Vault-13

AMPLIFY ETF TR BATT

AMPLIFY LITHIUM · ETP · CUSIP 032108805

50 institutional holders -4 vs Q1 2024
984,324984.3k shares reported held*
$8.7mreported value*
5 new 8 added 16 reduced 9 sold out net sold ≈ $3.0m (-344.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.80. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 71Q4 22: 69Q1 23: 66Q2 23: 62Q3 23: 61Q4 23: 65Q1 24: 54Q2 24: 5050Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202271
Q4 202269
Q1 202366
Q2 202362
Q3 202361
Q4 202365
Q1 202454
Q2 202450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 28 cut or sold outQ2 23: 23 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 23 cut or sold outQ4 23: 20 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 35 cut or sold outQ2 24: 13 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222821
Q1 20232428
Q2 20232321
Q3 20231323
Q4 20232029
Q1 20241435
Q2 20241325

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 23 calls: $180.5kQ3 23 puts: $97.0kQ3 23P/C 0.54Q4 23 calls: $182.3kQ4 23 puts: $77.0kQ4 23P/C 0.42Q1 24 calls: $130.4kQ1 24 puts: $113.4kQ1 24P/C 0.87Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$180.5k$97.0k0.54
Q4 2023$182.3k$77.0k0.42
Q1 2024$130.4k$113.4k0.87
Q2 2024$0$0—

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +40,191+40.2k
Amundi New +26,592+26.6k
MML INVESTORS SERVICES, LLC New +11,745+11.7k
CWM, LLC Added +1,602+1.6k
HighTower Advisors, LLC Added +712+712
Gladstone Institutional Advisory LLC Added +260+260
Ridgewood Investments LLC New +191+191
US BANCORP \DE\ New +114+114
Aptus Capital Advisors, LLC Added +110+110
FMR LLC Added +53+53

Biggest sellers

JANE STREET GROUP, LLC Reduced -78,363-78.4k
BANK OF MONTREAL /CAN/ Reduced -75,541-75.5k
OLD MISSION CAPITAL LLC Reduced -75,119-75.1k
RAYMOND JAMES & ASSOCIATES Sold out -40,048-40.0k
AMERIPRISE FINANCIAL INC Reduced -37,142-37.1k
Integrated Wealth Concepts LLC Sold out -30,597-30.6k
NewEdge Advisors, LLC Sold out -20,000-20.0k
MORGAN STANLEY Reduced -12,478-12.5k
Raymond James Financial Services Advisors, Inc. Sold out -12,152-12.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -7,430-7.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 413,970414.0k $3.6m $3.6m 0.00% Reduced -37.1k -37,142
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 114,461114.5k $1.0m $1.0m 0.00% Reduced -5.2k -5,195
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 112,312112.3k $987.2k $987.2k 0.00% Added +40.2k +40,191
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 73,05873.1k $642.2k $642.2k 0.00% Reduced -78.4k -78,363
5 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,63035.6k $316.0k $316.0k 0.00% Added +712 +712
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,60030.6k $269.0k $269.0k 0.00% Reduced -1.8k -1,845
7 Amundi 0.00% of their portfolio Paris, I0 26,59226.6k $243.8k $243.8k 0.00% New
8 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 25,98526.0k $228.4k $228.4k 0.01% Reduced -75.1k -75,119
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,73725.7k $226.0k $226.0k 0.00% Reduced -7.4k -7,430
10 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,36720.4k $179.0k $179.0k 0.00% Reduced -3.4k -3,435
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,50419.5k $171.4k $171.4k 0.00% Reduced -5.3k -5,259
12 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 15,84715.8k $139.3k $139.3k 0.01% Added +260 +260
13 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,74511.7k $103.0k $103.0k 0.00% New
14 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,19511.2k $98.0k $98.0k 0.00% Added +1.6k +1,602
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,21110.2k $89.0k $89.0k 0.00% Reduced -3.4k -3,355
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,2306.2k $54.8k $54.8k 0.00% Reduced -12.5k -12,478
17 Twin Lakes Capital Management, LLC 0.04% of their portfolio REDWOOD SHORES, CA 6,0766.1k $53.4k $53.4k 0.04% Unchanged
18 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 5,4705.5k $48.1k $48.1k 0.00% Unchanged
19 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5002.5k $22.0k $22.0k 0.00% Unchanged
20 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3552.4k $20.7k $20.7k 0.00% Reduced -1.0k -1,008
21 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0002.0k $17.6k $17.6k 0.00% Unchanged
22 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 1,9622.0k $17.2k $17.2k 0.00% Unchanged
23 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 1,5981.6k $14.0k $14.0k 0.00% Unchanged
24 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,1101.1k $9.8k $9.8k 0.00% Unchanged
25 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 840840 $7.4k $7.4k 0.00% Unchanged
26 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 750750 $6.6k $6.6k 0.00% Unchanged
27 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 710710 $6.2k $6.2k 0.00% Added +110 +110
28 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 660660 $6.1k $6.1k 0.00% Reduced -660 -660
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 511511 $4.6k $4.6k 0.00% Reduced -75.5k -75,541
30 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 500500 $4.4k $4.4k 0.00% Unchanged
31 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 500500 $4.4k $4.4k 0.00% Reduced -400 -400
32 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 500500 $4.4k $4.4k 0.00% Unchanged
33 Pacifica Partners Inc. 0.00% of their portfolio SURREY, Z4 500500 $4.6k $4.6k 0.00% Unchanged
34 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 492492 $4.3k $4.3k 0.00% Reduced -604 -604
35 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 286286 $2.5k $2.5k 0.00% Unchanged
36 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 206206 $1.9k $1.9k 0.00% Unchanged
37 Winch Advisory Services, LLC 0.00% of their portfolio Appleton, WI 203203 $1.8k $1.8k 0.00% Unchanged
38 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 200200 $1.8k $1.8k 0.00% Unchanged
39 Ridgewood Investments LLC 0.00% of their portfolio SPRINGFIELD, NJ 191191 $1.7k $1.7k 0.00% New
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 141141 $1.2k $1.2k 0.00% Reduced -3.0k -2,964
41 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 125125 $1.1k $1.1k 0.00% Added +20 +20
42 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 114114 $1.0k $1.0k 0.00% New
43 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $879 $879 0.00% Unchanged
44 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 100100 $879 $879 0.00% Unchanged
45 Dunhill Financial, LLC 0.00% of their portfolio LONDON, X0 7070 $615 $615 0.00% Unchanged
46 FMR LLC 0.00% of their portfolio BOSTON, MA 5757 $503 $503 0.00% Added +53 +53
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5353 $467 $467 0.00% Added +52 +52
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
49 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 00 $1 $1 0.00% Unchanged
50 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 00 $3 $3 0.00% New