AMPLIFY ETF TR SWAN
BLACKSWAN GRWT · ETP · CUSIP 032108888
57
institutional holders
-14 vs Q3 2022
6.2m
shares reported held*
$147.5mreported value*
9 new
10 added
31 reduced
23 sold out
net sold ≈ $36.8m (-2.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.92. Options: 1 managers hold calls ($572.1k notional), 1 hold puts ($190.7k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 71 |
| Q4 2022 | 57 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $572.1k | $190.7k | 0.33 |
Biggest buyers
| Cerity Partners OCIO LLC | Added | +47.0k |
| OLD MISSION CAPITAL LLC | New | +22.8k |
| Sowell Financial Services LLC | New | +10.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +9.2k |
| Brookstone Capital Management | New | +8.2k |
| RDA Financial Network | Added | +4.0k |
| JPMORGAN CHASE & CO | New | +2.6k |
| CERTUITY, LLC | Added | +2.5k |
| Cassady Schiller Wealth Management, LLC | New | +2.4k |
| UBS Group AG | Added | +1.7k |
Biggest sellers
| Cetera Investment Advisers | Sold out | -353.5k |
| MML INVESTORS SERVICES, LLC | Sold out | -340.1k |
| ENVESTNET ASSET MANAGEMENT INC | Sold out | -253.1k |
| First PREMIER Bank | Reduced | -125.2k |
| Altus Wealth Group LLC | Sold out | -114.8k |
| Kathmere Capital Management, LLC | Sold out | -109.9k |
| Cetera Advisors LLC | Reduced | -88.6k |
| SYM FINANCIAL Corp | Sold out | -87.7k |
| OSAIC HOLDINGS, INC. | Reduced | -84.5k |
| JANE STREET GROUP, LLC | Reduced | -61.2k |
Biggest calls
| CITADEL ADVISORS LLC | New | $572.1k23.4k shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $190.7k7.8k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Cerity Partners OCIO LLC 2.37% of their portfolio | 3.0m $73.7m | Added +47.0k |
| Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio | 909.0k $22.2m | Reduced -50.0k |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 462.8k $11.3m | Reduced -84.5k |
| Kestra Advisory Services, LLC 0.06% of their portfolio | 262.5k $6.4m | Reduced -28.9k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 224.8k $550.7k | Reduced -14.7k |
| Freedom Investment Management, Inc. 0.48% of their portfolio | 174.2k $4.3m | Reduced -16.3k |
| McAdam, LLC 0.52% of their portfolio | 154.0k $5.3m | Reduced -4.5k |
| Trilogy Capital Inc. 0.25% of their portfolio | 141.5k $3.5m | Reduced -17.7k |
| First PREMIER Bank 1.04% of their portfolio | 140.5k $3.4m | Reduced -125.2k |
| RDA Financial Network 1.35% of their portfolio | 110.0k $2.7m | Added +4.0k |
| Darwin Wealth Management, LLC 0.60% of their portfolio | 90.2k $2.3m | Added +1.1k |
| Cetera Advisors LLC 0.02% of their portfolio | 50.9k $1.2m | Reduced -88.6k |
| Financial Architects, Inc 0.18% of their portfolio | 44.7k $1.1m | Reduced -12.8k |
| AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio | 43.6k $1.1m | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 42.6k $1.0m | Reduced -24.3k |
| Meridian Wealth Management, LLC 0.09% of their portfolio | 38.4k $938.6k | Reduced -4.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 38.0k $928.0k | Reduced -2.0k |
| Ausdal Financial Partners, Inc. 0.09% of their portfolio | 25.8k $630.7k | Reduced -1.2k |
| OLD MISSION CAPITAL LLC 0.02% of their portfolio | 22.8k $556.7k | New |
| MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio | 21.1k $515.7k | Reduced -2.6k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 16.3k $399.5k | Reduced -61.2k |
| Cooper Financial Group 0.10% of their portfolio | 13.7k $334.3k | Reduced -4.0k |
| Prospera Financial Services Inc 0.01% of their portfolio | 11.9k $291.0k | Reduced -2.3k |
| CERTUITY, LLC 0.04% of their portfolio | 11.6k $283.3k | Added +2.5k |
| Sowell Financial Services LLC 0.02% of their portfolio | 10.3k $252.0k | New |
| Chicago Partners Investment Group LLC 0.02% of their portfolio | 10.2k $263.5k | Added +10 |
| CGN Advisors LLC 0.04% of their portfolio | 9.5k $232.8k | Reduced -2.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 9.2k $224.2k | New |
| Brookstone Capital Management 0.00% of their portfolio | 8.2k $206.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 6.8k $165.1k | Reduced -27.9k |
| CENTAURUS FINANCIAL, INC. 0.01% of their portfolio | 6.0k $147.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 5.5k $139.0k | Reduced -8.3k |
| Horan Securities, Inc. 0.07% of their portfolio | 5.4k $132.3k | Reduced -5.7k |
| UBS Group AG 0.00% of their portfolio | 4.1k $99.1k | Added +1.7k |
| Belpointe Asset Management LLC 0.00% of their portfolio | 3.0k $74.5k | Reduced -3.0k |
| Leelyn Smith, LLC 0.02% of their portfolio | 3.0k $73.1k | Reduced -1.0k |
| CWM, LLC 0.00% of their portfolio | 2.8k $69.0k | Unchanged |
| Ameliora Wealth Management Ltd. 0.04% of their portfolio | 2.8k $69.1k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.6k $64.0k | New |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 2.5k $60.9k | Unchanged |
| Cassady Schiller Wealth Management, LLC 0.04% of their portfolio | 2.4k $59.5k | New |
| Richard W. Paul & Associates, LLC 0.02% of their portfolio | 1.8k $43.4k | First filing |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.7k $41.6k | Added +2 |
| HERITAGE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 1.3k $31.7k | Added +539 |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 1.2k $29.1k | Reduced -1.2k |
| Spire Wealth Management 0.00% of their portfolio | 1.1k $27.0k | Added +8 |
| Clearview Wealth Advisors LLC 0.01% of their portfolio | 680 $16.6k | Reduced -682 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 593 $14.5k | Reduced -838 |
| MORGAN STANLEY 0.00% of their portfolio | 546 $13.3k | Added +319 |
| LOGAN CAPITAL MANAGEMENT INC 0.00% of their portfolio | 450 $11.0k | New |
| KB FINANCIAL PARTNERS, LLC 0.00% of their portfolio | 211 $5.0k | Reduced -13.1k |
| GeoWealth Management, LLC 0.00% of their portfolio | 140 $3.0k | Reduced -1.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 101 $2.5k | Reduced -12.0k |
| Financial Gravity Asset Management, Inc. 0.00% of their portfolio | 24 $1.8k | New |
| PFG Private Wealth Management, LLC 0.00% of their portfolio | 21 $1.0k | New |
| First Capital Advisors Group, LLC. 0.00% of their portfolio | 1 $35 | Reduced -348 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |