Vault-13

ANGLOGOLD ASHANTI LIMITED AU

SPONSORED ADR · ADR · CUSIP 035128206

192 institutional holders +8 vs Q4 2022
103,077,110103.1m shares reported held*
$2.5bnreported value*
29 new 57 added 51 reduced 23 sold out net bought ≈ $63.6m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.20. Options: 15 managers hold calls ($118.4m notional), 17 hold puts ($102.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 177Q4 22: 184Q1 23: 192192Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022177
Q4 2022184
Q1 2023192

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 86 bought or addedQ1 23: 74 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20238674

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $55.9mQ3 22 puts: $52.3mQ3 22P/C 0.94Q4 22 calls: $76.5mQ4 22 puts: $115.8mQ4 22P/C 1.51Q1 23 calls: $118.4mQ1 23 puts: $102.3mQ1 23P/C 0.86
Numbers
QuarterCallsPutsP/C
Q3 2022$55.9m$52.3m0.94
Q4 2022$76.5m$115.8m1.51
Q1 2023$118.4m$102.3m0.86

Biggest buyers

VAN ECK ASSOCIATES CORP Added +3,486,910+3.5m
TT International Asset Management LTD Added +2,036,956+2.0m
BlackRock Inc. Added +1,625,854+1.6m
JPMORGAN CHASE & CO Added +1,605,046+1.6m
GOLDMAN SACHS GROUP INC Added +1,352,411+1.4m
Carrhae Capital LLP New +852,276+852.3k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +799,882+799.9k
Russell Investments Group, Ltd. Added +679,581+679.6k
Ruffer LLP Added +662,100+662.1k
First Eagle Investment Management, LLC Added +658,464+658.5k

Biggest sellers

PRICE T ROWE ASSOCIATES INC /MD/ Sold out -5,077,773-5.1m
Balyasny Asset Management L.P. Sold out -1,674,711-1.7m
FMR LLC Reduced -1,615,128-1.6m
Nuveen Asset Management, LLC Sold out -1,459,084-1.5m
Coronation Fund Managers Ltd. Reduced -1,427,288-1.4m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -806,468-806.5k
Amundi Reduced -540,499-540.5k
Invesco Ltd. Reduced -510,677-510.7k
CAPITAL FUND MANAGEMENT S.A. Sold out -496,883-496.9k
JANE STREET GROUP, LLC Reduced -333,039-333.0k

Biggest calls

PEAK6 Investments LLC Added $29.9m1.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $19.4m802.3k shares
Parallax Volatility Advisers, L.P. Added $18.0m744.5k shares
MILLENNIUM MANAGEMENT LLC New $16.2m670.0k shares
GROUP ONE TRADING LLC Reduced $10.3m425.7k shares
Walleye Trading LLC Reduced $7.2m299.6k shares
CITADEL ADVISORS LLC Reduced $4.7m195.3k shares
SIMPLEX TRADING, LLC Reduced $4.6m190.7k shares
JANE STREET GROUP, LLC Reduced $3.0m123.9k shares
WOLVERINE TRADING, LLC New $1.9m80.7k shares

Biggest puts

Parallax Volatility Advisers, L.P. Added $24.9m1.0m shares
Twin Tree Management, LP Added $20.5m846.8k shares
Walleye Trading LLC Reduced $11.7m483.9k shares
CITADEL ADVISORS LLC Reduced $10.5m432.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.9m325.4k shares
MILLENNIUM MANAGEMENT LLC New $4.6m189.9k shares
SIMPLEX TRADING, LLC Reduced $4.3m177.8k shares
GROUP ONE TRADING LLC Reduced $4.2m172.9k shares
PEAK6 Investments LLC Reduced $4.1m170.9k shares
Jefferies Financial Group Inc. Reduced $3.7m151.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 1.49% of their portfolio NEW YORK, NY 27,073,88227.1m $654.9m $654.9m 1.49% Added +3.5m +3,486,910
2 BlackRock Inc. 0.01% of their portfolio New York, NY 9,948,6069.9m $240.7m $240.7m 0.01% Added +1.6m +1,625,854
3 OAKTREE CAPITAL MANAGEMENT LP 1.52% of their portfolio LOS ANGELES, CA 5,582,3825.6m $135.0m $135.0m 1.52% Added +234.9k +234,933
4 DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio AUSTIN, TX 4,130,3134.1m $99.9m $99.9m 0.03% Reduced -168.7k -168,739
5 Coronation Fund Managers Ltd. 2.54% of their portfolio Cape Town, T3 3,947,1463.9m $95.5m $95.5m 2.54% Reduced -1.4m -1,427,288
6 TT International Asset Management LTD 10.21% of their portfolio LONDON, X0 3,856,0383.9m $93.3m $93.3m 10.21% Added +2.0m +2,036,956
7 PAULSON & CO. INC. 7.71% of their portfolio JERSEY CITY, NJ 3,833,4923.8m $92.7m $92.7m 7.71% Unchanged
8 MACKENZIE FINANCIAL CORP 0.14% of their portfolio TORONTO ONTARIO, A6 3,579,7183.6m $86.6m $86.6m 0.14% Added +213.9k +213,852
9 Russell Investments Group, Ltd. 0.16% of their portfolio Seattle, WA 3,453,0643.5m $83.5m $83.5m 0.16% Added +679.6k +679,581
10 First Eagle Investment Management, LLC 0.22% of their portfolio NEW YORK, NY 3,393,7143.4m $82.1m $82.1m 0.22% Added +658.5k +658,464
11 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,552,8362.6m $61.8m $61.8m 0.02% Added +1.4m +1,352,411
12 Ruffer LLP 1.84% of their portfolio LONDON, X0 2,197,2592.2m $53.1m $53.1m 1.84% Added +662.1k +662,100
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,874,1781.9m $45.3m $45.3m 0.00% Reduced -19.7k -19,729
14 Amundi 0.03% of their portfolio Paris, I0 1,831,7321.8m $48.9m $48.9m 0.03% Reduced -540.5k -540,499
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,830,5381.8m $44.3m $44.3m 0.01% Added +1.6m +1,605,046
16 Allianz Asset Management GmbH 0.08% of their portfolio MUNICH, 2M 1,586,7191.6m $38.4m $38.4m 0.08% Added +115.6k +115,598
17 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 1,455,4321.5m $35.2m $35.2m 0.02% Reduced -239.8k -239,829
18 SCHRODER INVESTMENT MANAGEMENT GROUP 0.05% of their portfolio London, X0 1,350,9471.4m $32.7m $32.7m 0.05% Added +330.5k +330,467
19 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,227,8001.2m $29.7m $29.7m 0.04% Added +80.4k +80,400
20 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 1,105,3311.1m $26.7m $26.7m 0.02% Added +113.0k +112,992
21 SPROTT INC. 2.13% of their portfolio TORONTO, A6 1,035,5001.0m $25.0m $25.0m 2.13% Unchanged
22 NATIONAL BANK OF CANADA /FI/ 0.06% of their portfolio MONTREAL, A8 879,101879.1k $21.3m $21.3m 0.06% Added +121.1k +121,149
23 Carrhae Capital LLP 6.55% of their portfolio London, X0 852,276852.3k $20.6m $20.6m 6.55% New
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 799,882799.9k $19.3m $19.3m 0.01% New
25 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 733,890733.9k $17.8m $17.8m 0.04% Added +46.1k +46,146
26 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 640,000640.0k $15.5m $15.5m 0.02% Added +320.0k +320,000
27 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 636,732636.7k $15.4m $15.4m 0.02% Added +405.3k +405,304
28 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 609,105609.1k $14.7m $14.7m 0.00% Reduced -510.7k -510,677
29 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 581,598581.6k $14.1m $14.1m 0.02% Reduced -333.0k -333,039
30 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio JUPITER, FL 575,665575.7k $13.9m $13.9m 0.07% New
31 Oaktree Fund Advisors, LLC 13.07% of their portfolio LOS ANGLES, CA 572,089572.1k $13.8m $13.8m 13.07% Added +145.5k +145,500
32 Robeco Institutional Asset Management B.V. 0.04% of their portfolio ROTTERDAM, P7 542,643542.6k $13.1m $13.1m 0.04% Added +485.8k +485,786
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 528,066528.1k $12.8m $12.8m 0.00% Added +444.1k +444,148
34 CREDIT AGRICOLE S A 0.45% of their portfolio Montrouge Cedex, I0 433,641433.6k $10.5m $10.5m 0.45% Unchanged
35 Connor, Clark & Lunn Investment Management Ltd. 0.05% of their portfolio VANCOUVER, A1 418,727418.7k $10.1m $10.1m 0.05% Added +363.3k +363,257
36 CI INVESTMENTS INC. 0.05% of their portfolio TORONTO, Z4 396,366396.4k $9.6m $9.6m 0.05% Reduced -78.2k -78,225
37 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 391,356391.4k $9.5m $9.5m 0.09% Added +255.7k +255,658
38 BARINGS LLC 0.29% of their portfolio CHARLOTTE, NC 353,478353.5k $8.6m $8.6m 0.29% Unchanged
39 Merk Investments LLC 6.89% of their portfolio PALO ALTO, CA 325,000325.0k $7.9m $7.9m 6.89% Reduced -175.0k -175,000
40 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 303,491303.5k $7.3m $7.3m 0.01% Unchanged
41 PKO Investment Management Joint-Stock Co 0.87% of their portfolio WARSAW, R9 272,500272.5k $6.6m $6.6m 0.87% Unchanged
42 U S GLOBAL INVESTORS INC 0.43% of their portfolio SAN ANTONIO, TX 272,362272.4k $6.6m $6.6m 0.43% Added +58.9k +58,855
43 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 259,053259.1k $6.3m $6.3m 0.05% Added +56.6k +56,554
44 ACADIAN ASSET MANAGEMENT LLC 0.02% of their portfolio Boston, MA 228,703228.7k $5.5m $5.5m 0.02% New
45 HUSSMAN STRATEGIC ADVISORS, INC. 0.72% of their portfolio ELLICOTT CITY, MD 190,000190.0k $4.6m $4.6m 0.72% Reduced -101.6k -101,600
46 Praetorian PR LLC 0.39% of their portfolio RINCON, PR 180,005180.0k $522.0k $522.0k 0.39% First filing
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 163,907163.9k $4.0m $4.0m 0.00% Added +86.2k +86,229
48 Perpetual Ltd 0.03% of their portfolio SYDNEY, NEW SOUTH WALES, C3 158,729158.7k $3.8m $3.8m 0.03% First filing
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 147,596147.6k $3.6m $3.6m 0.00% Added +36.1k +36,150
50 ALPS ADVISORS INC 0.03% of their portfolio Denver, CO 144,001144.0k $3.5m $3.5m 0.03% Added +91.7k +91,743
51 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 140,498140.5k $3.4m $3.4m 0.00% Unchanged
52 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 124,378124.4k $3.0m $3.0m 0.00% Reduced -60.1k -60,101
53 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 123,807123.8k $3.0m $3.0m 0.00% Added +111.7k +111,707
54 AZZAD ASSET MANAGEMENT INC /ADV 0.42% of their portfolio FALLS CHURCH, VA 121,217121.2k $2.9m $2.9m 0.42% Reduced -77.0k -77,041
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 119,417119.4k $2.9m $2.9m 0.00% Added +77.2k +77,168
56 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 108,604108.6k $2.6m $2.6m 0.00% Unchanged
57 Lesa Sroufe & Co 2.64% of their portfolio SEATTLE, WA 107,996108.0k $2.6m $2.6m 2.64% Added +1.7k +1,666
58 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 102,833102.8k $2.5m $2.5m 0.00% Reduced -251.0k -250,977
59 SEVEN EIGHT CAPITAL, LP 0.50% of their portfolio New York, NY 98,82698.8k $2.4m $2.4m 0.50% New
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,51190.5k $2.2m $2.2m 0.00% Reduced -24.3k -24,294
61 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 89,60889.6k $2.2m $2.2m 0.00% Added +42.8k +42,787
62 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 82,95983.0k $2.0m $2.0m 0.00% Reduced -101.2k -101,204
63 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 82,37982.4k $2.0m $2.0m 0.01% Unchanged
64 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 75,70075.7k $1.8m $1.8m 0.01% Reduced -84.0k -83,982
65 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 72,63272.6k $1.8m $1.8m 0.00% Reduced -2.6k -2,629
66 Amova Asset Management Americas, Inc. 0.02% of their portfolio New York, NY 72,63272.6k $1.8m $1.8m 0.02% Reduced -2.6k -2,629
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 70,03470.0k $1.7m $1.7m 0.00% Added +3.7k +3,731
68 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 68,33168.3k $1.7m $1.7m 0.01% Unchanged
69 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 64,27864.3k $1.6m $1.6m 0.05% Added +30.5k +30,544
70 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 64,15864.2k $1.6m $1.6m 0.00% Reduced -144 -144
71 Edgestream Partners, L.P. 0.17% of their portfolio Princeton, NJ 62,81662.8k $1.5m $1.5m 0.17% New
72 HOLLENCREST CAPITAL MANAGEMENT 0.15% of their portfolio NEWPORT BEACH, CA 59,80559.8k $1.4m $1.4m 0.15% Unchanged
73 Grey Street Capital, LLC 0.97% of their portfolio CHICAGO, IL 56,70056.7k $1.4m $1.4m 0.97% First filing
74 APG Asset Management N.V. 0.00% of their portfolio Amsterdam, P7 56,60056.6k $1.3m $1.3m 0.00% New
75 Marex Group Ltd 0.18% of their portfolio London, X0 55,76855.8k $1.3m $1.3m 0.18% Added +31.9k +31,912
76 TWO SIGMA SECURITIES, LLC 0.11% of their portfolio NEW YORK, NY 54,69254.7k $1.3m $1.3m 0.11% Added +16.2k +16,245
77 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 54,37254.4k $1.3m $1.3m 0.00% Reduced -100.7k -100,672
78 Henry James International Management Inc. 0.56% of their portfolio NEW YORK, NY 54,36854.4k $1.3m $1.3m 0.56% Reduced -58 -58
79 Bayesian Capital Management, LP 0.16% of their portfolio Brooklyn, NY 52,12152.1k $1.3m $1.3m 0.16% New
80 GROUP ONE TRADING LLC 0.06% of their portfolio CHICAGO, IL 50,81750.8k $1.2m $1.2m 0.06% New
81 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 50,58050.6k $1.2m $1.2m 0.03% Added +323 +323
82 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 47,56247.6k $1.2m $1.2m 0.01% Unchanged
83 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 46,99147.0k $1.1m $1.1m 0.00% Added +13.9k +13,906
84 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 43,86143.9k $1.1m $1.1m 0.00% Reduced -401 -401
85 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,62843.6k $1.1m $1.1m 0.01% Reduced -1.8k -1,826
86 PROFUND ADVISORS LLC 0.06% of their portfolio BETHESDA, MD 41,77041.8k $1.0m $1.0m 0.06% Added +3.9k +3,884
87 CoreCommodity Management, LLC 0.28% of their portfolio STAMFORD, CT 40,95041.0k $990.6k $990.6k 0.28% Reduced -18.5k -18,513
88 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 40,20040.2k $972.4k $972.4k 0.01% New
89 Twin Tree Management, LP 0.03% of their portfolio DALLAS, TX 38,94038.9k $942.0k $942.0k 0.03% Reduced -78.4k -78,417
90 PRELUDE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 37,05637.1k $896.4k $896.4k 0.06% Unchanged
91 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 36,42036.4k $881.0k $881.0k 0.00% New
92 W1M Asset Management Ltd 0.08% of their portfolio London, X0 35,97836.0k $870.3k $870.3k 0.08% Reduced -1.5k -1,473
93 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 35,70035.7k $863.6k $863.6k 0.00% Reduced -31.4k -31,400
94 Vident Investment Advisory, LLC 0.03% of their portfolio Alpharetta, GA 34,93234.9k $845.0k $845.0k 0.03% Added +18.9k +18,883
95 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 32,94532.9k $796.9k $796.9k 0.00% Added +2.9k +2,868
96 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 31,59831.6k $764.0k $764.0k 0.00% New
97 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 29,70629.7k $717.0k $717.0k 0.02% New
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 29,66729.7k $717.0k $717.0k 0.00% Reduced -32.6k -32,563
99 Symmetry Partners, LLC 0.04% of their portfolio GLASTONBURY, CT 29,56129.6k $715.0k $715.0k 0.04% Unchanged
100 Donoghue Forlines LLC 0.24% of their portfolio Boston, MA 27,16627.2k $657.1k $657.1k 0.24% New