Vault-13

AMPIO PHARMACEUTICALS INC AMPE

COM · Common Stock · CUSIP 03209T307

6 institutional holders -23 vs Q1 2024
145145 shares reported held*
$13reported value*
3 new 0 added 1 reduced 26 sold out net sold ≈ $7.5k (-52.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.09. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 23: 26Q4 23: 30Q1 24: 29Q2 24: 66Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202326
Q4 202330
Q1 202429
Q2 20246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 10 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 5 cut or sold outQ1 24Q2 24: 3 bought or addedQ2 24: 27 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023105
Q1 202455
Q2 2024327

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $1.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $617.7kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$1.1m$00.00
Q4 2023$617.7k$00.00
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

CWM, LLC New +7+7
Redwood Wealth Management Group, LLC New +4+4
MassMutual Private Wealth & Trust, FSB New +1+1

Biggest sellers

MORGAN STANLEY Sold out -23,427-23.4k
Virtu Financial LLC Sold out -19,103-19.1k
Tower Research Capital LLC (TRC) Sold out -3,537-3.5k
CVA Family Office, LLC Sold out -3,149-3.1k
UBS Group AG Sold out -1,246-1.2k
Cypress Capital Management LLC (WY) Sold out -461-461
OSAIC HOLDINGS, INC. Reduced -302-302
GHP Investment Advisors, Inc. Sold out -300-300
Sunbelt Securities, Inc. Sold out -206-206
JPMORGAN CHASE & CO Sold out -202-202

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 112112 $10 $10 0.00% Reduced -302 -302
2 Sanctuary Wealth Management, L.L.C. 0.00% of their portfolio POCATELLO, ID 1414 $2 $2 0.00% Unchanged
3 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 77 $1 $1 0.00% Unchanged
4 CWM, LLC 0.00% of their portfolio OMAHA, NE 77 $0 $0 0.00% New
5 Redwood Wealth Management Group, LLC 0.00% of their portfolio MEDFORD, NJ 44 $0 $0 0.00% New
6 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 11 $0 $0 0.00% New