Vault-13

AMYRIS INC AMRS 1.5 11.15.26

NOTE 1.500%11/1 · US DOMESTIC · CUSIP 03236MAJ0

41 institutional holders +2 vs Q1 2023
3,000,0003.0m shares reported held*
$131.0mreported value*
3 new 8 added 11 reduced 1 sold out net sold ≈ $3.7m (+800.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.26.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 41Q1 23: 39Q2 23: 4141Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 202241
Q1 202339
Q2 202341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 15 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 20231513
Q2 20231112

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +13,500,000+13.5m
III Capital Management Added +11,960,000+12.0m
SILVERBACK ASSET MANAGEMENT LLC Added +5,000,000+5.0m
CAMDEN ASSET MANAGEMENT L P /CA Added +2,500,000+2.5m
CSS LLC/IL New +2,500,000+2.5m
BANK OF AMERICA CORP /DE/ Added +1,627,000+1.6m
PINNACLE ASSOCIATES LTD Added +1,000,000+1.0m
Worth Venture Partners, LLC Added +628,000+628.0k
BRC Group Holdings, Inc. New +500,000+500.0k
JANE STREET GROUP, LLC Added +300,000+300.0k

Biggest sellers

Linden Advisors LP Reduced -34,300,000-34.3m
AVIVA PLC Reduced -13,735,000-13.7m
Graham Capital Management, L.P. Reduced -2,500,000-2.5m
DLD Asset Management, LP Reduced -2,127,000-2.1m
SOROS FUND MANAGEMENT LLC Reduced -2,000,000-2.0m
BlueCrest Capital Management Ltd Reduced -1,245,000-1.2m
Jefferies Financial Group Inc. Reduced -1,000,000-1.0m
BlackRock Inc. Reduced -800,000-800.0k
JPMORGAN CHASE & CO Reduced -690,000-690.0k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -671,000-671.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BRAIDWELL LP 0.86% of their portfolio STAMFORD, CT 137,850,000137.8m $26.2m $26.2m 0.86% Unchanged
2 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 72,500,00072.5m $13.8m $13.8m 0.02% Added +13.5m +13,500,000
3 SILVERBACK ASSET MANAGEMENT LLC 1.71% of their portfolio DURHAM, NC 62,545,00062.5m $12.5m $12.5m 1.71% Added +5.0m +5,000,000
4 AVIVA PLC 0.03% of their portfolio LONDON, X0 38,000,00038.0m $7.0m $7.0m 0.03% Reduced -13.7m -13,735,000
5 CAMDEN ASSET MANAGEMENT L P /CA 0.22% of their portfolio Los Angeles, CA 34,650,00034.6m $6.4m $6.4m 0.22% Added +2.5m +2,500,000
6 DeepCurrents Investment Group LLC 0.24% of their portfolio NEW YORK, NY 30,546,00030.5m $5.6m $5.6m 0.24% Unchanged
7 Linden Advisors LP 0.06% of their portfolio New York, NY 29,650,00029.6m $5.6m $5.6m 0.06% Reduced -34.3m -34,300,000
8 III Capital Management 0.40% of their portfolio BOCA RATON, FL 26,960,00027.0m $5.1m $5.1m 0.40% Added +12.0m +11,960,000
9 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 25,000,00025.0m $4.9m $4.9m 0.01% Unchanged
10 DLD Asset Management, LP 0.60% of their portfolio NEW YORK, NY 21,648,00021.6m $4.5m $4.5m 0.60% Reduced -2.1m -2,127,000
11 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 21,400,00021.4m $4.0m $4.0m 0.08% Unchanged
12 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 20,073,00020.1m $3.7m $3.7m 0.01% Unchanged
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,377,00014.4m $2.7m $2.7m 0.00% Added +1.6m +1,627,000
14 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 14,152,00014.2m $2.8m $2.8m 0.01% Unchanged
15 BlueCrest Capital Management Ltd 0.30% of their portfolio ST HELIER, Y9 11,575,00011.6m $2.3m $2.3m 0.30% Reduced -1.2m -1,245,000
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,350,00011.3m $2.1m $2.1m 0.00% Unchanged
17 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 8,065,0008.1m $1.6m $1.6m 0.05% Reduced -671.0k -671,000
18 Graham Capital Management, L.P. 0.04% of their portfolio ROWAYTON, CT 6,800,0006.8m $1.2m $1.2m 0.04% Reduced -2.5m -2,500,000
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,000,0005.0m $925.0k $925.0k 0.00% Unchanged
20 Sculptor Capital LP 0.02% of their portfolio New York, NY 5,000,0005.0m $925.0k $925.0k 0.02% Unchanged
21 CAPSTONE INVESTMENT ADVISORS, LLC 0.03% of their portfolio NEW YORK, NY 4,500,0004.5m $855.0k $855.0k 0.03% Unchanged
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,196,0004.2m $839.2k $839.2k 0.00% Reduced -690.0k -690,000
23 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 4,000,0004.0m $800.4k $800.4k 0.00% Unchanged
24 BlackRock Inc. 0.00% of their portfolio New York, NY 3,954,0004.0m $731.5k $731.5k 0.00% Reduced -800.0k -800,000
25 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 3,025,0003.0m $699.0k $699.0k 0.01% Reduced -1.0m -1,000,000
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 3,000,0003.0m $600.3k $600.3k 0.00% Unchanged
27 Worth Venture Partners, LLC 0.29% of their portfolio FORT LEE, NJ 2,641,0002.6m $529.0k $529.0k 0.29% Added +628.0k +628,000
28 CSS LLC/IL 0.04% of their portfolio CHICAGO, IL 2,500,0002.5m $495.3k $495.3k 0.04% New
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 2,500,0002.5m $503.1k $503.1k 0.00% Added +300.0k +300,000
30 Claret Asset Management Corp 0.08% of their portfolio MONTREAL, A8 2,080,0002.1m $416.0k $416.0k 0.08% Unchanged
31 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 2,064,5982.1m $24.2k $24.2k 0.00% Unchanged
32 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 2,000,0002.0m $370.0k $370.0k 0.01% Added +1.0m +1,000,000
33 SOROS FUND MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 2,000,0002.0m $376.5k $376.5k 0.01% Reduced -2.0m -2,000,000
34 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,700,0001.7m $589.6k $589.6k 0.00% Reduced -500.0k -500,000
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,500,0001.5m $300.0k $300.0k 0.00% Unchanged
36 BRC Group Holdings, Inc. 0.02% of their portfolio LOS ANGELES, CA 500,000500.0k $92.5k $92.5k 0.02% New
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 75,00075.0k $15.0k $15.0k 0.00% New
38 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 74,00074.0k $13.7k $13.7k 0.00% Unchanged
39 Context Capital Management, LLC 0.79% of their portfolio LAJOLLA, CA 46,03046.0k $8.7m $8.7m 0.79% Unchanged
40 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 9,6559.7k $1.8m $1.8m 0.03% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged