AMERICAN SUPERCONDUCTOR CORP AMSC
SHS NEW · Common Stock · CUSIP 030111207 · ISIN US0301112076
Energy technologies company based in Devens, Massachusetts
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($227.1k this quarter). Holder counts are more reliable. Shares outstanding: 47.6m as of 2026-01-30, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $33.83. Options: 13 managers hold calls ($28.2m notional), 10 hold puts ($20.8m).
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 82 |
| Q4 2022 | 77 |
| Q1 2023 | 75 |
| Q2 2023 | 78 |
| Q3 2023 | 73 |
| Q4 2023 | 100 |
| Q1 2024 | 129 |
| Q2 2024 | 156 |
| Q3 2024 | 171 |
| Q4 2024 | 191 |
| Q1 2025 | 190 |
| Q2 2025 | 233 |
| Q3 2025 | 272 |
| Q4 2025 | 239 |
| Q1 2026 | 244 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 93 | 62 |
| Q3 2024 | 94 | 83 |
| Q4 2024 | 104 | 83 |
| Q1 2025 | 100 | 101 |
| Q2 2025 | 161 | 74 |
| Q3 2025 | 160 | 110 |
| Q4 2025 | 140 | 135 |
| Q1 2026 | 148 | 104 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2025 | $84.0m | $46.1m | 0.55 |
| Q3 2025 | $88.9m | $46.8m | 0.53 |
| Q4 2025 | $44.2m | $17.3m | 0.39 |
| Q1 2026 | $28.2m | $20.8m | 0.74 |
Biggest buyers
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | New | +1.1m |
| Hood River Capital Management LLC | New | +398.7k |
| BNP PARIBAS FINANCIAL MARKETS | Added | +354.2k |
| Portolan Capital Management, LLC | New | +295.6k |
| Legal & General Group Plc | Added | +252.1k |
| BlackRock, Inc. | Added | +232.2k |
| ROYCE & ASSOCIATES LP | Added | +155.7k |
| SEI INVESTMENTS CO | Added | +145.6k |
| Stephens Investment Management Group LLC | Added | +134.3k |
| D. E. Shaw & Co., Inc. | Added | +124.4k |
Biggest sellers
| Atreides Management, LP | Sold out | -1.0m |
| Driehaus Capital Management LLC | Sold out | -500.0k |
| Qube Research & Technologies Ltd | Reduced | -269.6k |
| TUDOR INVESTMENT CORP ET AL | Sold out | -251.6k |
| JANE STREET GROUP, LLC | Sold out | -242.8k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -236.4k |
| PRICE T ROWE ASSOCIATES INC /MD/ | Reduced | -216.2k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -152.6k |
| Invesco Ltd. | Reduced | -145.4k |
| UBS Group AG | Reduced | -144.7k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $9.7m286.6k shares |
| CITADEL ADVISORS LLC | Reduced | $5.8m170.0k shares |
| IMC-Chicago, LLC | Reduced | $5.4m160.9k shares |
| GROUP ONE TRADING LLC | Reduced | $1.8m52.7k shares |
| JANE STREET GROUP, LLC | Reduced | $1.7m49.2k shares |
| SIMPLEX TRADING, LLC | New | $991.8k29.3k shares |
| Point72 Asset Management, L.P. | Reduced | $924.1k27.3k shares |
| TUDOR INVESTMENT CORP ET AL | Reduced | $741.3k21.9k shares |
| D. E. Shaw & Co., Inc. | Reduced | $514.5k15.2k shares |
| TWO SIGMA INVESTMENTS, LP | New | $328.3k9.7k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $6.2m184.0k shares |
| JANE STREET GROUP, LLC | Added | $4.6m136.4k shares |
| Point72 Asset Management, L.P. | New | $3.6m106.5k shares |
| CITADEL ADVISORS LLC | Reduced | $2.9m84.9k shares |
| IMC-Chicago, LLC | Reduced | $1.6m48.3k shares |
| GROUP ONE TRADING LLC | Reduced | $714.2k21.1k shares |
| SIMPLEX TRADING, LLC | New | $402.8k11.9k shares |
| Walleye Trading LLC | Added | $270.8k8.0k shares |
| TWO SIGMA INVESTMENTS, LP | New | $236.9k7.0k shares |
| TUDOR INVESTMENT CORP ET AL | Reduced | $216.6k6.4k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution -1.6 pts · filed 2025-04-17 | 7.1% |
Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (4.9%, 2026-07-31), VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2024 | 0 | — | 2 | $2.2m | $2.2m |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 1 | $1.4m | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 2 | $6.1m | $6.1m |
| Q3 2025 | 0 | — | 3 | $9.3m | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 1 | $6.8k | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-02-24 | OLIVER DAVID R JR Director | Sold | $6.8k200 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.00% of their portfolio | 4.0m $134.8m | Added +232.2k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 2.0m $69.0m | First filing |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio | 1.7m $57.9m | First filing |
| BAILLIE GIFFORD & CO 0.05% of their portfolio | 1.4m $49.0m | Reduced -59.4k |
| STATE STREET CORP 0.00% of their portfolio | 1.3m $42.7m | Added +69.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.2m $39.6m | Added +78.4k |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.13% of their portfolio | 1.1m $38.6m | New |
| Nuveen, LLC 0.01% of their portfolio | 1.0m $34.6m | Added +60.0k |
| OBERWEIS ASSET MANAGEMENT INC/ 0.85% of their portfolio | 849.9k $28.8m | Added +14.0k |
| AWM Investment Company, Inc. 3.00% of their portfolio | 801.6k $27.1m | Added +47.4k |
| FIRST TRUST ADVISORS LP 0.02% of their portfolio | 778.3k $26.3m | Added +95.3k |
| EMERALD ADVISERS, LLC 0.81% of their portfolio | 757.4k $25.6m | Reduced -164 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 709.5k $24.0m | Reduced -72.8k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 658.3k $22.3m | Added +118.0k |
| MORGAN STANLEY 0.00% of their portfolio | 633.8k $21.5m | Reduced -71.6k |
| Telemark Asset Management, LLC 1.88% of their portfolio | 600.0k $20.3m | Reduced -19.9k |
| UBS Group AG 0.00% of their portfolio | 599.8k $20.3m | Reduced -144.7k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 567.6k $19.2m | Added +124.4k |
| ROYCE & ASSOCIATES LP 0.18% of their portfolio | 542.8k $18.4m | Added +155.7k |
| Legal & General Group Plc 0.00% of their portfolio | 530.1k $17.9m | Added +252.1k |
| ALGERT GLOBAL LLC 0.25% of their portfolio | 490.0k $16.6m | Added +29.2k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio | 446.8k $15.1m | Reduced -236.4k |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.72% of their portfolio | 438.9k $14.9m | Added +3.6k |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 436.7k $14.8m | Added +354.2k |
| Hood River Capital Management LLC 0.14% of their portfolio | 398.7k $13.5m | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 393.2k $13.3m | Added +32.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 385.4k $13.0m | Reduced -2.1k |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 0.02% of their portfolio | 379.5k $12.8m | Reduced -80.3k |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 329.4k $11.2m | Reduced -269.6k |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 326.0k $11.0m | First filing |
| Stephens Investment Management Group LLC 0.14% of their portfolio | 308.5k $10.4m | Added +134.3k |
| Portolan Capital Management, LLC 0.53% of their portfolio | 295.6k $10.0m | New |
| PANAGORA ASSET MANAGEMENT INC 0.03% of their portfolio | 256.4k $8.7m | Added +1.6k |
| Invesco Ltd. 0.00% of their portfolio | 240.8k $8.2m | Reduced -145.4k |
| ESSEX INVESTMENT MANAGEMENT CO LLC 1.22% of their portfolio | 227.6k $7.7m | Added +12.4k |
| SEI INVESTMENTS CO 0.01% of their portfolio | 224.4k $7.6m | Added +145.6k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 216.7k $7.3m | Reduced -121.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 209.5k $7.1m | Added +43.9k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 184.8k $6.3m | Added +38.8k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 169.0k $5.7m | Reduced -152.6k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 163.3k $5.5m | Added +28.4k |
| Palisades Investment Partners, LLC 2.02% of their portfolio | 152.6k $5.2m | Added +8.4k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 149.6k $4.9m | Reduced -55.1k |
| FMR LLC 0.00% of their portfolio | 147.3k $5.0m | Added +22.9k |
| Balyasny Asset Management L.P. 0.01% of their portfolio | 144.1k $4.9m | Reduced -8.7k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 136.8k $4.4m | Added +13.7k |
| ArrowMark Colorado Holdings LLC 0.12% of their portfolio | 135.4k $4.6m | Added +25.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 134.8k $4.6m | Reduced -2.3k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 124.0k $4.2m | Reduced -17.9k |
| GMT Capital Corp 0.17% of their portfolio | 108.1k $3.7m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 101.6k $3.4m | Added +23.5k |
| AXIOM INVESTORS LLC /DE 0.04% of their portfolio | 100.8k $3.4m | Reduced -33.3k |
| Swiss National Bank 0.00% of their portfolio | 89.1k $3.0m | Unchanged |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 88.4k $3.0m | Added +11.2k |
| LPL Financial LLC 0.00% of their portfolio | 87.3k $3.0m | Added +47.2k |
| ALPS ADVISORS INC 0.01% of their portfolio | 86.6k $2.9m | Added +24.3k |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 77.5k $2.6m | Added +37.3k |
| Maxi Investments CY Ltd 0.56% of their portfolio | 75.8k $2.6m | New |
| Lumbard & Kellner, LLC 0.86% of their portfolio | 73.7k $2.5m | Added +2.5k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 70.4k $2.4m | Unchanged |
| KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 66.2k $2.2m | Added +1.5k |
| Boston Partners 0.00% of their portfolio | 66.1k $2.2m | New |
| CAMPBELL NEWMAN ASSET MANAGEMENT INC 0.18% of their portfolio | 64.3k $2.2m | Added +1.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 62.3k $2.1m | Added +3.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 61.8k $2.1m | Reduced -3.8k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 59.7k $2.0m | Added +2.0k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 58.6k $2.0m | Reduced -216.2k |
| Amundi 0.00% of their portfolio | 58.2k $2.0m | Added +11.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 58.2k $2.0m | Reduced -75.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 57.0k $1.9m | Added +6.1k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 56.9k $1.9m | Added +10.6k |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 56.5k $1.9m | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 48.6k $1.6m | Added +9.0k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.09% of their portfolio | 47.1k $1.6m | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 44.4k $1.3m | Added +5.1k |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 43.5k $1.5m | Added +17.9k |
| Tidal Investments LLC 0.00% of their portfolio | 43.4k $1.5m | Added +19.2k |
| HighTower Advisors, LLC 0.00% of their portfolio | 43.3k $1.5m | Added +32.8k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 42.9k $1.5m | Added +4.2k |
| Defiance ETFs, LLC 0.02% of their portfolio | 42.2k $1.4m | New |
| Legato Capital Management LLC 0.12% of their portfolio | 40.1k $1.4m | Reduced -566 |
| Quadrature Capital Ltd 0.02% of their portfolio | 39.1k $1.3m | New |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 38.8k $1.3m | Added +6.0k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 37.4k $1.3m | Added +2.3k |
| Merit Financial Group, LLC 0.01% of their portfolio | 36.9k $1.2m | Reduced -363 |
| SG Americas Securities, LLC 0.00% of their portfolio | 35.4k $1.2m | Reduced -35.6k |
| KORNITZER CAPITAL MANAGEMENT INC /KS 0.03% of their portfolio | 35.0k $1.2m | Reduced -1.2k |
| Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio | 33.4k $1.1m | Added +14.0k |
| Focus Partners Wealth 0.00% of their portfolio | 33.3k $1.1m | Reduced -1.0k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 32.7k $1.1m | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 31.3k $1.1m | Reduced -13.8k |
| Quantum Private Wealth, LLC 0.33% of their portfolio | 31.2k $1.1m | Added +2.0k |
| JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio | 31.1k $1.1m | Added +4.7k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 29.5k $997.8k | Reduced -5.6k |
| VANGUARD ASSET MANAGEMENT, Ltd 0.00% of their portfolio | 29.3k $991.4k | First filing |
| VIRTUS ADVISERS, LLC 0.43% of their portfolio | 27.5k $929.2k | Added +1.5k |
| ExodusPoint Capital Management, LP 0.01% of their portfolio | 26.5k $896.7k | Reduced -44.3k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 25.7k $869.6k | Added +286 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN 0.00% of their portfolio | 25.4k $859.4k | Added +4.9k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 25.3k $855.9k | New |