Vault-13

AMERICAN WTR CAP CORP AWK 3.625 06.15.26

NOTE 3.625% 6/1 · US DOMESTIC · CUSIP 03040WBE4

82 institutional holders +2 vs Q4 2024
65,727,00865.7m shares reported held*
$1.1bnreported value*
15 new 21 added 22 reduced 13 sold out net bought ≈ $42.4m (-16.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.39.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 24: 66Q4 24: 80Q1 25: 8282Q3 24Q4 24Q1 25
Numbers
QuarterHolders
Q3 202466
Q4 202480
Q1 202582

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 24: 32 bought or addedQ4 24: 31 cut or sold outQ4 24Q1 25: 36 bought or addedQ1 25: 35 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q4 20243231
Q1 20253635

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC New +92,000,000+92.0m
COMPASS ROSE ASSET MANAGEMENT, LP New +25,000,000+25.0m
Wellesley Asset Management Added +20,452,000+20.5m
Walleye Capital LLC Added +16,000,000+16.0m
ANGELO GORDON & CO., L.P. New +15,000,000+15.0m
ARISTEIA CAPITAL, L.L.C. Added +11,000,000+11.0m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +10,030,000+10.0m
Thrivent Financial for Lutherans New +8,885,000+8.9m
TORONTO DOMINION BANK New +7,500,000+7.5m
BARCLAYS PLC Added +4,788,000+4.8m

Biggest sellers

CAMDEN ASSET MANAGEMENT L P /CA Reduced -56,590,000-56.6m
ZAZOVE ASSOCIATES LLC Reduced -20,175,000-20.2m
D. E. Shaw & Co., Inc. Sold out -17,334,000-17.3m
Polar Asset Management Partners Inc. Sold out -10,000,000-10.0m
TORONTO DOMINION BANK Sold out -9,500,000-9.5m
BANK OF AMERICA CORP /DE/ Reduced -9,284,000-9.3m
MIZUHO SECURITIES USA LLC Sold out -9,252,000-9.3m
Thrivent Financial for Lutherans Sold out -8,885,000-8.9m
Parallax Volatility Advisers, L.P. Sold out -5,000,000-5.0m
Invesco Ltd. Reduced -4,700,000-4.7m

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 92,000,00092.0m $94.4m $94.4m 0.05% New
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.08% of their portfolio Toronto, A6 85,785,00085.8m $88.0m $88.0m 0.08% Added +10.0m +10,030,000
3 Aequim Alternative Investments LP 3.07% of their portfolio MILL VALLEY, CA 75,000,00075.0m $77.0m $77.0m 3.07% Unchanged
4 Universal- Beteiligungs- und Servicegesellschaft mbH 0.15% of their portfolio FRANKFURT AM MAIN, 2M 74,312,00074.3m $77.0m $77.0m 0.15% Added +1.5m +1,526,000
5 CAMDEN ASSET MANAGEMENT L P /CA 1.59% of their portfolio Los Angeles, CA 58,225,00058.2m $59.4m $59.4m 1.59% Reduced -56.6m -56,590,000
6 Calamos Advisors LLC 0.27% of their portfolio NAPERVILLE, IL 56,022,00056.0m $57.5m $57.5m 0.27% Unchanged
7 VICTORY CAPITAL MANAGEMENT INC 0.06% of their portfolio San Antonio, TX 52,772,00052.8m $54.1m $54.1m 0.06% Added +433.0k +433,000
8 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 41,466,00041.5m $42.5m $42.5m 0.07% Reduced -1.6m -1,592,000
9 LMR Partners LLP 0.72% of their portfolio LONDON, X0 35,000,00035.0m $35.9m $35.9m 0.72% Unchanged
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.82% of their portfolio NEW YORK, NY 34,777,00034.8m $35.7m $35.7m 0.82% Reduced -2.6m -2,612,000
11 ZAZOVE ASSOCIATES LLC 2.56% of their portfolio INCLINE VILLAGE, NV 29,050,00029.1m $29.8m $29.8m 2.56% Reduced -20.2m -20,175,000
12 Wellesley Asset Management 2.56% of their portfolio PORTSMOUTH, NH 25,094,00025.1m $25.7m $25.7m 2.56% Added +20.5m +20,452,000
13 COMPASS ROSE ASSET MANAGEMENT, LP 8.97% of their portfolio New York, NY 25,000,00025.0m $25.4m $25.4m 8.97% New
14 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.03% of their portfolio FRANKFURT AM MAIN, 2M 24,500,00024.5m $25.1m $25.1m 0.03% Added +500.0k +500,000
15 RWC Asset Management LLP 1.16% of their portfolio LONDON, X0 22,000,00022.0m $22.6m $22.6m 1.16% Added +2.0m +2,000,000
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 20,600,00020.6m $21.3m $21.3m 0.00% Reduced -3.2m -3,250,000
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,749,00017.7m $18.2m $18.2m 0.00% Reduced -423.0k -423,000
18 Walleye Capital LLC 0.19% of their portfolio NEW YORK, NY 16,500,00016.5m $16.9m $16.9m 0.19% Added +16.0m +16,000,000
19 PIER 88 INVESTMENT PARTNERS LLC 3.21% of their portfolio SAN FRANCISCO, CA 16,390,00016.4m $16.7m $16.7m 3.21% Unchanged
20 FMR LLC 0.00% of their portfolio BOSTON, MA 15,750,00015.8m $16.1m $16.1m 0.00% Unchanged
21 ANGELO GORDON & CO., L.P. 2.66% of their portfolio NEW YORK, NY 15,000,00015.0m $15.3m $15.3m 2.66% New
22 Amundi 0.01% of their portfolio Paris, I0 14,000,00014.0m $14.4m $14.4m 0.01% Reduced -1.5m -1,456,000
23 ARISTEIA CAPITAL, L.L.C. 0.43% of their portfolio GREENWICH, CT 13,500,00013.5m $13.9m $13.9m 0.43% Added +11.0m +11,000,000
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,168,00013.2m $13.5m $13.5m 0.00% Reduced -817.0k -817,000
25 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 12,500,00012.5m $12.8m $12.8m 0.00% First filing
26 BlackRock, Inc. 0.00% of their portfolio New York, NY 10,900,00010.9m $11.1m $11.1m 0.00% Reduced -125.0k -125,000
27 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.03% of their portfolio Paris, I0 10,339,99910.3m $10.6m $10.6m 0.03% Reduced -1 -1
28 INCOME RESEARCH & MANAGEMENT 4.35% of their portfolio Boston, MA 10,000,00010.0m $10.2m $10.2m 4.35% Unchanged
29 ALGEBRIS (UK) LTD 1.54% of their portfolio London, X0 8,900,0008.9m $8.5m $8.5m 1.54% Reduced -400.0k -400,000
30 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 8,885,0008.9m $9.2m $9.2m 0.02% New
31 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 8,574,0008.6m $8.9m $8.9m 0.00% Added +2.9m +2,940,000
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,758,0007.8m $8.0m $8.0m 0.00% Added +2.1m +2,115,000
33 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 7,500,0007.5m $7.7m $7.7m 0.02% New
34 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,148,0006.1m $6.3m $6.3m 0.01% Reduced -388.0k -388,000
35 CONNING INC. 0.21% of their portfolio HARTFORD, CT 5,800,0005.8m $5.9m $5.9m 0.21% Unchanged
36 OFI INVEST ASSET MANAGEMENT 0.14% of their portfolio ISSY LES MOULINEAUX, I0 5,700,0005.7m $5.5m $5.5m 0.14% Unchanged
37 RATIONAL ADVISORS, INC. 0.57% of their portfolio San Juan, PR 5,560,0005.6m $5.7m $5.7m 0.57% Unchanged
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,542,0005.5m $5.7m $5.7m 0.00% Reduced -9.3m -9,284,000
39 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,968,0005.0m $5.1m $5.1m 0.00% Added +4.8m +4,788,000
40 Man Group plc 0.01% of their portfolio LONDON, X0 4,900,0004.9m $5.0m $5.0m 0.01% Unchanged
41 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,700,0002.7m $2.8m $2.8m 0.00% Reduced -4.7m -4,700,000
42 Nicholas Investment Partners, LP 0.26% of their portfolio RANCHO SANTA FE, CA 2,500,0002.5m $2.6m $2.6m 0.26% Added +1.0m +1,000,000
43 Warberg Asset Management LLC 0.70% of their portfolio WINNETKA, IL 2,500,0002.5m $2.6m $2.6m 0.70% New
44 Ameritas Investment Partners, Inc. 0.08% of their portfolio LINCOLN, NE 2,250,0002.2m $2.3m $2.3m 0.08% Added +250.0k +250,000
45 Quaero Capital S.A. 2.19% of their portfolio GENEVE, V8 1,500,0001.5m $1.5m $1.5m 2.19% Unchanged
46 Union Bancaire Privee, UBP SA 0.03% of their portfolio GENEVA 1, V8 1,460,0001.5m $1.4m $1.4m 0.03% Reduced -3.2m -3,190,000
47 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,254,0001.3m $1.3m $1.3m 0.00% Unchanged
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,000,0001.0m $1.0m $1.0m 0.00% New
49 Kohlberg Kravis Roberts & Co. L.P. 0.02% of their portfolio NEW YORK, NY 826,000826.0k $847.5k $847.5k 0.02% Reduced -111.0k -111,000
50 Police & Firemen's Retirement System of New Jersey 0.01% of their portfolio TRENTON, NJ 775,000775.0k $795.1k $795.1k 0.01% Added +260.0k +260,000
51 DNCA FINANCE 0.06% of their portfolio PARIS, I0 700,000700.0k $725.4k $725.4k 0.06% Unchanged
52 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 666,000666.0k $680.0k $680.0k 0.00% Reduced -1.9m -1,904,000
53 CSS LLC/IL 0.04% of their portfolio CHICAGO, IL 500,000500.0k $513.4k $513.4k 0.04% New
54 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $512.8k $512.8k 0.00% Unchanged
55 AEGON USA Investment Management, LLC 0.41% of their portfolio CEDAR RAPIDS, IA 500,000500.0k $510.5k $510.5k 0.41% Unchanged
56 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 370,000370.0k $377.8k $377.8k 0.00% Added +3.0k +3,000
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 292,000292.0k $298.1k $298.1k 0.00% New
58 KBC Group NV 0.00% of their portfolio Brussels, C9 250,000250.0k $259.0k $259.0k 0.00% Reduced -50.0k -50,000
59 SSI INVESTMENT MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 233,000233.0k $237.9k $237.9k 0.02% Reduced -3.7m -3,720,000
60 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 200,000200.0k $205.4k $205.4k 0.00% Unchanged
61 Financiere des Professionnels - Fonds d'investissement inc. 0.01% of their portfolio MONTREAL, A8 160,000160.0k $164.2k $164.2k 0.01% Unchanged
62 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 134,000134.0k $136.6k $136.6k 0.00% Added +20.0k +20,000
63 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 121,000121.0k $123.5k $123.5k 0.00% New
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 78,00078.0k $79.6k $79.6k 0.00% New
65 NOMURA HOLDINGS INC 0.04% of their portfolio TOKYO, M0 46,00646.0k $6.8m $6.8m 0.04% Added +25.6k +25,631
66 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 41,00041.0k $41.9k $41.9k 0.00% New
67 FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. 0.02% of their portfolio SALINE, MI 31,00031.0k $31.5k $31.5k 0.02% New
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 30,00030.0k $30.6k $30.6k 0.00% Added +7.0k +7,000
69 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 19,00019.0k $19.4k $19.4k 0.00% Unchanged
70 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,00018.0k $18.3k $18.3k 0.00% Unchanged
71 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 17,50017.5k $18.0m $18.0m 0.04% Reduced -1.5k -1,500
72 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 17,00017.0k $17.5k $17.5k 0.00% Reduced -22.0k -22,000
73 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 14,00014.0k $14.3k $14.3k 0.00% Unchanged
74 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $13.0k $13.0k 0.00% Added +13.0k +12,987
75 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 13,00013.0k $13.2k $13.2k 0.00% Unchanged
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,00011.0k $11.2k $11.2k 0.00% New
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,0007.0k $7.1k $7.1k 0.00% Added +3.0k +3,000
78 Candriam S.C.A. 0.03% of their portfolio STRASSEN, N4 4,6004.6k $4.8m $4.8m 0.03% Reduced -4.8k -4,790
79 LAFFER TENGLER INVESTMENTS, INC. 0.57% of their portfolio Scottsdale, AZ 2,5482.5k $2.7m $2.7m 0.57% Added +6 +6
80 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 1,4551.5k $215.0k $215.0k 0.00% Unchanged
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
82 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 00 $0 $0 0.00% New