Vault-13

AMPLIFY ETF TR SWAN

BLACKSWAN GRWT · ETP · CUSIP 032108888

35 institutional holders -2 vs Q1 2026
3,543,8673.5m shares reported held*
$118.2mreported value*
3 new 11 added 13 reduced 4 sold out net sold ≈ $220.1m (-6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.36.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 71Q4 22: 57Q1 23: 46Q2 23: 48Q3 23: 37Q4 23: 41Q1 24: 36Q2 24: 38Q3 24: 38Q4 24: 40Q1 25: 37Q2 25: 34Q3 25: 36Q4 25: 36Q1 26: 37Q2 26: 3535Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202271
Q4 202257
Q1 202346
Q2 202348
Q3 202337
Q4 202341
Q1 202436
Q2 202438
Q3 202438
Q4 202440
Q1 202537
Q2 202534
Q3 202536
Q4 202536
Q1 202637
Q2 202635

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 12 bought or addedQ3 24: 20 cut or sold outQ4 24: 8 bought or addedQ4 24: 24 cut or sold outQ4 24Q1 25: 15 bought or addedQ1 25: 20 cut or sold outQ2 25: 10 bought or addedQ2 25: 19 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 15 cut or sold outQ4 25: 18 bought or addedQ4 25: 11 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 9 cut or sold outQ2 26: 14 bought or addedQ2 26: 17 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241220
Q4 2024824
Q1 20251520
Q2 20251019
Q3 20251515
Q4 20251811
Q1 2026219
Q2 20261417

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 25 calls: $0Q3 25 puts: $1.6mQ3 25P/C —Q4 25 calls: $0Q4 25 puts: $324.7kQ4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$0$1.6m—
Q4 2025$0$324.7k—
Q1 2026$0$0—
Q2 2026$0$0—

Biggest buyers

Cerity Partners LLC Added +30,580+30.6k
LaSalle St. Investment Advisors, LLC Added +19,033+19.0k
OLD MISSION CAPITAL LLC Added +15,563+15.6k
Global View Capital Management LLC Added +10,262+10.3k
Belpointe Asset Management LLC New +9,368+9.4k
Summit Financial, LLC Added +7,498+7.5k
Badgley Phelps Wealth Managers, LLC New +7,371+7.4k
OSAIC HOLDINGS, INC. Added +2,812+2.8k
AMERIPRISE FINANCIAL INC Added +2,104+2.1k
NewEdge Advisors, LLC Added +1,750+1.8k

Biggest sellers

Tredje AP-fonden Sold out -6,525,000-6.5m
McAdam, LLC Reduced -111,982-112.0k
M Holdings Securities, Inc. Sold out -18,620-18.6k
LPL Financial LLC Reduced -9,409-9.4k
Ausdal Financial Partners, Inc. Reduced -8,485-8.5k
First PREMIER Bank Reduced -8,200-8.2k
JANE STREET GROUP, LLC Sold out -7,056-7.1k
Cetera Investment Advisers Reduced -5,203-5.2k
Hyundai Investments Co., Ltd. Reduced -2,348-2.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,499-1.5k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 2,203,4002.2m $73.5m $73.5m 0.09% Added +30.6k +30,580
2 LaSalle St. Investment Advisors, LLC 2.01% of their portfolio ELMHURST, IL 492,780492.8k $16.4m $16.4m 2.01% Added +19.0k +19,033
3 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 199,260199.3k $6.6m $6.6m 0.02% Added +1.8k +1,750
4 LifePlan Financial, LLC 3.42% of their portfolio MANKATO, MN 146,278146.3k $4.9m $4.9m 3.42% Reduced -877 -877
5 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 74,26974.3k $2.5m $2.5m 0.03% Added +7.5k +7,498
6 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 61,15261.2k $2.0m $2.0m 0.00% Reduced -5.2k -5,203
7 Global View Capital Management LLC 0.31% of their portfolio WAUKESHA, WI 45,28145.3k $1.5m $1.5m 0.31% Added +10.3k +10,262
8 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 38,40838.4k $1.3m $1.3m 0.03% Added +15.6k +15,563
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,61633.6k $1.1m $1.1m 0.00% Reduced -9.4k -9,409
10 RDA Financial Network 0.22% of their portfolio AKRON, IA 30,22630.2k $1.0m $1.0m 0.22% Reduced -1.0k -1,037
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 29,73929.7k $992.2k $992.2k 0.00% Added +2.1k +2,104
12 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 29,53329.5k $985.3k $985.3k 0.04% Reduced -8.5k -8,485
13 First PREMIER Bank 0.15% of their portfolio SIOUX FALLS, SD 28,34328.3k $946.0k $946.0k 0.15% Reduced -8.2k -8,200
14 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 23,17923.2k $773.3k $773.3k 0.03% Reduced -112.0k -111,982
15 Hyundai Investments Co., Ltd. 0.66% of their portfolio YEONGDEUNGPO-GU, SEOUL, M5 18,42518.4k $613.0k $613.0k 0.66% Reduced -2.3k -2,348
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,47913.5k $450.0k $450.0k 0.00% Reduced -1.5k -1,454
17 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 10,69310.7k $356.7k $356.7k 0.02% Reduced -480 -480
18 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 9,97510.0k $332.8k $332.8k 0.01% Added +33 +33
19 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 9,3689.4k $312.5k $312.5k 0.01% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,9959.0k $300.1k $300.1k 0.00% Added +2.8k +2,812
21 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 8,8038.8k $293.7k $293.7k 0.00% Reduced -758 -758
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,4587.5k $248.8k $248.8k 0.00% Reduced -1.5k -1,499
23 Badgley Phelps Wealth Managers, LLC 0.00% of their portfolio SEATTLE, WA 7,3717.4k $245.9k $245.9k 0.00% New
24 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 5,7345.7k $191.3k $191.3k 0.00% Unchanged
25 ANGELES WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANTA MONICA, CA 3,3443.3k $111.6k $111.6k 0.01% Unchanged
26 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4001.4k $46.7k $46.7k 0.00% Unchanged
27 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,3381.3k $44.6k $44.6k 0.00% First filing
28 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 730730 $24.3k $24.3k 0.00% Unchanged
29 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 668668 $22.3k $22.3k 0.00% Unchanged
30 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 277277 $9.2k $9.2k 0.00% Added +2 +2
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 200200 $6.7k $6.7k 0.00% Added +199 +199
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6868 $2.3k $2.3k 0.00% Reduced -228 -228
33 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6666 $2.2k $2.2k 0.00% Unchanged
34 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1010 $334 $334 0.00% Unchanged
35 BlackRock, Inc. 0.00% of their portfolio New York, NY 11 $28 $28 0.00% New