Vault-13

AMPLIFY ETF TR HACK

AMPLIFY CYBERSEC · ETP · CUSIP 032108664

337 institutional holders +46 vs Q3 2024
6,076,3846.1m shares reported held*
$453.1mreported value*
45 new 103 added 69 reduced 18 sold out net bought ≈ $23.4m (+314.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.57. Options: 4 managers hold calls ($4.4m notional), 3 hold puts ($2.0m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q4 23: 2Q1 24: 239Q2 24: 254Q3 24: 291Q4 24: 337337Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q4 20232
Q1 2024239
Q2 2024254
Q3 2024291
Q4 2024337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 24: 235 bought or addedQ1 24: 0 cut or sold outQ1 24Q2 24: 104 bought or addedQ2 24: 98 cut or sold outQ2 24Q3 24: 127 bought or addedQ3 24: 100 cut or sold outQ3 24Q4 24: 148 bought or addedQ4 24: 87 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20242350
Q2 202410498
Q3 2024127100
Q4 202414887

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $14.9mQ1 24 puts: $5.8mQ1 24P/C 0.39Q2 24 calls: $8.8mQ2 24 puts: $647.3kQ2 24P/C 0.07Q3 24 calls: $4.7mQ3 24 puts: $2.0mQ3 24P/C 0.43Q4 24 calls: $4.4mQ4 24 puts: $2.0mQ4 24P/C 0.45
Numbers
QuarterCallsPutsP/C
Q1 2024$14.9m$5.8m0.39
Q2 2024$8.8m$647.3k0.07
Q3 2024$4.7m$2.0m0.43
Q4 2024$4.4m$2.0m0.45

Biggest buyers

Creative Planning Added +93,543+93.5k
HighTower Advisors, LLC Added +40,346+40.3k
OSAIC HOLDINGS, INC. Added +36,100+36.1k
Sowell Financial Services LLC Added +33,677+33.7k
LPL Financial LLC Added +28,821+28.8k
Independent Advisor Alliance New +24,554+24.6k
MERCER GLOBAL ADVISORS INC /ADV New +21,806+21.8k
Orion Portfolio Solutions, LLC New +19,134+19.1k
Orion Porfolio Solutions, LLC New +19,134+19.1k
Waverly Advisors, LLC New +18,006+18.0k

Biggest sellers

Graham Capital Management, L.P. Sold out -62,225-62.2k
INSTRUMENTAL WEALTH, LLC Reduced -38,574-38.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,253-28.3k
JPMORGAN CHASE & CO Reduced -18,809-18.8k
Integrated Advisors Network LLC Sold out -15,084-15.1k
MORGAN STANLEY Reduced -14,100-14.1k
Castle Rock Wealth Management, LLC Sold out -11,935-11.9k
GTS SECURITIES LLC Reduced -10,214-10.2k
Florin Court Capital LLP Reduced -9,755-9.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -7,574-7.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.5m33.2k shares
CITADEL ADVISORS LLC Reduced $715.1k9.6k shares
JANE STREET GROUP, LLC Reduced $603.4k8.1k shares
PEAK6 LLC First filing $558.7k7.5k shares

Biggest puts

PEAK6 LLC First filing $893.9k12.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $536.3k7.2k shares
CITADEL ADVISORS LLC Added $528.9k7.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 502,772502.8k $37.5m $37.5m 0.02% Added +28.8k +28,821
2 Destination Wealth Management 0.76% of their portfolio Walnut Creek, CA 325,959326.0k $24.3m $24.3m 0.76% Reduced -6.6k -6,632
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 325,470325.5k $24.2m $24.2m 0.05% Reduced -7.6k -7,574
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 248,618248.6k $18.5m $18.5m 0.01% First filing
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 207,461207.5k $15.5m $15.5m 0.00% Added +12.6k +12,640
6 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 207,067207.1k $15.4m $15.4m 0.02% Reduced -543 -543
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 138,969139.0k $10.4m $10.4m 0.02% Added +8.8k +8,776
8 BENJAMIN EDWARDS INC 0.13% of their portfolio Clayton, MO 125,104125.1k $9.3m $9.3m 0.13% Reduced -1.4k -1,399
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 123,550123.5k $9.2m $9.2m 0.00% Reduced -1.1k -1,051
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 121,388121.4k $9.0m $9.0m 0.02% Added +36.1k +36,100
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 111,001111.0k $8.3m $8.3m 0.01% Added +40.3k +40,346
12 BFI Infinity Ltd. 8.66% of their portfolio ZURICH, V8 106,953107.0k $8.0m $8.0m 8.66% First filing
13 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 105,334105.3k $7.8m $7.8m 0.01% Added +93.5k +93,543
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 92,90492.9k $6.9m $6.9m 0.02% Added +14.3k +14,324
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.38% of their portfolio BIRMINGHAM, AL 84,49284.5k $6.7m $6.7m 0.38% Added +187 +187
16 Capital Investment Advisory Services, LLC 0.60% of their portfolio RALEIGH, NC 83,58283.6k $6.2m $6.2m 0.60% Added +1.7k +1,742
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 83,01183.0k $6.2m $6.2m 0.00% Reduced -14.1k -14,100
18 Sage Capital Management, LLC 2.91% of their portfolio Stockton, NJ 77,26977.3k $5.8m $5.8m 2.91% Reduced -2.6k -2,586
19 Thoma Capital Management LLC 3.93% of their portfolio TOWSON, MD 77,10077.1k $5.7m $5.7m 3.93% First filing
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 69,24769.2k $5.2m $5.2m 0.00% Added +4.1k +4,093
21 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,90261.9k $4.6m $4.6m 0.01% Added +76 +76
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 61,61761.6k $4.6m $4.6m 0.01% Reduced -2.0k -1,980
23 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ST. LOUIS, MO 59,32159.3k $4.4m $4.4m 0.06% Added +1.8k +1,822
24 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 57,94057.9k $4.3m $4.3m 0.01% Added +4.0k +4,025
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 57,22157.2k $4.3m $4.3m 0.01% Reduced -28.3k -28,253
26 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 55,38655.4k $4.1m $4.1m 0.01% Added +269 +269
27 Sowell Financial Services LLC 0.20% of their portfolio NORTH LITTLE ROCK, AR 51,31851.3k $3.8m $3.8m 0.20% Added +33.7k +33,677
28 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,83949.8k $3.7m $3.7m 0.01% Added +2.6k +2,621
29 APPLETON PARTNERS INC/MA 0.27% of their portfolio BOSTON, MA 48,36048.4k $3.6m $3.6m 0.27% Added +75 +75
30 Joseph P. Lucia & Associates, LLC 1.59% of their portfolio Yorktown Heights, NY 47,98748.0k $3.6m $3.6m 1.59% Reduced -392 -392
31 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 46,72446.7k $3.5m $3.5m 0.05% Added +144 +144
32 McGuire Investment Group, LLC 0.50% of their portfolio WAKEFIELD, RI 46,12346.1k $3.4m $3.4m 0.50% Added +380 +380
33 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 45,04645.0k $3.4m $3.4m 0.02% Reduced -834 -834
34 Ellis Investment Partners, LLC 0.65% of their portfolio Berwyn, PA 44,33344.3k $3.3m $3.3m 0.65% Reduced -684 -684
35 Williams Jones Wealth Management, LLC. 0.04% of their portfolio NEW YORK, NY 42,53642.5k $3.2m $3.2m 0.04% Reduced -60 -60
36 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 42,15742.2k $3.1m $3.1m 0.10% Added +3.0k +2,998
37 THOROUGHBRED FINANCIAL SERVICES, LLC 0.19% of their portfolio BRENTWOOD, TN 41,42041.4k $3.1m $3.1m 0.19% Reduced -809 -809
38 Meridian Wealth Management, LLC 0.14% of their portfolio LEXINGTON, KY 40,27640.3k $3.0m $3.0m 0.14% Added +8.4k +8,400
39 VALLEY WEALTH MANAGERS, INC. 0.21% of their portfolio PARAMUS, NJ 36,85636.9k $2.7m $2.7m 0.21% Reduced -690 -690
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,87535.9k $2.7m $2.7m 0.00% Added +4.7k +4,702
41 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 35,66735.7k $2.7m $2.7m 0.00% Added +11.4k +11,386
42 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 34,65534.7k $2.6m $2.6m 0.04% Reduced -361 -361
43 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 34,44034.4k $2.6m $2.6m 0.01% Unchanged
44 Florin Court Capital LLP 2.64% of their portfolio London, X0 34,20134.2k $2.5m $2.5m 2.64% Reduced -9.8k -9,755
45 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 33,25133.3k $2.5m $2.5m 0.03% Added +2.4k +2,390
46 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 33,21133.2k $2.5m $2.5m 0.04% Added +280 +280
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 29,07129.1k $2.2m $2.2m 0.01% Added +5.1k +5,080
48 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 28,96429.0k $2.2m $2.2m 0.01% Added +1.1k +1,150
49 Curbstone Financial Management Corp 0.44% of their portfolio MANCHESTER, NH 27,75027.8k $2.1m $2.1m 0.44% Added +200 +200
50 TAP Consulting, LLC 0.42% of their portfolio KIRKWOOD, MO 27,31827.3k $2.0m $2.0m 0.42% Added +1.6k +1,573
51 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 26,38226.4k $2.0m $2.0m 0.02% Added +285 +285
52 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 25,00525.0k $1.9m $1.9m 0.01% Added +3.2k +3,190
53 Apollon Financial, LLC 0.46% of their portfolio MOUNT PLEASANT, SC 24,76724.8k $1.8m $1.8m 0.46% Added +1.3k +1,251
54 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 24,55424.6k $1.8m $1.8m 0.02% New
55 Trivium Point Advisory, LLC 0.23% of their portfolio WILTON, CT 23,98224.0k $1.8m $1.8m 0.23% Reduced -1.1k -1,112
56 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 23,39723.4k $1.7m $1.7m 0.01% Added +609 +609
57 Curi Capital, LLC 0.04% of their portfolio CHICAGO, IL 22,33322.3k $1.7m $1.7m 0.04% Reduced -120 -120
58 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 22,05022.1k $1.6m $1.6m 0.00% Added +12.8k +12,824
59 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 21,80621.8k $1.6m $1.6m 0.00% New
60 Northeast Financial Consultants Inc 0.06% of their portfolio WESTPORT, CT 20,12020.1k $1.5m $1.5m 0.06% Unchanged
61 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 19,13419.1k $1.4m $1.4m 0.01% New
62 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 19,13419.1k $1.4m $1.4m 0.01% New
63 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 18,00618.0k $1.3m $1.3m 0.02% New
64 Game Plan Financial Advisors, LLC 0.62% of their portfolio WESTLAKE, OH 17,59717.6k $1.3m $1.3m 0.62% Reduced -1.6k -1,585
65 Vigilare Wealth Management 0.52% of their portfolio SCOTTSDALE, AZ 17,17317.2k $1.3m $1.3m 0.52% Added +2 +2
66 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 17,16817.2k $1.3m $1.3m 0.02% Unchanged
67 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,77116.8k $1.2m $1.2m 0.01% Added +207 +207
68 MGB Wealth Management, LLC 0.38% of their portfolio ADDISON, TX 16,50316.5k $1.2m $1.2m 0.38% Added +1.1k +1,129
69 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 16,40016.4k $1.2m $1.2m 0.01% New
70 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 16,02716.0k $1.2m $1.2m 0.01% Reduced -671 -671
71 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 15,73215.7k $1.2m $1.2m 0.07% Added +480 +480
72 OPTIMUM INVESTMENT ADVISORS 0.51% of their portfolio Chicago, IL 15,36615.4k $1.1m $1.1m 0.51% Reduced -118 -118
73 FMR LLC 0.00% of their portfolio BOSTON, MA 15,20015.2k $1.1m $1.1m 0.00% Added +601 +601
74 Dakota Wealth Management 0.03% of their portfolio PALM BEACH GARDENS, FL 15,12715.1k $1.1m $1.1m 0.03% Reduced -357 -357
75 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 15,05515.1k $1.1m $1.1m 0.01% Reduced -392 -392
76 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 14,95315.0k $1.1m $1.1m 0.03% Reduced -1.0k -1,021
77 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 14,83614.8k $1.1m $1.1m 0.04% Added +3 +3
78 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,49014.5k $1.1m $1.1m 0.00% Reduced -450 -450
79 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,84713.8k $1.0m $1.0m 0.00% Reduced -594 -594
80 CERTUITY, LLC 0.11% of their portfolio NORTH PALM BEACH, FL 13,37213.4k $996.1k $996.1k 0.11% Added +7.9k +7,929
81 Prairie Wealth Advisors, Inc. 0.47% of their portfolio OMAHA, NE 13,11513.1k $977.0k $977.0k 0.47% Reduced -325 -325
82 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 13,04313.0k $971.6k $971.6k 0.03% Added +10.9k +10,950
83 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 12,97613.0k $966.6k $966.6k 0.06% Reduced -107 -107
84 Crescent Grove Advisors, LLC 0.09% of their portfolio LAKE FOREST, IL 12,63912.6k $941.5k $941.5k 0.09% Unchanged
85 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 12,40412.4k $924.0k $924.0k 0.01% Added +620 +620
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,17012.2k $906.5k $906.5k 0.00% Added +5.1k +5,146
87 Bedell Frazier Investment Counselling, LLC 0.22% of their portfolio Walnut Creek, CA 12,03712.0k $896.6k $896.6k 0.22% Added +112 +112
88 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.24% of their portfolio PRINCETON, NJ 11,99212.0k $893.3k $893.3k 0.24% Added +6 +6
89 ASHFORD CAPITAL MANAGEMENT INC 0.11% of their portfolio WILMINGTON, DE 11,95612.0k $890.6k $890.6k 0.11% Reduced -1.8k -1,833
90 Independent Wealth Network Inc. 0.36% of their portfolio URBANDALE, IA 11,74711.7k $875.0k $875.0k 0.36% Added +51 +51
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,57511.6k $862.2k $862.2k 0.00% Reduced -18.8k -18,809
92 Hilltop Holdings Inc. 0.05% of their portfolio DALLAS, TX 11,46111.5k $853.7k $853.7k 0.05% Added +30 +30
93 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 11,44011.4k $855.0k $855.0k 0.00% Reduced -10 -10
94 Bay Capital Advisors, LLC 0.68% of their portfolio VIRGINIA BEACH, VA 11,33311.3k $844.2k $844.2k 0.68% First filing
95 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 11,25411.3k $838.3k $838.3k 0.04% Added +3.0k +2,957
96 Pointe Capital Management LLC 0.48% of their portfolio GROSSE POINTE FARMS, MI 11,21811.2k $835.7k $835.7k 0.48% Unchanged
97 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 11,18411.2k $833.1k $833.1k 0.01% Added +1.4k +1,361
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,07811.1k $825.2k $825.2k 0.00% Added +2.1k +2,105
99 O'ROURKE & COMPANY, Inc 0.40% of their portfolio BOSTON, MA 11,05311.1k $823.4k $823.4k 0.40% Added +113 +113
100 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 10,79310.8k $804.0k $804.0k 0.00% Reduced -997 -997