Vault-13

AMPLIFY ETF TR SWAN

BLACKSWAN GRWT · ETP · CUSIP 032108888

36 institutional holders -5 vs Q4 2023
4,099,4194.1m shares reported held*
$114.5mreported value*
5 new 9 added 15 reduced 10 sold out net sold ≈ $5.6m (-199.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.92. Options: 1 managers hold calls ($92.1k notional), 1 hold puts ($11.2k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 71Q4 22: 57Q1 23: 46Q2 23: 48Q3 23: 37Q4 23: 41Q1 24: 3636Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202271
Q4 202257
Q1 202346
Q2 202348
Q3 202337
Q4 202341
Q1 202436

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 19 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 29 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 12 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 25 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221954
Q1 20231933
Q2 20231529
Q3 20231227
Q4 20231228
Q1 20241425

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $223.9kQ2 23 puts: $84.9kQ2 23P/C 0.38Q3 23 calls: $50.1kQ3 23 puts: $171.9kQ3 23P/C 3.43Q4 23 calls: $87.7kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $92.1kQ1 24 puts: $11.2kQ1 24P/C 0.12
Numbers
QuarterCallsPutsP/C
Q2 2023$223.9k$84.9k0.38
Q3 2023$50.1k$171.9k3.43
Q4 2023$87.7k$00.00
Q1 2024$92.1k$11.2k0.12

Biggest buyers

JANE STREET GROUP, LLC New +33,410+33.4k
Raymond James Financial Services Advisors, Inc. New +20,677+20.7k
Aptus Capital Advisors, LLC Added +5,735+5.7k
Ausdal Financial Partners, Inc. Added +4,408+4.4k
OSAIC HOLDINGS, INC. Added +4,191+4.2k
McAdam, LLC Added +3,827+3.8k
MONEY CONCEPTS CAPITAL CORP Added +2,880+2.9k
CITADEL ADVISORS LLC Added +1,652+1.7k
Capital Investment Advisory Services, LLC New +1,355+1.4k
MORGAN STANLEY Added +227+227

Biggest sellers

Cerity Partners LLC Reduced -110,271-110.3k
LPL Financial LLC Reduced -77,619-77.6k
Coulter & Justus Financial Services, LLC Sold out -12,750-12.8k
OLD MISSION CAPITAL LLC Sold out -9,644-9.6k
Chicago Partners Investment Group LLC Sold out -8,814-8.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -8,267-8.3k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -7,774-7.8k
Brookstone Capital Management Sold out -7,745-7.7k
NewEdge Advisors, LLC Reduced -7,585-7.6k
HighTower Advisors, LLC Reduced -6,969-7.0k

Biggest calls

CITADEL ADVISORS LLC Unchanged $92.1k3.3k shares

Biggest puts

CITADEL ADVISORS LLC New $11.2k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.17% of their portfolio NEW YORK, NY 2,367,0802.4m $66.1m $66.1m 0.17% Reduced -110.3k -110,271
2 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 515,261515.3k $14.4m $14.4m 0.03% Added +4.2k +4,191
3 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 217,590217.6k $6.1m $6.1m 0.05% Reduced -7.6k -7,585
4 LifePlan Financial, LLC 3.61% of their portfolio MANKATO, MN 141,024141.0k $3.9m $3.9m 3.61% Reduced -1.7k -1,656
5 Trilogy Capital Inc. 0.22% of their portfolio IRVINE, CA 136,045136.0k $3.8m $3.8m 0.22% Reduced -6.4k -6,353
6 First PREMIER Bank 0.90% of their portfolio SIOUX FALLS, SD 121,885121.9k $3.4m $3.4m 0.90% Reduced -1.0k -1,020
7 McAdam, LLC 0.21% of their portfolio Philadelphia, PA 117,729117.7k $3.3m $3.3m 0.21% Added +3.8k +3,827
8 RDA Financial Network 0.99% of their portfolio AKRON, IA 103,565103.6k $2.9m $2.9m 0.99% Reduced -546 -546
9 Freedom Investment Management, Inc. 0.18% of their portfolio SOUTH WINDSOR, CT 81,11981.1k $2.3m $2.3m 0.18% Reduced -2.8k -2,799
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 78,90978.9k $2.2m $2.2m 0.00% Reduced -77.6k -77,619
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,41033.4k $932.9k $932.9k 0.00% New
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 29,82929.8k $833.0k $833.0k 0.00% Reduced -760 -760
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,63426.6k $744.0k $744.0k 0.00% Reduced -7.0k -6,969
14 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 25,41425.4k $709.7k $709.7k 0.08% Added +4.4k +4,408
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,67720.7k $577.4k $577.4k 0.00% New
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,19219.2k $536.0k $536.0k 0.00% Reduced -4.0k -4,015
17 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 12,11412.1k $338.3k $338.3k 0.03% Added +2.9k +2,880
18 Meridian Wealth Management, LLC 0.04% of their portfolio LEXINGTON, KY 8,8538.9k $245.5k $245.5k 0.04% Reduced -937 -937
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,3368.3k $232.8k $232.8k 0.00% Added +1.7k +1,652
20 AlTi Global, Inc. 0.01% of their portfolio NEW YORK, NY 8,0358.0k $224.4k $224.4k 0.01% Unchanged
21 Impact Partnership Wealth, LLC 0.08% of their portfolio MARIETTA, GA 7,0387.0k $196.5k $196.5k 0.08% Reduced -1.4k -1,432
22 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 5,9866.0k $167.0k $167.0k 0.01% Unchanged
23 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 5,7355.7k $160.1k $160.1k 0.00% Added +5.7k +5,735
24 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,4901.5k $40.6k $40.6k 0.00% Reduced -432 -432
25 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,3551.4k $37.8k $37.8k 0.00% New
26 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,2471.2k $35.0k $35.0k 0.00% Reduced -223 -223
27 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0241.0k $28.6k $28.6k 0.00% Unchanged
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 987987 $27.6k $27.6k 0.00% Added +89 +89
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 879879 $24.5k $24.5k 0.00% Added +227 +227
30 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 668668 $18.7k $18.7k 0.00% Unchanged
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 128128 $3.6k $3.6k 0.00% Added +126 +126
32 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 9696 $2.7k $2.7k 0.00% Unchanged
33 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 7474 $2.1k $2.1k 0.00% New
34 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1010 $279 $279 0.00% Unchanged
35 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 11 $26 $26 0.00% New
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged