Vault-13

ANEBULO PHARMACEUTICALS INC ANEB

COM · Common Stock · CUSIP 034569103

11 institutional holders -2 vs Q4 2022
6,836,1466.8m shares reported held*
26.7% of all shares outstanding*
$19.8mreported value*
1 new 3 added 1 reduced 3 sold out net sold ≈ $609.5k (-210.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 25.6m as of 2023-05-09, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.90.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 13Q1 23: 1111Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202212
Q4 202213
Q1 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 2 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 4 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202224
Q1 202344

Biggest buyers

Tower Research Capital LLC (TRC) Added +1,510+1.5k
BlackRock Inc. Added +240+240
JPMORGAN CHASE & CO New +16+16
WELLS FARGO & COMPANY/MN Added +1+1

Biggest sellers

Praetorian Capital Management LLC Sold out -180,005-180.0k
Herr Investment Group LLC Sold out -29,644-29.6k
UBS Group AG Sold out -1,696-1.7k
LVW Advisors, LLC Reduced -583-583

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
English Aron R. 13D · may seek influence no change · filed 2025-02-27 51.1% no change 21.9m 2025-02-27
Nantahala Capital Management, LLC 13G · institution -0.1 pts · filed 2026-02-13 8.5% -0.1 pts 3.5m 2026-02-13
MANGROVE PARTNERS IM, LLC 13G · institution new · filed 2025-03-17 6.2% new 2.5m 2025-03-17

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 1 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20211$105.1k0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 22NW, LP 9.36% of their portfolio SEATTLE, WA 5,066,2905.1m $14.7m $14.7m 9.36% Unchanged
2 LVW Advisors, LLC 0.39% of their portfolio PITTSFORD, NY 673,331673.3k $2.0m $2.0m 0.39% Reduced -583 -583
3 Nantahala Capital Management, LLC 0.14% of their portfolio NEW CANAAN, CT 511,073511.1k $1.5m $1.5m 0.14% Unchanged
4 MANGROVE PARTNERS IM, LLC 0.08% of their portfolio Greenwich, CT 399,219399.2k $1.2m $1.2m 0.08% Unchanged
5 Ikarian Capital, LLC 0.19% of their portfolio DALLAS, TX 156,203156.2k $462.4k $462.4k 0.19% Unchanged
6 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 17,31917.3k $50.2k $50.2k 0.00% Unchanged
7 BlackRock Inc. 0.00% of their portfolio New York, NY 7,5337.5k $21.8k $21.8k 0.00% Added +240 +240
8 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,1075.1k $15.0k $15.0k 0.00% Added +1.5k +1,510
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5555 $160 $160 0.00% Added +1 +1
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1616 $0 $0 0.00% New
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged