Vault-13

AMPLIFY ETF TR YYY

HIGH INCOME · ETP · CUSIP 032108847

54 institutional holders +1 vs Q2 2023
6,120,5096.1m shares reported held*
$68.0mreported value*
6 new 24 added 16 reduced 4 sold out net bought ≈ $10.5m (+949.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.10.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 50Q1 23: 50Q2 23: 53Q3 23: 5454Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202253
Q4 202250
Q1 202350
Q2 202353
Q3 202354

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 20 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222523
Q1 20233316
Q2 20232721
Q3 20233020

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ4 22 calls: $14.0kQ4 22 puts: $2.3kQ4 22P/C 0.17Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$14.0k$2.3k0.17
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

OSAIC HOLDINGS, INC. Added +522,850+522.9k
MORGAN STANLEY Added +158,222+158.2k
LPL Financial LLC Added +84,236+84.2k
Capital Investment Advisory Services, LLC Added +45,209+45.2k
Cetera Investment Advisers Added +43,925+43.9k
LJI Wealth Management, LLC Added +34,798+34.8k
ENVESTNET ASSET MANAGEMENT INC Added +29,424+29.4k
NWF Advisory Services Inc. Added +27,650+27.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,330+20.3k
FREEDOM WEALTH ALLIANCE, LLC Added +17,695+17.7k

Biggest sellers

Brookstone Capital Management Reduced -40,281-40.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -23,678-23.7k
AE Wealth Management LLC Reduced -13,958-14.0k
Advisory Alpha, LLC Sold out -10,732-10.7k
NewEdge Advisors, LLC Reduced -9,500-9.5k
Freedom Investment Management, Inc. Reduced -7,035-7.0k
Cambridge Investment Research Advisors, Inc. Reduced -4,756-4.8k
Asset Allocation Strategies LLC Reduced -4,180-4.2k
Ausdal Financial Partners, Inc. Reduced -3,586-3.6k
Cetera Advisor Networks LLC Reduced -2,250-2.2k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,389,4711.4m $15.4m $15.4m 0.01% Added +84.2k +84,236
2 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 1,039,6331.0m $11.6m $11.6m 0.02% Added +522.9k +522,850
3 LJI Wealth Management, LLC 2.98% of their portfolio INDIANAPOLIS, IN 932,412932.4k $10.4m $10.4m 2.98% Added +34.8k +34,798
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 858,612858.6k $9.5m $9.5m 0.00% Added +158.2k +158,222
5 FREEDOM WEALTH ALLIANCE, LLC 7.06% of their portfolio BROOKFIELD, WI 386,190386.2k $4.3m $4.3m 7.06% Added +17.7k +17,695
6 Independent Wealth Network Inc. 0.82% of their portfolio URBANDALE, IA 120,471120.5k $1.3m $1.3m 0.82% Added +5.2k +5,152
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 113,628113.6k $1.3m $1.3m 0.00% Added +10.1k +10,121
8 NWF Advisory Services Inc. 0.29% of their portfolio Los Angeles, CA 110,140110.1k $1.2m $1.2m 0.29% Added +27.6k +27,650
9 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 107,620107.6k $1.1m $1.1m 0.03% Reduced -40.3k -40,281
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 98,63898.6k $1.1m $1.1m 0.00% Added +29.4k +29,424
11 Capital Investment Advisory Services, LLC 0.08% of their portfolio RALEIGH, NC 71,17571.2k $790.8k $790.8k 0.08% Added +45.2k +45,209
12 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 70,78470.8k $786.0k $786.0k 0.04% Added +9.5k +9,526
13 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 65,37265.4k $726.3k $726.3k 0.01% Reduced -9.5k -9,500
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,31361.3k $681.2k $681.2k 0.00% Added +20.3k +20,330
15 Triumph Capital Management 0.30% of their portfolio DENVER, CO 60,47460.5k $671.9k $671.9k 0.30% Added +2.0k +1,983
16 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 56,27156.3k $625.2k $625.2k 0.09% Reduced -3.6k -3,586
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 56,02356.0k $622.4k $622.4k 0.01% Added +43.9k +43,925
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 50,05050.0k $556.0k $556.0k 0.00% Reduced -1.6k -1,550
19 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 47,30547.3k $525.6k $525.6k 0.07% Added +3.7k +3,733
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 44,43244.4k $493.6k $493.6k 0.02% Added +4.1k +4,136
21 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 40,01440.0k $445.0k $445.0k 0.00% Reduced -432 -432
22 Freedom Investment Management, Inc. 0.05% of their portfolio SOUTH WINDSOR, CT 39,23039.2k $435.8k $435.8k 0.05% Reduced -7.0k -7,035
23 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 38,42338.4k $426.9k $426.9k 0.00% Added +765 +765
24 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 23,72823.7k $263.6k $263.6k 0.00% Reduced -14.0k -13,958
25 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 22,97123.0k $255.2k $255.2k 0.01% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,50521.5k $239.0k $239.0k 0.00% Added +80 +80
27 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,13217.1k $190.3k $190.3k 0.01% Added +2.0k +1,980
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,71816.7k $186.0k $186.0k 0.00% Reduced -4.8k -4,756
29 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 16,56716.6k $184.0k $184.0k 0.02% Reduced -1.4k -1,403
30 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 16,50116.5k $183.0k $183.0k 0.01% New
31 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,97616.0k $177.5k $177.5k 0.01% Added +429 +429
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,91614.9k $165.7k $165.7k 0.00% New
33 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,28013.3k $147.5k $147.5k 0.00% Reduced -2.2k -2,250
34 Asset Allocation Strategies LLC 0.07% of their portfolio FARMINGTON, MI 12,99013.0k $144.3k $144.3k 0.07% Reduced -4.2k -4,180
35 Strategic Financial Concepts, LLC 0.04% of their portfolio SAN ANTONIO, TX 11,80011.8k $131.1k $131.1k 0.04% Reduced -400 -400
36 Tempus Wealth Planning, LLC 0.06% of their portfolio IRVINE, CA 11,62311.6k $129.1k $129.1k 0.06% Added +379 +379
37 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 11,53111.5k $128.1k $128.1k 0.00% New
38 OPTIMUM INVESTMENT ADVISORS 0.04% of their portfolio Chicago, IL 6,8006.8k $75.5k $75.5k 0.04% Unchanged
39 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 6,0006.0k $66.7k $66.7k 0.02% Added +3.1k +3,113
40 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,1145.1k $56.8k $56.8k 0.00% New
41 Retirement Group, LLC 0.02% of their portfolio SAN DIEGO, CA 4,0754.1k $45.3k $45.3k 0.02% Unchanged
42 WOLFF WIESE MAGANA LLC 0.03% of their portfolio CARSLBAD, CA 3,4973.5k $38.9k $38.9k 0.03% Reduced -550 -550
43 Carmichael Hill & Associates, Inc. 0.01% of their portfolio GAITHERSBURG, MD 2,5012.5k $27.8k $27.8k 0.01% Added +625 +625
44 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 2,2682.3k $25.2k $25.2k 0.00% Reduced -649 -649
45 BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio BELLEVUE, WA 1,8201.8k $20.2k $20.2k 0.01% Added +11 +11
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,4261.4k $15.8k $15.8k 0.00% Reduced -432 -432
47 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0001.0k $11.1k $11.1k 0.00% Unchanged
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 391391 $4.3k $4.3k 0.00% New
49 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 203203 $2.2k $2.2k 0.00% Unchanged
50 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 200200 $2.3k $2.3k 0.00% Unchanged
51 Highlander Capital Management, LLC 0.00% of their portfolio SHORT HILLS, NJ 150150 $2.0k $2.0k 0.00% New
52 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 139139 $1.5k $1.5k 0.00% Unchanged
53 FMR LLC 0.00% of their portfolio BOSTON, MA 66 $70 $70 0.00% Reduced -45 -45
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged