Vault-13

ANGLOGOLD ASHANTI LIMITED AU

SPONSORED ADR · ADR · CUSIP 035128206

184 institutional holders +7 vs Q3 2022
100,340,265100.3m shares reported held*
$2.0bnreported value*
27 new 43 added 69 reduced 24 sold out net sold ≈ $78.9m (-4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.53. Options: 15 managers hold calls ($76.5m notional), 16 hold puts ($115.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 177Q4 22: 184184Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022177
Q4 2022184

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $55.9mQ3 22 puts: $52.3mQ3 22P/C 0.94Q4 22 calls: $76.5mQ4 22 puts: $115.8mQ4 22P/C 1.51
Numbers
QuarterCallsPutsP/C
Q3 2022$55.9m$52.3m0.94
Q4 2022$76.5m$115.8m1.51

Biggest buyers

First Eagle Investment Management, LLC New +2,735,250+2.7m
TT International Asset Management LTD New +1,819,082+1.8m
FMR LLC Added +1,618,682+1.6m
GOLDMAN SACHS GROUP INC Added +889,534+889.5k
SPROTT INC. Added +851,500+851.5k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +806,468+806.5k
NATIONAL BANK OF CANADA /FI/ New +757,952+758.0k
MACKENZIE FINANCIAL CORP Added +741,948+741.9k
JANE STREET GROUP, LLC Added +548,869+548.9k
OAKTREE CAPITAL MANAGEMENT LP Added +263,928+263.9k

Biggest sellers

PRICE T ROWE ASSOCIATES INC /MD/ Reduced -4,983,538-5.0m
BlackRock Inc. Reduced -1,775,158-1.8m
MILLENNIUM MANAGEMENT LLC Reduced -774,645-774.6k
CITADEL ADVISORS LLC Reduced -769,569-769.6k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -757,682-757.7k
LGT CAPITAL PARTNERS LTD. Reduced -665,290-665.3k
Nuveen Asset Management, LLC Reduced -617,879-617.9k
Coronation Fund Managers Ltd. Reduced -544,015-544.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -540,000-540.0k
CANADA PENSION PLAN INVESTMENT BOARD Sold out -444,100-444.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $17.8m918.3k shares
Jefferies Financial Group Inc. New $11.2m578.0k shares
GROUP ONE TRADING LLC Added $11.1m573.9k shares
Walleye Trading LLC Reduced $6.4m328.8k shares
BARCLAYS PLC First filing $5.8m300.0k shares
Parallax Volatility Advisers, L.P. New $5.4m280.5k shares
Caption Management, LLC Unchanged $3.9m200.0k shares
CITADEL ADVISORS LLC Added $3.9m199.3k shares
SIMPLEX TRADING, LLC Reduced $3.8m195.7k shares
PEAK6 Investments LLC Added $3.5m182.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $15.4m794.6k shares
Parallax Volatility Advisers, L.P. New $14.6m750.2k shares
Twin Tree Management, LP Added $12.9m665.0k shares
Walleye Trading LLC Added $10.5m540.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.4m537.7k shares
SIMPLEX TRADING, LLC Added $9.4m482.9k shares
JANE STREET GROUP, LLC Reduced $8.7m446.0k shares
BARCLAYS PLC First filing $8.5m436.0k shares
Jefferies Financial Group Inc. New $7.8m401.1k shares
PEAK6 Investments LLC Added $6.7m344.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 1.18% of their portfolio NEW YORK, NY 23,586,97223.6m $458.1m $458.1m 1.18% Added +109.5k +109,540
2 BlackRock Inc. 0.01% of their portfolio New York, NY 8,322,7528.3m $161.6m $161.6m 0.01% Reduced -1.8m -1,775,158
3 Coronation Fund Managers Ltd. 2.90% of their portfolio Cape Town, T3 5,374,4345.4m $104.4m $104.4m 2.90% Reduced -544.0k -544,015
4 OAKTREE CAPITAL MANAGEMENT LP 1.13% of their portfolio LOS ANGELES, CA 5,347,4495.3m $103.8m $103.8m 1.13% Added +263.9k +263,928
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 5,077,7735.1m $98.6m $98.6m 0.02% Reduced -5.0m -4,983,538
6 DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio AUSTIN, TX 4,299,0524.3m $83.5m $83.5m 0.03% Reduced -221.9k -221,880
7 PAULSON & CO. INC. 6.70% of their portfolio JERSEY CITY, NJ 3,833,4923.8m $74.4m $74.4m 6.70% Reduced -141.5k -141,508
8 MACKENZIE FINANCIAL CORP 0.11% of their portfolio TORONTO ONTARIO, A6 3,365,8663.4m $65.4m $65.4m 0.11% Added +741.9k +741,948
9 Russell Investments Group, Ltd. 0.11% of their portfolio Seattle, WA 2,773,4832.8m $53.9m $53.9m 0.11% Reduced -173.8k -173,798
10 First Eagle Investment Management, LLC 0.15% of their portfolio NEW YORK, NY 2,735,2502.7m $53.1m $53.1m 0.15% New
11 Amundi 0.03% of their portfolio Paris, I0 2,372,2312.4m $52.2m $52.2m 0.03% Added +228.9k +228,865
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,893,9071.9m $36.8m $36.8m 0.00% Reduced -81.3k -81,326
13 TT International Asset Management LTD 3.46% of their portfolio LONDON, X0 1,819,0821.8m $35.3m $35.3m 3.46% New
14 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 1,695,2611.7m $32.9m $32.9m 0.02% Reduced -221.1k -221,091
15 Balyasny Asset Management L.P. 0.11% of their portfolio Chicago, IL 1,674,7111.7m $32.5m $32.5m 0.11% Added +23.1k +23,129
16 FMR LLC 0.00% of their portfolio BOSTON, MA 1,621,9161.6m $31.5m $31.5m 0.00% Added +1.6m +1,618,682
17 Ruffer LLP 2.01% of their portfolio LONDON, X0 1,535,1591.5m $29.9m $29.9m 2.01% Reduced -428.2k -428,230
18 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 1,471,1211.5m $28.6m $28.6m 0.06% Reduced -114.6k -114,603
19 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,459,0841.5m $28.3m $28.3m 0.01% Reduced -617.9k -617,879
20 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,200,4251.2m $23.3m $23.3m 0.01% Added +889.5k +889,534
21 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 1,147,4001.1m $22.3m $22.3m 0.03% Reduced -540.0k -540,000
22 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,119,7821.1m $21.7m $21.7m 0.01% Added +257.1k +257,129
23 SPROTT INC. 1.79% of their portfolio TORONTO, A6 1,035,5001.0m $20.1m $20.1m 1.79% Added +851.5k +851,500
24 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 1,020,4801.0m $19.8m $19.8m 0.03% Added +199.7k +199,738
25 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 992,339992.3k $19.3m $19.3m 0.02% Added +138.7k +138,681
26 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 914,637914.6k $17.8m $17.8m 0.03% Added +548.9k +548,869
27 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 806,468806.5k $15.7m $15.7m 0.02% New
28 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 757,952758.0k $14.7m $14.7m 0.04% New
29 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 687,744687.7k $13.4m $13.4m 0.03% Added +46.0k +46,049
30 Merk Investments LLC 8.79% of their portfolio PALO ALTO, CA 500,000500.0k $9.7m $9.7m 8.79% Reduced -100.0k -100,000
31 CAPITAL FUND MANAGEMENT S.A. 0.21% of their portfolio PARIS, I0 496,883496.9k $9.6m $9.6m 0.21% Added +237.4k +237,379
32 CI INVESTMENTS INC. 0.05% of their portfolio TORONTO, Z4 474,591474.6k $9.2m $9.2m 0.05% Reduced -181.6k -181,619
33 CREDIT AGRICOLE S A 0.31% of their portfolio Montrouge Cedex, I0 433,641433.6k $8.4m $8.4m 0.31% Unchanged
34 Oaktree Fund Advisors, LLC 12.38% of their portfolio LOS ANGLES, CA 426,589426.6k $8.3m $8.3m 12.38% Reduced -2.5k -2,500
35 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 353,810353.8k $6.9m $6.9m 0.01% First filing
36 BARINGS LLC 0.24% of their portfolio CHARLOTTE, NC 353,478353.5k $6.9m $6.9m 0.24% Unchanged
37 STRS OHIO 0.03% of their portfolio COLUMBUS, OH 320,000320.0k $6.2m $6.2m 0.03% Unchanged
38 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 303,491303.5k $5.9m $5.9m 0.01% Reduced -30.0k -30,000
39 HUSSMAN STRATEGIC ADVISORS, INC. 0.92% of their portfolio ELLICOTT CITY, MD 291,600291.6k $5.7m $5.7m 0.92% Added +18.6k +18,600
40 PKO Investment Management Joint-Stock Co 0.77% of their portfolio WARSAW, R9 272,500272.5k $5.3m $5.3m 0.77% Added +27.5k +27,500
41 NATIXIS 0.03% of their portfolio PARIS, I0 256,865256.9k $5.0m $5.0m 0.03% New
42 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 231,428231.4k $4.5m $4.5m 0.01% Reduced -769.6k -769,569
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 225,492225.5k $4.4m $4.4m 0.00% Reduced -108.9k -108,931
44 U S GLOBAL INVESTORS INC 0.25% of their portfolio SAN ANTONIO, TX 213,507213.5k $4.1m $4.1m 0.25% Reduced -22.9k -22,897
45 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 202,499202.5k $3.9m $3.9m 0.03% Added +49.4k +49,357
46 AZZAD ASSET MANAGEMENT INC /ADV 0.61% of their portfolio FALLS CHURCH, VA 198,258198.3k $3.9m $3.9m 0.61% Added +2.8k +2,790
47 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 185,478185.5k $3.6m $3.6m 0.00% Reduced -18.2k -18,250
48 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 184,479184.5k $3.6m $3.6m 0.00% Added +53.4k +53,356
49 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 184,163184.2k $3.6m $3.6m 0.01% Reduced -186.6k -186,600
50 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 159,682159.7k $3.1m $3.1m 0.01% Reduced -299.3k -299,293
51 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 155,044155.0k $3.0m $3.0m 0.01% Added +114.7k +114,675
52 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 140,498140.5k $2.7m $2.7m 0.00% Unchanged
53 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 135,698135.7k $2.6m $2.6m 0.02% Reduced -116.3k -116,327
54 Monaco Asset Management SAM 0.93% of their portfolio Monaco, O9 134,900134.9k $2.6m $2.6m 0.93% Reduced -75.1k -75,100
55 Pendal Group Ltd 0.02% of their portfolio SYDNEY, C3 132,861132.9k $2.6m $2.6m 0.02% New
56 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 121,621121.6k $2.4m $2.4m 0.00% Reduced -774.6k -774,645
57 Twin Tree Management, LP 0.07% of their portfolio DALLAS, TX 117,357117.4k $2.3m $2.3m 0.07% Reduced -47.6k -47,553
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 114,805114.8k $2.2m $2.2m 0.00% Reduced -310.5k -310,503
59 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 111,446111.4k $2.2m $2.2m 0.00% Reduced -321.1k -321,147
60 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 108,604108.6k $2.1m $2.1m 0.00% Unchanged
61 Lesa Sroufe & Co 2.29% of their portfolio SEATTLE, WA 106,330106.3k $2.1m $2.1m 2.29% Reduced -398 -398
62 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 100,000100.0k $1.9m $1.9m 0.03% New
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 83,91883.9k $1.6m $1.6m 0.00% Reduced -13.8k -13,770
64 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 82,37982.4k $1.6m $1.6m 0.01% First filing
65 Euro Pacific Asset Management, LLC 1.43% of their portfolio DORADO, PR 80,38080.4k $6.4m $6.4m 1.43% Added +60.4k +60,380
66 Parallax Volatility Advisers, L.P. 0.04% of their portfolio San Francisco, CA 77,88977.9k $1.5m $1.5m 0.04% New
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 77,67877.7k $1.5m $1.5m 0.00% Added +4.3k +4,292
68 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 76,19476.2k $1.5m $1.5m 0.00% Reduced -87.5k -87,541
69 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 75,26175.3k $1.5m $1.5m 0.00% Reduced -4.9k -4,888
70 Amova Asset Management Americas, Inc. 0.02% of their portfolio New York, NY 75,26175.3k $1.5m $1.5m 0.02% Reduced -4.9k -4,888
71 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 68,33168.3k $1.3m $1.3m 0.01% Unchanged
72 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 67,10067.1k $1.3m $1.3m 0.00% Added +44.7k +44,700
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 66,30366.3k $1.3m $1.3m 0.00% Reduced -159.6k -159,582
74 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 64,30264.3k $1.2m $1.2m 0.00% Added +425 +425
75 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,23062.2k $1.2m $1.2m 0.00% Reduced -74.9k -74,853
76 Claraphi Advisory Network, LLC 0.47% of their portfolio ALISO VIEJO, X1 60,69860.7k $1.2m $1.2m 0.47% New
77 HOLLENCREST CAPITAL MANAGEMENT 0.14% of their portfolio NEWPORT BEACH, CA 59,80559.8k $1.2m $1.2m 0.14% Unchanged
78 CoreCommodity Management, LLC 0.36% of their portfolio STAMFORD, CT 59,46359.5k $1.2m $1.2m 0.36% Added +40.6k +40,592
79 Quantbot Technologies LP 0.08% of their portfolio NEW YORK, NY 58,32958.3k $1.1m $1.1m 0.08% Added +45.3k +45,277
80 Robeco Institutional Asset Management B.V. 0.00% of their portfolio ROTTERDAM, P7 56,85756.9k $1.1m $1.1m 0.00% New
81 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 55,47055.5k $1.1m $1.1m 0.01% New
82 Henry James International Management Inc. 0.51% of their portfolio NEW YORK, NY 54,42654.4k $1.1m $1.1m 0.51% Reduced -243 -243
83 Ninety One UK Ltd 0.00% of their portfolio London, X0 52,67352.7k $1.0m $1.0m 0.00% Reduced -152.7k -152,696
84 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 52,25852.3k $1.0m $1.0m 0.01% Reduced -48.6k -48,556
85 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.01% of their portfolio Madrid, U3 51,72451.7k $991.9k $991.9k 0.01% Reduced -68.6k -68,630
86 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 50,25750.3k $976.0k $976.0k 0.03% Added +3.6k +3,634
87 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 47,56247.6k $923.7k $923.7k 0.01% Unchanged
88 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,82146.8k $909.3k $909.3k 0.00% Added +11.8k +11,795
89 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 45,45445.5k $882.7k $882.7k 0.01% Added +40 +40
90 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 44,26244.3k $859.6k $859.6k 0.00% Reduced -246 -246
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,24942.2k $820.5k $820.5k 0.00% Reduced -20.2k -20,200
92 TWO SIGMA SECURITIES, LLC 0.11% of their portfolio NEW YORK, NY 38,44738.4k $746.6k $746.6k 0.11% Added +7.9k +7,929
93 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 38,20638.2k $742.0k $742.0k 0.03% New
94 PROFUND ADVISORS LLC 0.05% of their portfolio BETHESDA, MD 37,88637.9k $735.7k $735.7k 0.05% Added +726 +726
95 W1M Asset Management Ltd 0.07% of their portfolio London, X0 37,45137.5k $727.3k $727.3k 0.07% Reduced -10.1k -10,110
96 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 37,05637.1k $719.6k $719.6k 0.04% Added +20.1k +20,149
97 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 33,73433.7k $655.1k $655.1k 0.03% Reduced -147.8k -147,791
98 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 33,08533.1k $643.0k $643.0k 0.00% Added +17.1k +17,069
99 Altrafin AG 0.38% of their portfolio ZURICH, V8 33,00033.0k $640.9k $640.9k 0.38% Unchanged
100 VIRTUS ADVISERS, LLC 0.33% of their portfolio HARTFORD, CT 32,72932.7k $635.6k $635.6k 0.33% Reduced -64.0k -63,993