Vault-13

AMERICAN EQTY INVT LIFE HLD AEL

COM · Common Stock · CUSIP 025676206

274 institutional holders +20 vs Q3 2022
82,338,97082.3m shares reported held*
$3.7bnreported value*
45 new 76 added 103 reduced 30 sold out net sold ≈ $119.9m (-2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.51. Options: 6 managers hold calls ($2.8m notional), 9 hold puts ($12.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 254Q4 22: 274274Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022254
Q4 2022274

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $0Q3 22 puts: $3.0kQ3 22P/C —Q4 22 calls: $2.8mQ4 22 puts: $12.7mQ4 22P/C 4.51
Numbers
QuarterCallsPutsP/C
Q3 2022$0$3.0k—
Q4 2022$2.8m$12.7m4.51

Biggest buyers

VANGUARD GROUP INC Added +1,383,886+1.4m
Segantii Capital Management Ltd New +340,916+340.9k
MORGAN STANLEY Added +326,412+326.4k
JPMORGAN CHASE & CO Added +265,291+265.3k
BRIDGEWAY CAPITAL MANAGEMENT, LLC New +101,700+101.7k
GEODE CAPITAL MANAGEMENT, LLC Added +100,186+100.2k
TWO SIGMA INVESTMENTS, LP New +90,354+90.4k
Trexquant Investment LP New +75,578+75.6k
Weiss Multi-Strategy Advisers LLC New +75,000+75.0k
FIRST TRUST ADVISORS LP Added +72,877+72.9k

Biggest sellers

MACQUARIE GROUP LTD Reduced -1,877,132-1.9m
River Road Asset Management, LLC Reduced -994,170-994.2k
AMERIPRISE FINANCIAL INC Reduced -453,804-453.8k
Ophir Asset Management Pty Ltd Sold out -431,134-431.1k
Nuveen Asset Management, LLC Reduced -334,050-334.1k
Phase 2 Partners, LLC Sold out -202,803-202.8k
KENNEDY CAPITAL MANAGEMENT LLC Reduced -186,907-186.9k
Clearbridge Investments, LLC Reduced -143,713-143.7k
CITADEL ADVISORS LLC Reduced -131,471-131.5k
MILLENNIUM MANAGEMENT LLC Reduced -130,141-130.1k

Biggest calls

DRW Securities, LLC First filing $2.0m44.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $492.7k10.8k shares
WOLVERINE TRADING, LLC New $210.0k4.6k shares
CITADEL ADVISORS LLC New $59.3k1.3k shares
GROUP ONE TRADING LLC New $9.1k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Caption Management, LLC New $4.1m89.9k shares
Parallax Volatility Advisers, L.P. New $3.2m70.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $2.7m58.8k shares
GROUP ONE TRADING LLC New $1.2m27.3k shares
JANE STREET GROUP, LLC New $533.8k11.7k shares
HARVEST MANAGEMENT LLC New $456.2k10.0k shares
CITADEL ADVISORS LLC New $433.4k9.5k shares
SIMPLEX TRADING, LLC Unchanged $4.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 2.75% of their portfolio TORONTO, A6 15,886,16315.9m $724.7m $724.7m 2.75% Unchanged
2 BlackRock Inc. 0.02% of their portfolio New York, NY 11,484,87711.5m $523.9m $523.9m 0.02% Added +36.5k +36,468
3 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 9,856,9989.9m $449.7m $449.7m 0.01% Added +1.4m +1,383,886
4 DIMENSIONAL FUND ADVISORS LP 0.11% of their portfolio AUSTIN, TX 7,005,4977.0m $319.6m $319.6m 0.11% Reduced -10.0k -9,983
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 2,859,0472.9m $130.4m $130.4m 0.01% Reduced -65.2k -65,235
6 Clearbridge Investments, LLC 0.12% of their portfolio NEW YORK, NY 2,690,9452.7m $122.8m $122.8m 0.12% Reduced -143.7k -143,713
7 MACQUARIE GROUP LTD 0.14% of their portfolio Sydney, NSW 2000, C3 2,687,7452.7m $122.6m $122.6m 0.14% Reduced -1.9m -1,877,132
8 River Road Asset Management, LLC 1.24% of their portfolio LOUISVILLE, KY 1,987,7622.0m $90.7m $90.7m 1.24% Reduced -994.2k -994,170
9 BARCLAYS PLC 0.07% of their portfolio LONDON, X0 1,793,6911.8m $81.8m $81.8m 0.07% First filing
10 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 1,716,4501.7m $78.3m $78.3m 0.02% Added +27.7k +27,734
11 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,701,6511.7m $77.6m $77.6m 0.02% Added +22.5k +22,534
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,407,0831.4m $64.2m $64.2m 0.01% Added +326.4k +326,412
13 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,368,1101.4m $62.4m $62.4m 0.01% Added +100.2k +100,186
14 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,350,2551.4m $61.6m $61.6m 0.01% Added +12.2k +12,250
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,037,0671.0m $47.3m $47.3m 0.02% Reduced -11.0k -10,996
16 PZENA INVESTMENT MANAGEMENT LLC 0.20% of their portfolio NEW YORK, NY 997,069997.1k $45.5m $45.5m 0.20% Added +25.5k +25,473
17 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 887,417887.4k $40.5m $40.5m 0.01% Reduced -7.2k -7,229
18 Aberdeen Group plc 0.10% of their portfolio EDINBURGH, X0 809,828809.8k $36.9m $36.9m 0.10% Reduced -4.6k -4,599
19 JACOBS LEVY EQUITY MANAGEMENT, INC 0.24% of their portfolio FLORHAM PARK, NJ 770,820770.8k $35.2m $35.2m 0.24% Reduced -70.4k -70,372
20 NORGES BANK 0.01% of their portfolio OSLO, Q8 768,454768.5k $35.1m $35.1m 0.01% Added +17.7k +17,708
21 Bragg Financial Advisors, Inc 1.47% of their portfolio CHARLOTTE, NC 529,067529.1k $24.1m $24.1m 1.47% Reduced -49.5k -49,549
22 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 501,547501.5k $22.9m $22.9m 0.01% Reduced -453.8k -453,804
23 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 460,423460.4k $21.0m $21.0m 0.02% Reduced -1.3k -1,308
24 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 448,653448.7k $20.5m $20.5m 0.01% Reduced -334.1k -334,050
25 KENNEDY CAPITAL MANAGEMENT LLC 0.54% of their portfolio ST LOUIS, MO 422,447422.4k $19.3m $19.3m 0.54% Reduced -186.9k -186,907
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 413,919413.9k $18.9m $18.9m 0.00% Added +265.3k +265,291
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 407,169407.2k $18.6m $18.6m 0.00% Reduced -37.1k -37,077
28 LSV ASSET MANAGEMENT 0.04% of their portfolio CHICAGO, IL 393,682393.7k $18.0m $18.0m 0.04% Added +16.0k +15,982
29 WEST BANCORPORATION INC 12.83% of their portfolio WEST DES MOINES, IA 378,847378.8k $17.3m $17.3m 12.83% Reduced -24.0k -24,000
30 Segantii Capital Management Ltd 0.60% of their portfolio HONG KONG, K3 340,916340.9k $15.6m $15.6m 0.60% New
31 EASTERLY INVESTMENT PARTNERS LLC 1.28% of their portfolio BEVERLY, MA 323,697323.7k $14.8m $14.8m 1.28% Reduced -17.0k -17,009
32 CHARTWELL INVESTMENT PARTNERS, LLC 0.51% of their portfolio BERYWN, PA 284,226284.2k $13.0m $13.0m 0.51% Reduced -4.0k -4,042
33 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 250,559250.6k $11.4m $11.4m 0.01% Reduced -78.9k -78,898
34 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.04% of their portfolio Los Angeles, CA 244,504244.5k $11.2m $11.2m 0.04% Reduced -1.4k -1,410
35 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 232,559232.6k $10.6m $10.6m 0.01% Reduced -7.8k -7,803
36 GREAT LAKES ADVISORS, LLC 0.06% of their portfolio CHICAGO, IL 228,756228.8k $1.0m $1.0m 0.06% Added +3.5k +3,472
37 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 222,742222.7k $10.2m $10.2m 0.02% Reduced -33.7k -33,654
38 Legal & General Group Plc 0.00% of their portfolio London, X0 210,422210.4k $9.6m $9.6m 0.00% Added +902 +902
39 THOMPSON SIEGEL & WALMSLEY LLC 0.15% of their portfolio RICHMOND, VA 205,361205.4k $9.4m $9.4m 0.15% Reduced -38.7k -38,709
40 Brandywine Global Investment Management, LLC 0.07% of their portfolio PHILADELPHIA, PA 191,044191.0k $8.7m $8.7m 0.07% Reduced -5.5k -5,541
41 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 188,735188.7k $8.6m $8.6m 0.01% Added +72.9k +72,877
42 Swiss National Bank 0.01% of their portfolio ZURICH, V8 179,900179.9k $8.2m $8.2m 0.01% Reduced -7.7k -7,700
43 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 174,867174.9k $8.0m $8.0m 0.01% Added +67.4k +67,368
44 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 173,039173.0k $7.9m $7.9m 0.02% Reduced -26.9k -26,923
45 Gilbert & Cook, Inc. 1.31% of their portfolio WEST DES MOINES, IA 157,844157.8k $7.2m $7.2m 1.31% Reduced -20.1k -20,100
46 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 140,139140.1k $6.4m $6.4m 0.01% Reduced -10.3k -10,300
47 ICON ADVISERS INC/CO 1.62% of their portfolio GREENWOOD VILLAGE, CO 138,800138.8k $6.3m $6.3m 1.62% Unchanged
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,386134.4k $6.1m $6.1m 0.00% Added +51.2k +51,240
49 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 133,320133.3k $6.1m $6.1m 0.01% Reduced -130.1k -130,141
50 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 127,188127.2k $5.8m $5.8m 0.02% Added +55.3k +55,329
51 Public Sector Pension Investment Board 0.05% of their portfolio MONTREAL, A8 126,292126.3k $5.8m $5.8m 0.05% Reduced -3.8k -3,828
52 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.07% of their portfolio New York, NY 120,200120.2k $5.5m $5.5m 0.07% Reduced -41.8k -41,849
53 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 112,364112.4k $5.1m $5.1m 0.01% Added +5.0k +5,034
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 110,616110.6k $5.0m $5.0m 0.00% Reduced -5.5k -5,499
55 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 102,933102.9k $4.7m $4.7m 0.01% Added +53.9k +53,855
56 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.12% of their portfolio HOUSTON, TX 101,700101.7k $4.6m $4.6m 0.12% New
57 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 93,08493.1k $4.2m $4.2m 0.01% Reduced -3.6k -3,577
58 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 90,35490.4k $4.1m $4.1m 0.01% New
59 Profit Investment Management, LLC 2.68% of their portfolio NORTH BETHESDA, MD 83,57283.6k $3.8m $3.8m 2.68% Unchanged
60 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 79,41279.4k $3.6m $3.6m 0.00% Added +8.1k +8,105
61 COMERICA BANK 0.03% of their portfolio DALLAS, TX 77,88077.9k $3.6m $3.6m 0.03% Reduced -31.4k -31,353
62 Trexquant Investment LP 0.10% of their portfolio STAMFORD, CT 75,57875.6k $3.4m $3.4m 0.10% New
63 Weiss Multi-Strategy Advisers LLC 0.10% of their portfolio NEW YORK, NY 75,00075.0k $3.4m $3.4m 0.10% New
64 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.03% of their portfolio HARRISBURG, PA 74,29474.3k $3.4m $3.4m 0.03% Added +9.6k +9,616
65 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 73,11973.1k $3.3m $3.3m 0.01% Reduced -6.5k -6,468
66 State of Tennessee, Department of Treasury 0.02% of their portfolio NASHVILLE, TN 72,86372.9k $3.3m $3.3m 0.02% Reduced -8.1k -8,097
67 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 71,20671.2k $3.2m $3.2m 0.01% Reduced -9.9k -9,886
68 DENALI ADVISORS LLC 1.26% of their portfolio SAN DIEGO, CA 65,67265.7k $3.0m $3.0m 1.26% Added +19.7k +19,724
69 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 64,34764.3k $2.9m $2.9m 0.02% Reduced -20.0k -20,009
70 South Dakota Investment Council 0.06% of their portfolio SIOUX FALLS, SD 62,68362.7k $2.9m $2.9m 0.06% Unchanged
71 Knights of Columbus Asset Advisors LLC 0.29% of their portfolio NEW HAVEN, CT 61,36461.4k $2.8m $2.8m 0.29% Reduced -682 -682
72 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 60,40260.4k $2.8m $2.8m 0.01% Unchanged
73 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 58,98059.0k $2.7m $2.7m 0.00% Reduced -2.1k -2,108
74 JUPITER ASSET MANAGEMENT LTD 0.04% of their portfolio London, X0 54,06354.1k $2.5m $2.5m 0.04% Added +47.1k +47,077
75 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 52,53852.5k $2.4m $2.4m 0.01% Added +6.6k +6,631
76 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 51,46951.5k $2.3m $2.3m 0.01% Reduced -16.0k -15,966
77 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 50,48350.5k $2.3m $2.3m 0.01% Added +36.7k +36,720
78 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 50,40050.4k $2.3m $2.3m 0.00% Added +33.9k +33,900
79 DLD Asset Management, LP 0.24% of their portfolio NEW YORK, NY 50,00050.0k $2.3m $2.3m 0.24% New
80 State of Alaska, Department of Revenue 0.03% of their portfolio JUNEAU, AK 48,33948.3k $2.2m $2.2m 0.03% Reduced -834 -834
81 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 48,10148.1k $2.2m $2.2m 0.00% Added +8.2k +8,173
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,65147.7k $2.2m $2.2m 0.00% Added +29.9k +29,876
83 WINTON GROUP Ltd 0.14% of their portfolio LONDON, X0 46,81946.8k $2.1m $2.1m 0.14% Added +453 +453
84 ALGERT GLOBAL LLC 0.12% of their portfolio SAN FRANCISCO, CA 46,41346.4k $2.1m $2.1m 0.12% Added +10.9k +10,950
85 Dynamic Technology Lab Private Ltd 0.21% of their portfolio SINGAPORE, U0 46,01946.0k $2.1m $2.1m 0.21% New
86 TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio AUSTIN, TX 45,58445.6k $2.1m $2.1m 0.03% Reduced -5.5k -5,470
87 CONGRESS ASSET MANAGEMENT CO 0.02% of their portfolio BOSTON, MA 44,96645.0k $2.1m $2.1m 0.02% Added +555 +555
88 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 44,66344.7k $2.0m $2.0m 0.02% Reduced -81.7k -81,706
89 ROYCE & ASSOCIATES LP 0.02% of their portfolio New York, NY 44,08344.1k $2.0m $2.0m 0.02% Added +24.2k +24,185
90 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 44,05744.1k $2.0m $2.0m 0.03% Reduced -13.4k -13,415
91 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 43,94943.9k $2.0m $2.0m 0.03% Reduced -106.9k -106,926
92 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 43,83543.8k $2.0m $2.0m 0.00% Added +17.3k +17,262
93 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 43,30043.3k $2.0m $2.0m 0.01% Reduced -17.9k -17,900
94 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 42,38942.4k $1.9m $1.9m 0.00% Added +24.6k +24,607
95 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 42,31042.3k $1.9m $1.9m 0.01% Reduced -32.8k -32,819
96 Quantedge Capital Pte Ltd 0.65% of their portfolio Singapore, U0 42,30042.3k $1.9m $1.9m 0.65% Added +24.4k +24,400
97 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 40,86040.9k $1.9m $1.9m 0.01% Added +12.3k +12,258
98 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 40,60040.6k $1.9m $1.9m 0.03% Reduced -21.7k -21,690
99 Linden Thomas Advisory Services, LLC 0.51% of their portfolio Charlotte, NC 39,75239.8k $1.8m $1.8m 0.51% First filing
100 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 38,38738.4k $1.8m $1.8m 0.01% Reduced -1.2k -1,174