Vault-13

AMERICAN WTR CAP CORP AWK 3.625 06.15.26

NOTE 3.625% 6/1 · US DOMESTIC · CUSIP 03040WBE4

80 institutional holders +14 vs Q3 2024
82,654,38582.7m shares reported held*
$991.1mreported value*
15 new 17 added 24 reduced 7 sold out net sold ≈ $8.1m (+10.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.99.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 24: 66Q4 24: 8080Q3 24Q4 24
Numbers
QuarterHolders
Q3 202466
Q4 202480

Biggest buyers

LMR Partners LLP New +35,000,000+35.0m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +27,680,000+27.7m
CAMDEN ASSET MANAGEMENT L P /CA Added +21,353,000+21.4m
D. E. Shaw & Co., Inc. New +17,334,000+17.3m
Calamos Advisors LLC Added +10,140,000+10.1m
MIZUHO SECURITIES USA LLC New +9,252,000+9.3m
BANK OF AMERICA CORP /DE/ Added +7,067,000+7.1m
Parallax Volatility Advisers, L.P. New +5,000,000+5.0m
TRUIST FINANCIAL CORP New +4,225,000+4.2m
BlackRock, Inc. Added +2,625,000+2.6m

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -40,000,000-40.0m
JPMORGAN CHASE & CO Reduced -20,912,000-20.9m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -16,926,000-16.9m
ZAZOVE ASSOCIATES LLC Reduced -15,400,000-15.4m
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -15,000,000-15.0m
Polar Asset Management Partners Inc. Reduced -10,000,000-10.0m
Walleye Capital LLC Reduced -8,000,000-8.0m
SSI INVESTMENT MANAGEMENT LLC Reduced -7,029,000-7.0m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -6,750,000-6.8m
ARISTEIA CAPITAL, L.L.C. Reduced -5,000,000-5.0m

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CAMDEN ASSET MANAGEMENT L P /CA 2.99% of their portfolio Los Angeles, CA 114,815,000114.8m $113.3m $113.3m 2.99% Added +21.4m +21,353,000
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio Toronto, A6 75,755,00075.8m $75.0m $75.0m 0.07% Added +27.7m +27,680,000
3 Aequim Alternative Investments LP 2.39% of their portfolio MILL VALLEY, CA 75,000,00075.0m $74.4m $74.4m 2.39% Unchanged
4 Universal- Beteiligungs- und Servicegesellschaft mbH 0.14% of their portfolio FRANKFURT AM MAIN, 2M 72,786,00072.8m $72.0m $72.0m 0.14% First filing
5 Calamos Advisors LLC 0.26% of their portfolio NAPERVILLE, IL 56,022,00056.0m $55.4m $55.4m 0.26% Added +10.1m +10,140,000
6 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 52,339,00052.3m $51.7m $51.7m 0.05% Reduced -147.0k -147,000
7 ZAZOVE ASSOCIATES LLC 4.68% of their portfolio INCLINE VILLAGE, NV 49,225,00049.2m $48.6m $48.6m 4.68% Reduced -15.4m -15,400,000
8 LAZARD ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 43,058,00043.1m $42.7m $42.7m 0.06% Added +996.0k +996,000
9 ADVENT CAPITAL MANAGEMENT /DE/ 0.86% of their portfolio NEW YORK, NY 37,389,00037.4m $37.1m $37.1m 0.86% Reduced -16.9m -16,926,000
10 LMR Partners LLP 0.60% of their portfolio LONDON, X0 35,000,00035.0m $34.6m $34.6m 0.60% New
11 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.03% of their portfolio FRANKFURT AM MAIN, 2M 24,000,00024.0m $23.7m $23.7m 0.03% Reduced -6.8m -6,750,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 23,850,00023.9m $23.6m $23.6m 0.00% Added +1.5m +1,500,000
13 RWC Asset Management LLP 0.99% of their portfolio LONDON, X0 20,000,00020.0m $19.8m $19.8m 0.99% Added +1.0m +1,000,000
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,172,00018.2m $18.0m $18.0m 0.00% Reduced -20.9m -20,912,000
15 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 17,334,00017.3m $17.1m $17.1m 0.02% New
16 PIER 88 INVESTMENT PARTNERS LLC 3.18% of their portfolio SAN FRANCISCO, CA 16,390,00016.4m $16.2m $16.2m 3.18% Added +2.1m +2,080,000
17 FMR LLC 0.00% of their portfolio BOSTON, MA 15,750,00015.8m $15.5m $15.5m 0.00% Added +930.0k +930,000
18 Amundi 0.01% of their portfolio Paris, I0 15,456,00015.5m $15.2m $15.2m 0.01% Unchanged
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,826,00014.8m $14.6m $14.6m 0.00% Added +7.1m +7,067,000
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,985,00014.0m $13.8m $13.8m 0.00% Reduced -2.2m -2,234,000
21 BlackRock, Inc. 0.00% of their portfolio New York, NY 11,025,00011.0m $10.9m $10.9m 0.00% Added +2.6m +2,625,000
22 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.03% of their portfolio Paris, I0 10,340,00010.3m $10.2m $10.2m 0.03% Unchanged
23 INCOME RESEARCH & MANAGEMENT 4.71% of their portfolio Boston, MA 10,000,00010.0m $9.9m $9.9m 4.71% Unchanged
24 Polar Asset Management Partners Inc. 0.15% of their portfolio TORONTO, A6 10,000,00010.0m $9.9m $9.9m 0.15% Reduced -10.0m -10,000,000
25 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 9,500,0009.5m $9.3m $9.3m 0.02% Reduced -500.0k -500,000
26 ALGEBRIS (UK) LTD 2.24% of their portfolio London, X0 9,300,0009.3m $8.9m $8.9m 2.24% Unchanged
27 MIZUHO SECURITIES USA LLC 0.17% of their portfolio NEW YORK, NY 9,252,0009.3m $9.1m $9.1m 0.17% New
28 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 8,885,0008.9m $8.8m $8.8m 0.02% Reduced -1.5m -1,500,000
29 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 7,400,0007.4m $7.3m $7.3m 0.00% Reduced -500.0k -500,000
30 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,536,0006.5m $6.5m $6.5m 0.01% Reduced -967.0k -967,000
31 CONNING INC. 0.20% of their portfolio HARTFORD, CT 5,800,0005.8m $5.7m $5.7m 0.20% Unchanged
32 OFI INVEST ASSET MANAGEMENT 0.13% of their portfolio ISSY LES MOULINEAUX, I0 5,700,0005.7m $5.4m $5.4m 0.13% First filing
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,643,0005.6m $5.6m $5.6m 0.00% Reduced -4.2m -4,232,000
34 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 5,634,0005.6m $5.6m $5.6m 0.00% Added +50.0k +50,000
35 RATIONAL ADVISORS, INC. 0.54% of their portfolio San Juan, PR 5,560,0005.6m $5.5m $5.5m 0.54% Added +2.1m +2,080,000
36 Parallax Volatility Advisers, L.P. 0.11% of their portfolio San Francisco, CA 5,000,0005.0m $4.9m $4.9m 0.11% New
37 Man Group plc 0.01% of their portfolio LONDON, X0 4,900,0004.9m $4.8m $4.8m 0.01% Unchanged
38 Union Bancaire Privee, UBP SA 0.08% of their portfolio GENEVA 1, V8 4,650,0004.7m $4.4m $4.4m 0.08% First filing
39 Wellesley Asset Management 0.48% of their portfolio PORTSMOUTH, NH 4,642,0004.6m $4.6m $4.6m 0.48% Added +1.5m +1,535,000
40 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 4,225,0004.2m $4.2m $4.2m 0.01% New
41 SSI INVESTMENT MANAGEMENT LLC 0.29% of their portfolio Los Angeles, CA 3,953,0004.0m $3.9m $3.9m 0.29% Reduced -7.0m -7,029,000
42 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,897,0003.9m $3.8m $3.8m 0.00% Added +2.3m +2,306,000
43 AXA S.A. 0.01% of their portfolio PARIS, I0 3,630,0003.6m $3.6m $3.6m 0.01% Reduced -2.0m -2,000,000
44 MUFG SECURITIES AMERICAS INC. 0.34% of their portfolio NEW YORK, NY 2,695,0002.7m $2.7m $2.7m 0.34% First filing
45 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,570,0002.6m $2.5m $2.5m 0.00% New
46 ARISTEIA CAPITAL, L.L.C. 0.09% of their portfolio GREENWICH, CT 2,500,0002.5m $2.5m $2.5m 0.09% Reduced -5.0m -5,000,000
47 Ameritas Investment Partners, Inc. 0.06% of their portfolio LINCOLN, NE 2,000,0002.0m $2.0m $2.0m 0.06% Reduced -1.9m -1,870,000
48 SUSQUEHANNA ADVISORS GROUP, INC. 0.07% of their portfolio BALA CYNWYD, PA 2,000,0002.0m $2.0m $2.0m 0.07% First filing
49 Nicholas Investment Partners, LP 0.13% of their portfolio RANCHO SANTA FE, CA 1,500,0001.5m $1.5m $1.5m 0.13% New
50 Quaero Capital S.A. 1.89% of their portfolio GENEVE, V8 1,500,0001.5m $1.5m $1.5m 1.89% Unchanged
51 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,254,0001.3m $1.2m $1.2m 0.00% Unchanged
52 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,144,0001.1m $1.1m $1.1m 0.00% New
53 Kohlberg Kravis Roberts & Co. L.P. 0.02% of their portfolio NEW YORK, NY 937,000937.0k $929.5k $929.5k 0.02% Reduced -585.0k -585,000
54 DNCA FINANCE 0.05% of their portfolio PARIS, I0 700,000700.0k $692.8k $692.8k 0.05% Unchanged
55 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 515,000515.0k $508.7k $508.7k 0.00% First filing
56 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $494.0k $494.0k 0.00% Unchanged
57 AEGON USA Investment Management, LLC 0.38% of their portfolio CEDAR RAPIDS, IA 500,000500.0k $493.5k $493.5k 0.38% New
58 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 500,000500.0k $496.0k $496.0k 0.00% Reduced -8.0m -8,000,000
59 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 500,000500.0k $496.8k $496.8k 0.01% Reduced -500.0k -500,000
60 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 367,000367.0k $362.2k $362.2k 0.00% Added +2.0k +2,000
61 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $297.0k $297.0k 0.00% Unchanged
62 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 200,000200.0k $196.8k $196.8k 0.00% Unchanged
63 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 180,000180.0k $177.9k $177.9k 0.00% Reduced -127.0k -127,000
64 Financiere des Professionnels - Fonds d'investissement inc. 0.01% of their portfolio MONTREAL, A8 160,000160.0k $158.7k $158.7k 0.01% New
65 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 114,000114.0k $112.5k $112.5k 0.00% Added +59.0k +59,000
66 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 39,00039.0k $38.6k $38.6k 0.00% Unchanged
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,00023.0k $22.7k $22.7k 0.00% New
68 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 20,37520.4k $2.5m $2.5m 0.01% Reduced -34.3k -34,305
69 Squarepoint Ops LLC 0.05% of their portfolio NEW YORK, NY 19,00019.0k $18.8m $18.8m 0.05% Reduced -9.0k -9,000
70 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 19,00019.0k $18.8k $18.8k 0.00% Unchanged
71 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,00018.0k $17.8k $17.8k 0.00% New
72 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 14,00014.0k $13.8k $13.8k 0.00% Reduced -1.0k -1,000
73 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 13,00013.0k $12.8k $12.8k 0.00% Unchanged
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,00011.0k $10.9k $10.9k 0.00% Unchanged
75 Candriam S.C.A. 0.05% of their portfolio STRASSEN, N4 9,3909.4k $9.3m $9.3m 0.05% Reduced -500 -500
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,0004.0k $3.9k $3.9k 0.00% New
77 LAFFER TENGLER INVESTMENTS, INC. 0.50% of their portfolio Scottsdale, AZ 2,5422.5k $2.5m $2.5m 0.50% Added +1.8k +1,806
78 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 1,4551.5k $181.0k $181.0k 0.00% New
79 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1313 $12 $12 0.00% New
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged