Vault-13

AMERICAN VANGUARD CORP AVD

COM · Common Stock · CUSIP 030371108 · ISIN US0303711081

157 institutional holders -1 vs Q3 2022
23,834,08823.8m shares reported held*
80.6% of all shares outstanding*
$517.5mreported value*
17 new 39 added 68 reduced 18 sold out net sold ≈ $21.1m (-973.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Shares outstanding: 29.6m as of 2022-11-02, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $21.71. Options: 5 managers hold calls ($926.5k notional), 6 hold puts ($4.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 158Q4 22: 157157Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022158
Q4 2022157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.5mQ3 22 puts: $4.0mQ3 22P/C 0.88Q4 22 calls: $926.5kQ4 22 puts: $4.6mQ4 22P/C 5.02
Numbers
QuarterCallsPutsP/C
Q3 2022$4.5m$4.0m0.88
Q4 2022$926.5k$4.6m5.02

Biggest buyers

CONGRESS ASSET MANAGEMENT CO New +792,520+792.5k
Cruiser Capital Advisors, LLC Added +209,898+209.9k
CW Advisors, LLC New +164,411+164.4k
CITADEL ADVISORS LLC Added +142,430+142.4k
MILLENNIUM MANAGEMENT LLC New +100,726+100.7k
FMR LLC Added +55,175+55.2k
CENTAURUS FINANCIAL, INC. New +48,126+48.1k
JANE STREET GROUP, LLC New +47,187+47.2k
Ergoteles LLC New +44,296+44.3k
DIMENSIONAL FUND ADVISORS LP Added +38,834+38.8k

Biggest sellers

JANUS HENDERSON GROUP PLC Reduced -824,595-824.6k
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -251,580-251.6k
VANGUARD GROUP INC Reduced -197,037-197.0k
Pacer Advisors, Inc. Sold out -169,514-169.5k
WELLINGTON MANAGEMENT GROUP LLP Reduced -143,234-143.2k
STATE STREET CORP Reduced -139,077-139.1k
ACADIAN ASSET MANAGEMENT LLC Reduced -110,899-110.9k
Nuveen Asset Management, LLC Reduced -90,341-90.3k
AVIVA PLC Sold out -79,188-79.2k
Invesco Ltd. Reduced -71,844-71.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $688.2k31.7k shares
SIMPLEX TRADING, LLC Reduced $108.0k5.0k shares
CITADEL ADVISORS LLC Reduced $82.5k3.8k shares
GROUP ONE TRADING LLC Reduced $47.8k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m97.6k shares
GROUP ONE TRADING LLC Added $918.3k42.3k shares
JANE STREET GROUP, LLC Reduced $564.5k26.0k shares
SIMPLEX TRADING, LLC Reduced $551.0k25.4k shares
CITADEL ADVISORS LLC Added $495.0k22.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
WELLINGTON MANAGEMENT GROUP LLP 13G · institution +1.2 pts · filed 2025-11-12 5.7% +1.2 pts 1.6m≈ $4.6m 2025-11-12

Fell to 5% or below in the last year: BlackRock, Inc. (3.1%, 2026-07-27), VANGUARD GROUP INC (0.0%, 2026-03-26), Topline Capital Management, LLC (0.0%, 2026-02-13)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 2 sellingQ2 22Q3 22: 1 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—2$483.2k—
Q3 20221$150.3k1$101.3k—
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 4,822,4724.8m $104.7m $104.7m 0.00% Reduced -8.5k -8,493
2 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 2,461,5052.5m $53.4m $53.4m 0.02% Added +38.8k +38,834
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,971,9402.0m $42.8m $42.8m 0.00% Reduced -197.0k -197,037
4 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,429,2041.4m $31.0m $31.0m 0.01% Reduced -143.2k -143,234
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,154,6941.2m $25.1m $25.1m 0.00% Reduced -139.1k -139,077
6 Cruiser Capital Advisors, LLC 15.10% of their portfolio Stamford, CT 989,852989.9k $21.5m $21.5m 15.10% Added +209.9k +209,898
7 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 820,283820.3k $17.8m $17.8m 0.01% Reduced -824.6k -824,595
8 CONGRESS ASSET MANAGEMENT CO 0.17% of their portfolio BOSTON, MA 792,520792.5k $17.2m $17.2m 0.17% New
9 HEARTLAND ADVISORS INC 0.98% of their portfolio MILWAUKEE, WI 714,854714.9k $15.5m $15.5m 0.98% Reduced -3.2k -3,222
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 661,373661.4k $14.4m $14.4m 0.00% Reduced -2.7k -2,689
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 510,612510.6k $11.1m $11.1m 0.00% Added +13.7k +13,668
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 491,804491.8k $10.7m $10.7m 0.00% Reduced -3.2k -3,195
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 434,832434.8k $9.4m $9.4m 0.00% Added +19.3k +19,294
14 Lapides Asset Management, LLC 4.59% of their portfolio GREENWICH, CT 396,900396.9k $8.6m $8.6m 4.59% Reduced -13.5k -13,500
15 JACOBS LEVY EQUITY MANAGEMENT, INC 0.04% of their portfolio FLORHAM PARK, NJ 294,685294.7k $6.4m $6.4m 0.04% Added +26.9k +26,886
16 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 277,700277.7k $6.0m $6.0m 0.00% Added +33.1k +33,081
17 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 265,031265.0k $5.8m $5.8m 0.01% Added +142.4k +142,430
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.14% of their portfolio HOUSTON, TX 248,000248.0k $5.4m $5.4m 0.14% Unchanged
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 204,592204.6k $4.4m $4.4m 0.00% Added +25.2k +25,202
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 192,155192.2k $4.2m $4.2m 0.00% Added +21.5k +21,533
21 ROYCE & ASSOCIATES LP 0.04% of their portfolio New York, NY 189,968190.0k $4.1m $4.1m 0.04% Added +2.1k +2,101
22 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 183,320183.3k $4.0m $4.0m 0.00% Reduced -71.8k -71,844
23 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 179,879179.9k $3.9m $3.9m 0.00% Reduced -5.6k -5,642
24 CW Advisors, LLC 0.09% of their portfolio BOSTON, MA 164,411164.4k $3.6m $3.6m 0.09% New
25 RICE HALL JAMES & ASSOCIATES, LLC 0.20% of their portfolio San Diego, CA 164,246164.2k $3.6m $3.6m 0.20% Reduced -6.7k -6,651
26 Cerity Partners OCIO LLC 0.10% of their portfolio New York, NY 147,147147.1k $3.2m $3.2m 0.10% Added +11.7k +11,684
27 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 134,074134.1k $2.9m $2.9m 0.02% Reduced -8.4k -8,416
28 Monarch Partners Asset Management LLC 0.83% of their portfolio BOSTON, MA 129,117129.1k $2.8m $2.8m 0.83% Added +22.4k +22,425
29 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 129,043129.0k $2.8m $2.8m 0.00% Reduced -251.6k -251,580
30 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 118,802118.8k $2.6m $2.6m 0.01% Reduced -65.5k -65,497
31 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 118,300118.3k $2.6m $2.6m 0.01% Reduced -53.2k -53,200
32 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 107,654107.7k $2.3m $2.3m 0.00% Reduced -90.3k -90,341
33 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 103,341103.3k $2.2m $2.2m 0.01% Reduced -8.8k -8,833
34 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 100,726100.7k $2.2m $2.2m 0.00% New
35 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 95,99696.0k $2.1m $2.1m 0.00% Reduced -4.7k -4,660
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 86,43886.4k $1.9m $1.9m 0.00% Reduced -2.8k -2,788
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 84,80484.8k $1.8m $1.8m 0.00% Reduced -37.1k -37,075
38 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 83,40983.4k $1.8m $1.8m 0.00% Added +2.0k +1,964
39 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 79,05179.1k $1.7m $1.7m 0.04% Added +1.8k +1,756
40 FMR LLC 0.00% of their portfolio BOSTON, MA 77,81077.8k $1.7m $1.7m 0.00% Added +55.2k +55,175
41 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 77,51877.5k $1.7m $1.7m 0.00% Reduced -5.0k -4,967
42 Legal & General Group Plc 0.00% of their portfolio London, X0 70,83470.8k $1.5m $1.5m 0.00% Reduced -512 -512
43 Swiss National Bank 0.00% of their portfolio ZURICH, V8 67,05167.1k $1.5m $1.5m 0.00% Added +1.2k +1,200
44 Curi Capital, LLC 0.05% of their portfolio CHICAGO, IL 65,90065.9k $1.4m $1.4m 0.05% Unchanged
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 64,91464.9k $1.4m $1.4m 0.00% Reduced -10.6k -10,571
46 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 58,30258.3k $1.3m $1.3m 0.00% Reduced -327 -327
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 54,86654.9k $1.2m $1.2m 0.00% Reduced -19.0k -19,001
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,84553.8k $1.2m $1.2m 0.00% Reduced -987 -987
49 GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio GREENWICH, CT 52,28052.3k $1.1m $1.1m 0.01% Reduced -45.0k -45,000
50 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 50,58950.6k $1.1m $1.1m 0.01% Reduced -2.6k -2,601
51 KENNEDY CAPITAL MANAGEMENT LLC 0.03% of their portfolio ST LOUIS, MO 48,60848.6k $1.1m $1.1m 0.03% Reduced -8 -8
52 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 48,12648.1k $1.0m $1.0m 0.10% New
53 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 47,18747.2k $1.0m $1.0m 0.00% New
54 GLOBEFLEX CAPITAL L P 0.13% of their portfolio SAN DIEGO, CA 45,76645.8k $993.6k $993.6k 0.13% Unchanged
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 45,68445.7k $991.0k $991.0k 0.00% Added +10.1k +10,110
56 Ergoteles LLC 0.04% of their portfolio NEW YORK, NY 44,29644.3k $961.7k $961.7k 0.04% New
57 GSA CAPITAL PARTNERS LLP 0.12% of their portfolio LONDON, X0 43,02643.0k $934.0k $934.0k 0.12% Added +8.7k +8,733
58 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 41,73041.7k $906.0k $906.0k 0.00% Reduced -43.7k -43,667
59 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 38,02938.0k $824.0k $824.0k 0.00% Reduced -110.9k -110,899
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 37,77037.8k $820.0k $820.0k 0.00% Reduced -4.7k -4,651
61 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 37,45337.5k $813.0k $813.0k 0.00% Reduced -2.6k -2,616
62 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 36,90836.9k $801.0k $801.0k 0.01% New
63 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 35,70035.7k $775.0k $775.0k 0.01% Reduced -300 -300
64 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 35,34435.3k $767.3k $767.3k 0.00% Reduced -44 -44
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,15234.2k $741.2k $741.2k 0.00% Added +3.1k +3,088
66 Grantham, Mayo, Van Otterloo & Co. LLC 0.00% of their portfolio Boston, MA 32,70832.7k $710.1k $710.1k 0.00% Reduced -2.2k -2,200
67 Summit Global Investments 0.06% of their portfolio BOUNTIFUL, UT 32,23432.2k $700.0k $700.0k 0.06% Unchanged
68 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 32,18432.2k $698.7k $698.7k 0.01% Reduced -13.5k -13,470
69 SEIZERT CAPITAL PARTNERS, LLC 0.04% of their portfolio BIRMINGHAM, MI 31,50031.5k $683.9k $683.9k 0.04% Unchanged
70 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 31,15431.2k $676.4k $676.4k 0.00% First filing
71 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 30,09130.1k $653.0k $653.0k 0.00% Reduced -21.9k -21,892
72 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 29,76029.8k $646.0k $646.0k 0.01% Added +3.3k +3,321
73 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 28,80328.8k $625.0k $625.0k 0.00% Reduced -6.1k -6,100
74 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,52328.5k $619.0k $619.0k 0.00% Reduced -1.5k -1,473
75 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 28,40028.4k $616.0k $616.0k 0.00% Reduced -5.5k -5,500
76 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 28,18828.2k $612.0k $612.0k 0.00% Reduced -1.4k -1,360
77 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,53127.5k $597.7k $597.7k 0.00% New
78 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 26,78726.8k $581.5k $581.5k 0.00% Reduced -8.7k -8,670
79 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 25,85125.9k $561.0k $561.0k 0.00% Reduced -279 -279
80 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 22,86722.9k $496.4k $496.4k 0.00% Added +9.2k +9,250
81 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 21,88321.9k $475.1k $475.1k 0.00% Reduced -3.4k -3,363
82 JUPITER ASSET MANAGEMENT LTD 0.01% of their portfolio London, X0 21,66121.7k $470.3k $470.3k 0.01% Added +731 +731
83 ZACKS INVESTMENT MANAGEMENT 0.01% of their portfolio Chicago, IL 21,43221.4k $465.3k $465.3k 0.01% Reduced -4.3k -4,293
84 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 20,94820.9k $454.8k $454.8k 0.00% Added +58 +58
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,28420.3k $440.4k $440.4k 0.00% Added +298 +298
86 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 20,12820.1k $437.0k $437.0k 0.01% Reduced -3.3k -3,340
87 Teton Advisors, Inc. 0.11% of their portfolio Rye, NY 20,00020.0k $434.2k $434.2k 0.11% Unchanged
88 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 19,40419.4k $421.3k $421.3k 0.00% Added +1.5k +1,547
89 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 19,36319.4k $420.0k $420.0k 0.01% Reduced -727 -727
90 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 19,07619.1k $414.1k $414.1k 0.00% Reduced -11 -11
91 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.01% of their portfolio BALA CYNWYD, PA 18,73818.7k $406.8k $406.8k 0.01% Reduced -17.4k -17,390
92 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 18,69418.7k $406.0k $406.0k 0.01% Reduced -2.2k -2,179
93 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 18,15418.2k $394.1k $394.1k 0.01% Added +1.0k +1,022
94 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 16,79416.8k $364.6k $364.6k 0.01% New
95 COMERICA BANK 0.00% of their portfolio DALLAS, TX 16,57216.6k $383.0k $383.0k 0.00% Reduced -5.5k -5,500
96 KLR INVESTMENT ADVISORS, LLC 0.30% of their portfolio PROVIDENCE, RI 16,53716.5k $359.5k $359.5k 0.30% First filing
97 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 16,14716.1k $350.6k $350.6k 0.00% Unchanged
98 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 15,89215.9k $345.0k $345.0k 0.01% Unchanged
99 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 15,21815.2k $330.4k $330.4k 0.00% Reduced -763 -763
100 TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio AUSTIN, TX 14,46814.5k $314.0k $314.0k 0.00% Reduced -34.2k -34,194