Vault-13

ANGEL OAK FUNDS TRUST UYLD

OAK ULTRASHORT · ETP · CUSIP 03463K752

44 institutional holders +6 vs Q2 2024
10,688,64510.7m shares reported held*
$547.0mreported value*
10 new 24 added 7 reduced 2 sold out net bought ≈ $190.4m (+3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.17.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 4Q1 23: 7Q2 23: 12Q3 23: 17Q4 23: 26Q1 24: 31Q2 24: 38Q3 24: 4444Q4 22Q2 23Q4 23Q2 24Q3 24
Numbers
QuarterHolders
Q4 20224
Q1 20237
Q2 202312
Q3 202317
Q4 202326
Q1 202431
Q2 202438
Q3 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 5 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 2 cut or sold outQ3 23: 11 bought or addedQ3 23: 4 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 6 cut or sold outQ1 24: 25 bought or addedQ1 24: 7 cut or sold outQ1 24Q2 24: 29 bought or addedQ2 24: 9 cut or sold outQ3 24: 34 bought or addedQ3 24: 9 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 202351
Q2 2023102
Q3 2023114
Q4 2023196
Q1 2024257
Q2 2024299
Q3 2024349

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,249,742+1.2m
Focus Partners Wealth New +1,050,698+1.1m
Richard P Slaughter Associates Inc Added +665,533+665.5k
UBS Group AG Added +257,104+257.1k
KESTRA PRIVATE WEALTH SERVICES, LLC New +154,892+154.9k
CITADEL ADVISORS LLC Added +56,856+56.9k
Janney Montgomery Scott LLC Added +56,792+56.8k
FLOW TRADERS U.S. LLC Added +53,676+53.7k
BENJAMIN EDWARDS INC Added +53,393+53.4k
JANE STREET GROUP, LLC Added +29,863+29.9k

Biggest sellers

Secure Asset Management, LLC Reduced -24,391-24.4k
SENTINEL PENSION ADVISORS, LLC Reduced -16,299-16.3k
Sage Mountain Advisors LLC Reduced -10,793-10.8k
STIFEL FINANCIAL CORP Reduced -4,645-4.6k
Camarda Financial Advisors, LLC Reduced -3,332-3.3k
Precision Wealth Strategies, LLC Reduced -3,266-3.3k
NewEdge Advisors, LLC Reduced -3,225-3.2k
Allworth Financial LP Sold out -500-500
POM Investment Strategies, LLC Sold out -248-248

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.71% of their portfolio PLYMOUTH, MN 6,448,5186.4m $330.0m $330.0m 0.71% Added +1.2m +1,249,742
2 Focus Partners Wealth 0.17% of their portfolio ST LOUIS, MO 1,050,6981.1m $53.8m $53.8m 0.17% New
3 Richard P Slaughter Associates Inc 7.97% of their portfolio AUSTIN, TX 670,927670.9k $34.3m $34.3m 7.97% Added +665.5k +665,533
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 391,154391.2k $20.0m $20.0m 0.01% Added +257.1k +257,104
5 CW Advisors, LLC 0.18% of their portfolio BOSTON, MA 257,290257.3k $13.2m $13.2m 0.18% Added +25.5k +25,531
6 KESTRA PRIVATE WEALTH SERVICES, LLC 0.15% of their portfolio AUSTIN, TX 154,892154.9k $7.9m $7.9m 0.15% New
7 Requisite Capital Management, LLC 1.66% of their portfolio DALLAS, TX 154,575154.6k $7.9m $7.9m 1.66% Added +11.1k +11,077
8 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 149,252149.3k $7.6m $7.6m 0.02% Added +56.8k +56,792
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 119,010119.0k $6.1m $6.1m 0.01% Reduced -4.6k -4,645
10 Argent Financial Group, Inc. 0.71% of their portfolio RUSTON, LA 117,573117.6k $6.0m $6.0m 0.71% First filing
11 TCFG WEALTH MANAGEMENT, LLC 2.97% of their portfolio LAGUNA NIGUEL, CA 115,482115.5k $5.9m $5.9m 2.97% First filing
12 Camarda Financial Advisors, LLC 2.05% of their portfolio FLEMING ISLAND, FL 106,839106.8k $5.5m $5.5m 2.05% Reduced -3.3k -3,332
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 89,10389.1k $4.6m $4.6m 0.00% Added +56.9k +56,856
14 MIDLAND WEALTH ADVISORS, LLC 0.24% of their portfolio EFFINGHAM, IL 80,10380.1k $4.1m $4.1m 0.24% Added +7.3k +7,280
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 78,20378.2k $4.0m $4.0m 0.00% Added +9.0k +8,965
16 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 64,68764.7k $3.3m $3.3m 0.12% Added +13.0k +13,001
17 Mechanics Bank Trust Department 0.41% of their portfolio Walnut Creek, CA 60,15060.1k $3.1m $3.1m 0.41% Added +3.0k +3,050
18 Sage Mountain Advisors LLC 0.26% of their portfolio ATLANTA, GA 58,94658.9k $3.0m $3.0m 0.26% Reduced -10.8k -10,793
19 FLOW TRADERS U.S. LLC 0.15% of their portfolio NEW YORK, NY 58,07758.1k $3.0m $3.0m 0.15% Added +53.7k +53,676
20 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 55,20755.2k $2.8m $2.8m 0.04% Added +53.4k +53,393
21 Transamerica Financial Advisors, LLC 0.27% of their portfolio CEDAR RAPIDS, IA 54,70254.7k $2.8m $2.8m 0.27% Added +200 +200
22 Lewis Asset Management, LLC 1.66% of their portfolio LAFAYETTE, CA 44,55144.6k $2.3m $2.3m 1.66% Added +465 +465
23 Precision Wealth Strategies, LLC 1.95% of their portfolio SAINT LOUIS, MO 41,24541.2k $2.1m $2.1m 1.95% Reduced -3.3k -3,266
24 ISLAY CAPITAL MANAGEMENT, LLC 1.39% of their portfolio Lubbock, TX 40,41340.4k $2.1m $2.1m 1.39% Added +7.7k +7,702
25 Crescent Grove Advisors, LLC 0.21% of their portfolio LAKE FOREST, IL 40,30440.3k $2.1m $2.1m 0.21% Added +16.6k +16,647
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,46636.5k $1.9m $1.9m 0.00% Added +29.9k +29,863
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,05433.1k $1.7m $1.7m 0.00% Added +11.1k +11,139
28 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,76017.8k $908.0k $908.0k 0.00% New
29 Secure Asset Management, LLC 0.14% of their portfolio Troy, MI 16,61216.6k $850.0k $850.0k 0.14% Reduced -24.4k -24,391
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,17515.2k $776.5k $776.5k 0.00% Added +15.0k +15,026
31 SENTINEL PENSION ADVISORS, LLC 0.14% of their portfolio WAKEFIELD, MA 14,68414.7k $751.4k $751.4k 0.14% Reduced -16.3k -16,299
32 Worth Asset Management, LLC 0.34% of their portfolio DALLAS, TX 12,18912.2k $623.7k $623.7k 0.34% New
33 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 10,07610.1k $515.6k $515.6k 0.02% Added +161 +161
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,5459.5k $488.4k $488.4k 0.00% Added +895 +895
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,7878.8k $449.7k $449.7k 0.00% Reduced -3.2k -3,225
36 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 7,6587.7k $391.9k $391.9k 0.01% Added +3.3k +3,328
37 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4121.4k $72.3k $72.3k 0.00% New
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,0801.1k $55.3k $55.3k 0.00% New
39 Tidemark, LLC 0.02% of their portfolio SAN DIEGO, CA 1,0001.0k $51.2k $51.2k 0.02% New
40 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 687687 $35.1k $35.1k 0.00% Added +214 +214
41 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 491491 $25.1k $25.1k 0.00% New
42 FWL INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio Dallas, TX 3838 $1.9k $1.9k 0.00% New
43 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3030 $1.5k $1.5k 0.00% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged