Vault-13

AMPLIFY COMMODITY TRUST BDRY

BREAKWAVE DRY BU · ETP · CUSIP 03210A107

14 institutional holders +1 vs Q4 2024
397,512397.5k shares reported held*
$2.5mreported value*
2 new 5 added 2 reduced 1 sold out net bought ≈ $1.5m (+236.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.25. Options: 3 managers hold calls ($90.6k notional), 3 hold puts ($283.8k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q1 24: 27Q2 24: 20Q3 24: 14Q4 24: 13Q1 25: 1414Q1 24Q2 24Q3 24Q4 24Q1 25
Numbers
QuarterHolders
Q1 202427
Q2 202420
Q3 202414
Q4 202413
Q1 202514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 7 bought or addedQ2 24: 17 cut or sold outQ2 24Q3 24: 2 bought or addedQ3 24: 12 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 6 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 3 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2024717
Q3 2024212
Q4 202466
Q1 202573

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 24 calls: $102.8kQ2 24 puts: $192.2kQ2 24P/C 1.87Q3 24 calls: $22.6kQ3 24 puts: $109.5kQ3 24P/C 4.86Q4 24 calls: $80.3kQ4 24 puts: $153.2kQ4 24P/C 1.91Q1 25 calls: $90.6kQ1 25 puts: $283.8kQ1 25P/C 3.13
Numbers
QuarterCallsPutsP/C
Q2 2024$102.8k$192.2k1.87
Q3 2024$22.6k$109.5k4.86
Q4 2024$80.3k$153.2k1.91
Q1 2025$90.6k$283.8k3.13

Biggest buyers

MORGAN STANLEY Added +96,835+96.8k
Marex Group Ltd New +57,587+57.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +42,029+42.0k
CITADEL ADVISORS LLC Added +37,941+37.9k
SIMPLEX TRADING, LLC Added +6,889+6.9k
GROUP ONE TRADING LLC Added +4,300+4.3k
OSAIC HOLDINGS, INC. Added +1,000+1.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -8,697-8.7k
JPMORGAN CHASE & CO Reduced -1,500-1.5k
Tower Research Capital LLC (TRC) Sold out -1-1

Biggest calls

CITADEL ADVISORS LLC Reduced $73.8k11.8k shares
GROUP ONE TRADING LLC New $16.9k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $281.9k45.1k shares
GROUP ONE TRADING LLC New $1.9k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 194,562194.6k $1.2m $1.2m 0.00% Added +96.8k +96,835
2 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 59,43959.4k $371.5k $371.5k 0.00% Added +37.9k +37,941
3 Marex Group Ltd 0.01% of their portfolio London, X0 57,58757.6k $359.9k $359.9k 0.01% New
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,02942.0k $262.7k $262.7k 0.00% New
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,23215.2k $95.2k $95.2k 0.00% Reduced -8.7k -8,697
6 Terra Nova Asset Management LLC 0.05% of their portfolio NEW YORK, NY 10,49910.5k $65.6k $65.6k 0.05% Unchanged
7 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9,9339.9k $62.0k $62.0k 0.00% Added +6.9k +6,889
8 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 5,1995.2k $32.5k $32.5k 0.00% Added +4.3k +4,300
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3391.3k $8.4k $8.4k 0.00% Added +1.0k +1,000
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,2581.3k $7.9k $7.9k 0.00% Reduced -1.5k -1,500
11 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 350350 $2.2k $2.2k 0.00% Unchanged
12 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 7575 $402 $402 0.00% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 1010 $63 $63 0.00% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged