Vault-13

AMERICAN CENTY ETF TR AVUV

US SML CP VALU · ETP · CUSIP 025072877

406 institutional holders +49 vs Q4 2022
51,710,09051.7m shares reported held*
$3.7bnreported value*
61 new 212 added 88 reduced 16 sold out net bought ≈ $355.8m (+7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.78. Options: 2 managers hold calls ($266.6k notional), 4 hold puts ($27.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 280Q4 22: 357Q1 23: 406406Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022280
Q4 2022357
Q1 2023406

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 243 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 273 bought or addedQ1 23: 104 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202224364
Q1 2023273104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $266.6kQ1 23 puts: $27.3mQ1 23P/C 102.45
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$266.6k$27.3m102.45

Biggest buyers

COWA, LLC Added +2,257,794+2.3m
Litman Gregory Wealth Management LLC New +608,876+608.9k
LPL Financial LLC Added +538,567+538.6k
Relative Value Partners Group, LLC Added +388,639+388.6k
BANK OF AMERICA CORP /DE/ Added +338,562+338.6k
Krilogy Financial LLC Added +263,300+263.3k
Mason Investment Advisory Services, Inc. Added +241,971+242.0k
WMS Partners, LLC Added +219,389+219.4k
MORGAN STANLEY Added +218,532+218.5k
Waverly Advisors, LLC Added +213,625+213.6k

Biggest sellers

Creative Planning Reduced -730,760-730.8k
Merriman Wealth Management, LLC Reduced -211,798-211.8k
Heck Capital Advisors, LLC Reduced -195,459-195.5k
Bull Oak Capital, LLC Sold out -180,562-180.6k
IHT Wealth Management, LLC Reduced -162,451-162.5k
Steward Partners Investment Advisory, LLC Reduced -160,609-160.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -159,717-159.7k
Perigon Wealth Management, LLC Reduced -127,791-127.8k
JANE STREET GROUP, LLC Reduced -108,977-109.0k
MML INVESTORS SERVICES, LLC Sold out -96,317-96.3k

Biggest calls

Belvedere Trading LLC New $162.9k2.2k shares
CITADEL ADVISORS LLC New $103.7k1.4k shares

Biggest puts

Bull Oak Capital, LLC New $18.3m247.3k shares
Belvedere Trading LLC New $8.6m115.5k shares
HAP Trading, LLC New $441.0k91.8k shares
CITADEL ADVISORS LLC New $7.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.43% of their portfolio OVERLAND PARK, KS 4,030,9744.0m $298.5m $298.5m 0.43% Reduced -730.8k -730,760
2 Merriman Wealth Management, LLC 12.95% of their portfolio SEATTLE, WA 3,394,3693.4m $251.4m $251.4m 12.95% Reduced -211.8k -211,798
3 Mason Investment Advisory Services, Inc. 17.57% of their portfolio RESTON, VA 2,604,4902.6m $192.9m $192.9m 17.57% Added +242.0k +241,971
4 COWA, LLC 3.81% of their portfolio Tulsa, OK 2,353,3942.4m $4.8m $4.8m 3.81% Added +2.3m +2,257,794
5 Truepoint, Inc. 4.98% of their portfolio CINCINNATI, OH 1,951,1642.0m $144.5m $144.5m 4.98% Reduced -8.4k -8,398
6 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 1,866,5081.9m $138.2m $138.2m 0.11% Added +538.6k +538,567
7 Annex Advisory Services, LLC 5.23% of their portfolio BROOKFIELD, WI 1,317,0311.3m $97.5m $97.5m 5.23% Reduced -21.6k -21,624
8 Unison Advisors LLC 10.19% of their portfolio PROVIDENCE, RI 1,238,7001.2m $91.7m $91.7m 10.19% Added +160.4k +160,379
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 980,498980.5k $72.6m $72.6m 0.10% Reduced -159.7k -159,717
10 Evensky & Katz LLC 5.67% of their portfolio CORAL GABLES, FL 947,847947.8k $70.2m $70.2m 5.67% Added +120.8k +120,850
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 842,673842.7k $62.4m $62.4m 0.01% Added +218.5k +218,532
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 796,966797.0k $59.0m $59.0m 0.01% Added +338.6k +338,562
13 Carlson Capital Management 3.64% of their portfolio NORTHFIELD, MN 759,859759.9k $56.3m $56.3m 3.64% Added +67.6k +67,571
14 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 728,994729.0k $54.0m $54.0m 0.12% Added +129.8k +129,797
15 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 651,050651.0k $48.2m $48.2m 0.10% Added +91.4k +91,371
16 TCI Wealth Advisors, Inc. 6.12% of their portfolio Tucson, AZ 636,815636.8k $47.2m $47.2m 6.12% Added +34.7k +34,692
17 Relative Value Partners Group, LLC 1.60% of their portfolio NORTHBROOK, IL 634,164634.2k $47.0m $47.0m 1.60% Added +388.6k +388,639
18 Litman Gregory Wealth Management LLC 16.82% of their portfolio LARKSPUR, CA 608,876608.9k $45.2m $45.2m 16.82% New
19 SATOVSKY ASSET MANAGEMENT LLC 16.82% of their portfolio NEW YORK, NY 608,876608.9k $45.2m $45.2m 16.82% Added +26.4k +26,377
20 Plancorp, LLC 2.41% of their portfolio SAINT LOUIS, MO 578,680578.7k $42.9m $42.9m 2.41% Reduced -2.7k -2,689
21 Parcion Private Wealth LLC 4.11% of their portfolio BELLEVUE, WA 530,939530.9k $39.3m $39.3m 4.11% Added +92.8k +92,781
22 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 524,574524.6k $38.8m $38.8m 0.01% Added +59.1k +59,115
23 Moisand Fitzgerald Tamayo, LLC 7.43% of their portfolio ORLANDO, FL 469,938469.9k $34.8m $34.8m 7.43% Added +62.4k +62,381
24 Meredith Wealth Planning 27.69% of their portfolio MARYVILLE, IL 464,505464.5k $34.4m $34.4m 27.69% Added +21.9k +21,931
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 461,687461.7k $34.2m $34.2m 0.01% Added +85.4k +85,406
26 WMS Partners, LLC 2.87% of their portfolio TOWSON, MD 442,072442.1k $32.7m $32.7m 2.87% Added +219.4k +219,389
27 Hill Investment Group Partners, LLC 6.17% of their portfolio ST. LOUIS, MO 423,913423.9k $31.4m $31.4m 6.17% Added +104.6k +104,583
28 Werba Rubin Papier Wealth Management 12.15% of their portfolio SAN JOSE, CA 417,782417.8k $30.9m $30.9m 12.15% Reduced -38.3k -38,317
29 BUCKINGHAM STRATEGIC WEALTH, LLC 0.53% of their portfolio CLAYTON, MO 391,764391.8k $29.2m $29.2m 0.53% Unchanged
30 Beaird Harris Wealth Management, LLC 5.05% of their portfolio DALLAS, TX 380,236380.2k $28.2m $28.2m 5.05% Added +17.4k +17,439
31 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 368,031368.0k $27.3m $27.3m 0.02% Added +44.2k +44,194
32 Waverly Advisors, LLC 1.34% of their portfolio BIRMINGHAM, AL 346,760346.8k $25.7m $25.7m 1.34% Added +213.6k +213,625
33 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 343,917343.9k $25.5m $25.5m 0.02% Added +107.3k +107,333
34 RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC 11.93% of their portfolio HILLSDALE, NY 332,949332.9k $24.7m $24.7m 11.93% Reduced -3.3k -3,338
35 TruWealth Advisors, LLC 2.21% of their portfolio Metairie, LA 326,201326.2k $24.2m $24.2m 2.21% Added +11.3k +11,315
36 PrairieView Partners, LLC 3.25% of their portfolio ST. PAUL, MN 320,391320.4k $23.7m $23.7m 3.25% Added +6.9k +6,933
37 UBS Group AG 0.01% of their portfolio ZURICH, V8 315,638315.6k $23.4m $23.4m 0.01% Added +105.1k +105,067
38 Marquette Asset Management, LLC 6.18% of their portfolio MINNEAPOLIS, MN 314,221314.2k $23.3m $23.3m 6.18% Added +22.4k +22,437
39 Krilogy Financial LLC 1.90% of their portfolio ST. LOUIS, MO 304,853304.9k $22.6m $22.6m 1.90% Added +263.3k +263,300
40 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 299,752299.8k $22.2m $22.2m 0.04% Added +120.5k +120,512
41 Team Hewins, LLC 11.76% of their portfolio FOSTER CITY, CA 299,133299.1k $22.2m $22.2m 11.76% Reduced -1.8k -1,803
42 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 4.28% of their portfolio Reston, VA 296,691296.7k $22.0m $22.0m 4.28% Added +2.8k +2,798
43 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 294,523294.5k $21.8m $21.8m 0.06% Added +57.2k +57,196
44 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 283,857283.9k $21.0m $21.0m 0.04% Reduced -11.5k -11,472
45 Creative Capital Management Investments LLC 14.71% of their portfolio SAN DIEGO, CA 271,773271.8k $20.1m $20.1m 14.71% Added +9.9k +9,899
46 Windsor Wealth Management, Inc. 3.84% of their portfolio INDIANAPOLIS, IN 270,856270.9k $19.8m $19.8m 3.84% Added +123.1k +123,109
47 Focus Partners Advisor Solutions, LLC 1.26% of their portfolio SAINT LOUIS, MO 263,717263.7k $19.5m $19.5m 1.26% Added +174.8k +174,821
48 Falcon Wealth Planning 4.69% of their portfolio Ontario, CA 253,740253.7k $18.8m $18.8m 4.69% Added +27.1k +27,129
49 QUARRY HILL ADVISORS, LLC 17.28% of their portfolio ST PAUL, MN 248,028248.0k $18.4m $18.4m 17.28% Added +14.8k +14,824
50 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 218,848218.8k $16.2m $16.2m 0.01% Added +44.3k +44,333
51 Burton Enright Welch 5.88% of their portfolio WALNUT CREEK, CA 208,399208.4k $15.4m $15.4m 5.88% Added +4.3k +4,253
52 B&D White Capital Company, LLC 5.26% of their portfolio Lakeway, TX 206,955207.0k $15.3m $15.3m 5.26% Reduced -817 -817
53 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 187,801187.8k $13.9m $13.9m 0.13% Added +109.7k +109,671
54 Barber Financial Group, Inc. 2.34% of their portfolio LENEXA, KS 178,944178.9k $13.3m $13.3m 2.34% Added +11.6k +11,556
55 Bluespring Wealth Management, LLC 1.73% of their portfolio AUSTIN, TX 178,137178.1k $13.2m $13.2m 1.73% Added +6.6k +6,564
56 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 169,373169.4k $12.5m $12.5m 0.08% Added +10.2k +10,204
57 Venturi Wealth Management, LLC 1.03% of their portfolio AUSTIN, TX 169,331169.3k $12.5m $12.5m 1.03% Added +19.1k +19,072
58 MFA WEALTH ADVISORS, LLC 4.05% of their portfolio PITTSBURGH, PA 166,028166.0k $12.3m $12.3m 4.05% Added +2.3k +2,284
59 WESPAC Advisors SoCal, LLC 4.22% of their portfolio Pasadena, CA 165,259165.3k $12.2m $12.2m 4.22% Added +65.7k +65,654
60 Intelligence Driven Advisers, LLC 2.11% of their portfolio CARLSBAD, CA 161,944161.9k $11.7m $11.7m 2.11% Reduced -15.0k -15,049
61 JRM Investment Counsel, LLC 5.25% of their portfolio OMAHA, NE 161,918161.9k $12.0m $12.0m 5.25% Added +1.1k +1,080
62 Klaas Financial Asset Advisors, LLC 2.76% of their portfolio LOVES PARK, IL 161,237161.2k $11.9m $11.9m 2.76% Added +5.3k +5,338
63 SAGE RHINO CAPITAL LLC 3.46% of their portfolio MENLO PARK, CA 159,990160.0k $11.8m $11.8m 3.46% Added +23.1k +23,082
64 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 153,808153.8k $11.4m $11.4m 0.02% Added +30.7k +30,728
65 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 149,394149.4k $11.1m $11.1m 0.11% Added +28.9k +28,869
66 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 145,102145.1k $10.7m $10.7m 0.13% Reduced -41.8k -41,792
67 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 145,102145.1k $10.7m $10.7m 0.13% New
68 Wallington Asset Management, LLC 2.11% of their portfolio Indianapolis, IN 141,920141.9k $10.5m $10.5m 2.11% Added +73.6k +73,630
69 Financial Partners Group, Inc 2.30% of their portfolio Overland Park, KS 139,360139.4k $10.3m $10.3m 2.30% Added +736 +736
70 Mraz, Amerine & Associates, Inc. 2.53% of their portfolio Modesto, CA 138,631138.6k $10.3m $10.3m 2.53% Added +4.5k +4,508
71 EP Wealth Advisors, LLC 0.18% of their portfolio TORRANCE, CA 138,208138.2k $10.2m $10.2m 0.18% Reduced -8.2k -8,242
72 Chicago Partners Investment Group LLC 0.59% of their portfolio CHICAGO, IL 136,720136.7k $10.1m $10.1m 0.59% Added +15.9k +15,907
73 Brainard Capital Management LLC 7.69% of their portfolio Austin, TX 135,792135.8k $10.1m $10.1m 7.69% Added +5.0k +4,993
74 Flagstone Financial Management 4.99% of their portfolio LINCOLN, NE 134,951135.0k $10.0m $10.0m 4.99% Added +25.8k +25,823
75 Stephens Consulting, LLC 5.91% of their portfolio FLINT, MI 132,330132.3k $9.8m $9.8m 5.91% Added +9.7k +9,714
76 STOCK YARDS BANK & TRUST CO 0.36% of their portfolio LOUISVILLE, KY 126,481126.5k $9.4m $9.4m 0.36% Reduced -1.9k -1,868
77 Foster Group, Inc. 0.59% of their portfolio WEST DES MOINES, IA 125,895125.9k $9.3m $9.3m 0.59% Added +11.8k +11,798
78 Sigma Planning Corp 0.30% of their portfolio ANN ARBOR, MI 123,330123.3k $9.1m $9.1m 0.30% Added +6.5k +6,503
79 Avestar Capital, LLC 1.83% of their portfolio New York, NY 122,614122.6k $9.1m $9.1m 1.83% Reduced -1.5k -1,536
80 Tower Wealth Partners, Inc. 7.38% of their portfolio LEWISBURG, PA 119,340119.3k $8.8m $8.8m 7.38% Added +1.4k +1,368
81 WJ Interests, LLC 6.09% of their portfolio SUGAR LAND, TX 118,931118.9k $8.8m $8.8m 6.09% New
82 GREAT VALLEY ADVISOR GROUP, INC. 0.41% of their portfolio WILMINGTON, DE 118,009118.0k $8.7m $8.7m 0.41% Reduced -2 -2
83 Cerro Pacific Wealth Advisors LLC 4.81% of their portfolio San Luis Obispo, CA 117,399117.4k $8.7m $8.7m 4.81% Added +31.3k +31,329
84 Mariner, LLC 0.02% of their portfolio Overland Park, KS 115,590115.6k $8.6m $8.6m 0.02% Added +7.6k +7,574
85 Quantum Financial Advisors, LLC 2.68% of their portfolio SANTA MONICA, CA 114,990115.0k $8.5m $8.5m 2.68% Reduced -2.6k -2,590
86 Oakwell Private Wealth Management, LLC 3.78% of their portfolio Austin, TX 112,022112.0k $8.3m $8.3m 3.78% Added +5.3k +5,327
87 WMG Financial Advisors, LLC 7.81% of their portfolio Knoxville, TN 111,600111.6k $9.4m $9.4m 7.81% Added +14.9k +14,947
88 ISLAY CAPITAL MANAGEMENT, LLC 7.85% of their portfolio Lubbock, TX 108,519108.5k $8.0m $8.0m 7.85% New
89 Great Point Wealth Advisors, LLC 2.51% of their portfolio BOSTON, MA 106,783106.8k $7.9m $7.9m 2.51% Added +3.0k +2,965
90 RiverTree Advisors, LLC 5.65% of their portfolio WINTER PARK, FL 105,982106.0k $7.8m $7.8m 5.65% Added +7.4k +7,375
91 Per Stirling Capital Management, LLC. 1.67% of their portfolio AUSTIN, TX 104,669104.7k $7.8m $7.8m 1.67% Reduced -13.9k -13,867
92 Strategic Blueprint, LLC 0.79% of their portfolio ATLANTA, GA 103,300103.3k $7.7m $7.7m 0.79% Added +3.3k +3,347
93 AIRE ADVISORS, LLC 2.13% of their portfolio BEVERLY HILLS, CA 102,835102.8k $7.6m $7.6m 2.13% New
94 Henrickson Nauta Wealth Advisors, Inc. 5.49% of their portfolio BELMONT, MI 102,820102.8k $7.6m $7.6m 5.49% Reduced -397 -397
95 REGIMEN WEALTH, LLC 3.41% of their portfolio ATLANTA, GA 102,775102.8k $7.9m $7.9m 3.41% Reduced -7.1k -7,144
96 IHT Wealth Management, LLC 0.43% of their portfolio Chicago, IL 101,577101.6k $7.5m $7.5m 0.43% Reduced -162.5k -162,451
97 Wealth Architects, LLC 1.28% of their portfolio MOUNTAIN VIEW, CA 97,55797.6k $7.2m $7.2m 1.28% Added +7.8k +7,817
98 Silicon Hills Wealth Management, LLC 4.25% of their portfolio AUSTIN, TX 95,74695.7k $7.1m $7.1m 4.25% Reduced -182 -182
99 Opus Capital Group, LLC 1.28% of their portfolio CINCINNATI, OH 94,37094.4k $7.0m $7.0m 1.28% New
100 True Wealth Design, LLC 2.91% of their portfolio AKRON, OH 93,57993.6k $6.9m $6.9m 2.91% Added +9.7k +9,705