Vault-13

AMERICAN ELEC PWR CO INC AEP 6.125 08.15.23

UNIT 08/15/2023 · PUBLIC · CUSIP 02557T307

51 institutional holders -4 vs Q1 2023
19,766,16219.8m shares reported held*
$795.3mreported value*
6 new 16 added 18 reduced 10 sold out net sold ≈ $5.5m (+593.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.23.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 49Q4 22: 50Q1 23: 55Q2 23: 5151Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202249
Q4 202250
Q1 202355
Q2 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 28 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222121
Q1 20232820
Q2 20232228

Biggest buyers

TWO SIGMA INVESTMENTS, LP Added +655,611+655.6k
ADVENT CAPITAL MANAGEMENT /DE/ New +647,494+647.5k
CAMDEN ASSET MANAGEMENT L P /CA Added +640,000+640.0k
BANK OF MONTREAL /CAN/ New +440,000+440.0k
Weiss Asset Management LP New +230,000+230.0k
BlackRock Inc. Added +110,330+110.3k
VAN ECK ASSOCIATES CORP Added +90,678+90.7k
PIPER SANDLER & CO. New +78,947+78.9k
STATE STREET CORP Added +66,000+66.0k
CITIGROUP INC Added +44,716+44.7k

Biggest sellers

ADVENT CAPITAL MANAGEMENT /DE/ Sold out -778,400-778.4k
VICTORY CAPITAL MANAGEMENT INC Reduced -690,144-690.1k
WESTWOOD HOLDINGS GROUP INC Sold out -337,775-337.8k
Thrivent Financial for Lutherans Sold out -300,626-300.6k
FMR LLC Reduced -187,300-187.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -145,827-145.8k
Invesco Ltd. Reduced -139,000-139.0k
AMERIPRISE FINANCIAL INC Reduced -130,225-130.2k
Sculptor Capital LP Sold out -125,000-125.0k
BANK OF AMERICA CORP /DE/ Reduced -120,016-120.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 3,939,5003.9m $3.9m $3.9m 0.01% Reduced -76.8k -76,850
2 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 2,629,9082.6m $130.7m $130.7m 0.06% Reduced -3.8k -3,794
3 Calamos Advisors LLC 0.43% of their portfolio NAPERVILLE, IL 1,690,1621.7m $84.0m $84.0m 0.43% Reduced -8.2k -8,229
4 CAMDEN ASSET MANAGEMENT L P /CA 2.73% of their portfolio Los Angeles, CA 1,590,0001.6m $78.6m $78.6m 2.73% Added +640.0k +640,000
5 BlackRock Inc. 0.00% of their portfolio New York, NY 1,396,1841.4m $69.4m $69.4m 0.00% Added +110.3k +110,330
6 TWO SIGMA INVESTMENTS, LP 0.17% of their portfolio NEW YORK, NY 1,264,0591.3m $62.8m $62.8m 0.17% Added +655.6k +655,611
7 Capital Research Global Investors 0.01% of their portfolio Los Angeles, CA 953,221953.2k $47.4m $47.4m 0.01% Unchanged
8 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 831,914831.9k $41.3m $41.3m 0.01% Unchanged
9 ADVENT CAPITAL MANAGEMENT /DE/ 0.64% of their portfolio NEW YORK, NY 647,494647.5k $32.2m $32.2m 0.64% New
10 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 534,115534.1k $26.5m $26.5m 0.03% Reduced -690.1k -690,144
11 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 440,000440.0k $21.6m $21.6m 0.01% New
12 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 395,589395.6k $19.7m $19.7m 0.04% Added +90.7k +90,678
13 PIER 88 INVESTMENT PARTNERS LLC 4.57% of their portfolio SAN FRANCISCO, CA 371,300371.3k $18.4m $18.4m 4.57% Added +12.2k +12,200
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 354,211354.2k $17.5m $17.5m 0.00% Added +66.0k +66,000
15 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 284,699284.7k $14.1m $14.1m 0.02% Added +10.1k +10,107
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 257,583257.6k $12.8m $12.8m 0.00% Reduced -120.0k -120,016
17 Weiss Asset Management LP 1.45% of their portfolio BOSTON, MA 230,000230.0k $11.4m $11.4m 1.45% New
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 220,173220.2k $10.9m $10.9m 0.02% Reduced -145.8k -145,827
19 FMR LLC 0.00% of their portfolio BOSTON, MA 187,300187.3k $9.3m $9.3m 0.00% Reduced -187.3k -187,300
20 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 164,900164.9k $8.2m $8.2m 0.00% Reduced -139.0k -139,000
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 160,150160.2k $7.9m $7.9m 0.00% Reduced -130.2k -130,225
22 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 142,673142.7k $70.9k $70.9k 0.00% Reduced -4.0k -3,965
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 122,526122.5k $6.1m $6.1m 0.00% Added +14.6k +14,646
24 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 122,155122.2k $6.1m $6.1m 0.01% Added +44.7k +44,716
25 AEGON USA Investment Management, LLC 3.44% of their portfolio CEDAR RAPIDS, IA 120,911120.9k $6.0m $6.0m 3.44% Reduced -101.9k -101,941
26 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 111,026111.0k $5.5m $5.5m 0.00% Unchanged
27 SSI INVESTMENT MANAGEMENT LLC 0.37% of their portfolio Los Angeles, CA 107,745107.7k $5.3m $5.3m 0.37% Reduced -31.2k -31,225
28 MERITAGE PORTFOLIO MANAGEMENT 0.37% of their portfolio OVERLAND PARK, KS 104,163104.2k $5.2m $5.2m 0.37% Added +4.5k +4,497
29 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.09% of their portfolio RADNOR, PA 97,10797.1k $4.8m $4.8m 0.09% Unchanged
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 94,09094.1k $4.7m $4.7m 0.00% Added +40.7k +40,720
31 PIPER SANDLER & CO. 4.19% of their portfolio MINNEAPOLIS, MN 78,94778.9k $3.9m $3.9m 4.19% New
32 RATIONAL ADVISORS, INC. 0.31% of their portfolio San Juan, PR 76,30076.3k $3.8m $3.8m 0.31% Added +12.2k +12,200
33 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 63,33563.3k $3.1m $3.1m 0.00% Reduced -9.5k -9,490
34 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 59,45559.5k $2.9m $2.9m 0.00% Unchanged
35 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 37,89537.9k $1.9m $1.9m 0.04% Reduced -464 -464
36 CSS LLC/IL 0.13% of their portfolio CHICAGO, IL 33,88533.9k $1.7m $1.7m 0.13% New
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,47520.5k $1.0m $1.0m 0.00% Added +200 +200
38 LAFFER TENGLER INVESTMENTS, INC. 0.25% of their portfolio Scottsdale, AZ 19,00019.0k $940.0k $940.0k 0.25% Unchanged
39 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 18,50018.5k $919.1k $919.1k 0.01% Added +150 +150
40 Calamos Wealth Management LLC 0.06% of their portfolio NAPERVILLE, IL 16,05416.1k $797.6k $797.6k 0.06% Reduced -830 -830
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,56212.6k $620.3k $620.3k 0.00% Added +1.9k +1,945
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,4696.5k $322.0k $322.0k 0.00% Reduced -1.1k -1,136
43 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,4505.5k $271.0k $271.0k 0.00% Unchanged
44 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 5,0725.1k $252.0k $252.0k 0.00% Reduced -1.8k -1,761
45 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 4,5444.5k $225.8k $225.8k 0.01% Added +180 +180
46 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,4501.4k $72.0k $72.0k 0.00% Unchanged
47 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,0001.0k $49.7k $49.7k 0.00% New
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0001.0k $49.7k $49.7k 0.00% Reduced -1.3k -1,253
49 Live Oak Investment Partners 0.03% of their portfolio AUSTIN, TX 657657 $32.6k $32.6k 0.03% Unchanged
50 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 7979 $3.9k $3.9k 0.00% Unchanged
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged