.11% of their portfolio Chicago, IL 147,154147.2k $3.1m $3.1m 0.11% New
57 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 140,498140.5k $3.0m $3.0m 0.00% Unchanged
58 AZZAD ASSET MANAGEMENT INC /ADV 0.34% of their portfolio FALLS CHURCH, VA 121,475121.5k $2.6m $2.6m 0.34% Added +258 +258
59 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 116,918116.9k $2.5m $2.5m 0.01% Added +41.2k +41,218
60 Perpetual Ltd 0.02% of their portfolio SYDNEY, NEW SOUTH WALES, C3 112,535112.5k $2.4m $2.4m 0.02% Reduced -46.2k -46,194
61 Lesa Sroufe & Co 2.42% of their portfolio SEATTLE, WA 107,382107.4k $2.3m $2.3m 2.42% Reduced -614 -614
62 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 106,804106.8k $2.3m $2.3m 0.00% Reduced -1.8k -1,800
63 Twin Tree Management, LP 0.05% of their portfolio DALLAS, TX 105,858105.9k $2.2m $2.2m 0.05% Added +66.9k +66,918
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,80995.8k $2.0m $2.0m 0.00% Added +5.3k +5,298
65 Caption Management, LLC 0.34% of their portfolio OKLAHOMA CITY, OK 91,20091.2k $1.9m $1.9m 0.34% Added +81.2k +81,200
66 Marex Group Ltd 0.34% of their portfolio London, X0 88,83288.8k $1.9m $1.9m 0.34% Added +33.1k +33,064
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 88,24588.2k $2.1m $2.1m 0.00% Reduced -75.7k -75,662
68 Y-Intercept (Hong Kong) Ltd 0.20% of their portfolio HONG KONG, K3 87,84687.8k $1.9m $1.9m 0.20% New
69 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 85,11485.1k $1.8m $1.8m 0.00% Reduced -4.5k -4,494
70 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 79,33079.3k $1.7m $1.7m 0.01% New
71 SIMPLEX TRADING, LLC 0.07% of their portfolio CHICAGO, IL 75,63175.6k $1.6m $1.6m 0.07% Added +55.2k +55,222
72 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 68,33168.3k $1.4m $1.4m 0.01% Unchanged
73 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 67,47267.5k $1.4m $1.4m 0.00% Reduced -56.9k -56,906
74 PEAK6 Investments LLC 0.12% of their portfolio CHICAGO, IL 66,49166.5k $1.4m $1.4m 0.12% New
75 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 64,15864.2k $1.4m $1.4m 0.00% Unchanged
76 Quantbot Technologies LP 0.08% of their portfolio NEW YORK, NY 59,75459.8k $1.3m $1.3m 0.08% Added +57.5k +57,476
77 HOLLENCREST CAPITAL MANAGEMENT 0.13% of their portfolio NEWPORT BEACH, CA 58,30558.3k $1.2m $1.2m 0.13% Reduced -1.5k -1,500
78 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 56,93356.9k $1.2m $1.2m 0.00% Reduced -45.9k -45,900
79 Grey Street Capital, LLC 0.63% of their portfolio CHICAGO, IL 56,70056.7k $1.2m $1.2m 0.63% Unchanged
80 Henry James International Management Inc. 0.50% of their portfolio NEW YORK, NY 54,36054.4k $1.1m $1.1m 0.50% Reduced -8 -8
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 53,52053.5k $1.1m $1.1m 0.00% Added +51.6k +51,552
82 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 50,00050.0k $1.0m $1.0m 0.00% New
83 DRW Securities, LLC 0.08% of their portfolio CHICAGO, IL 48,90048.9k $1.0m $1.0m 0.08% New
84 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 47,11447.1k $993.6k $993.6k 0.00% Reduced -25.5k -25,518
85 Amova Asset Management Americas, Inc. 0.01% of their portfolio New York, NY 47,11447.1k $993.6k $993.6k 0.01% Reduced -25.5k -25,518
86 Aquatic Capital Management LLC 0.05% of their portfolio CHICAGO, IL 46,90046.9k $989.0k $989.0k 0.05% New
87 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,39746.4k $978.5k $978.5k 0.01% Added +2.8k +2,769
88 Dynamic Technology Lab Private Ltd 0.12% of their portfolio SINGAPORE, U0 46,08246.1k $972.0k $972.0k 0.12% Added +36.1k +36,137
89 PROFUND ADVISORS LLC 0.05% of their portfolio BETHESDA, MD 43,24043.2k $911.9k $911.9k 0.05% Added +1.5k +1,470
90 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 42,33242.3k $892.0k $892.0k 0.00% Added +10.7k +10,734
91 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 41,97942.0k $885.3k $885.3k 0.00% Reduced -1.9k -1,882
92 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 40,66240.7k $857.6k $857.6k 0.00% Added +7.7k +7,717
93 Quantamental Technologies LLC 0.30% of their portfolio WHITE PLAINS, NY 34,18934.2k $721.0k $721.0k 0.30% Added +21.2k +21,191
94 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 32,33032.3k $681.8k $681.8k 0.00% Added +25.5k +25,507
95 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 30,74330.7k $648.0k $648.0k 0.00% New
96 W1M Asset Management Ltd 0.06% of their portfolio London, X0 30,57430.6k $644.8k $644.8k 0.06% Reduced -5.4k -5,404
97 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 29,75029.8k $627.4k $627.4k 0.01% Added +7.2k +7,250
98 Symmetry Partners, LLC 0.03% of their portfolio GLASTONBURY, CT 29,56129.6k $623.0k $623.0k 0.03% Unchanged
99 CoreCommodity Management, LLC 0.17% of their portfolio STAMFORD, CT 26,64726.6k $562.0k $562.0k 0.17% Reduced -14.3k -14,303
100 PRELUDE CAPITAL MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 25,85525.9k $545.3k $545.3k 0.05% Reduced -11.2k -11,201