Vault-13

ALTO NEUROSCIENCE INC ANRO

COM SHS · Common Stock · CUSIP 02157Q109

78 institutional holders +2 vs Q3 2024
22,525,82022.5m shares reported held*
83.5% of all shares outstanding*
$95.3mreported value*
21 new 31 added 10 reduced 22 sold out net sold ≈ $1.9m (-438.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.3k this quarter). Holder counts are more reliable. Shares outstanding: 27.0m as of 2024-11-08, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.23. Options: 5 managers hold calls ($136.2k notional), 5 hold puts ($259.6k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 54Q2 24: 59Q3 24: 76Q4 24: 7878Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 202454
Q2 202459
Q3 202476
Q4 202478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 37 bought or addedQ2 24: 25 cut or sold outQ2 24Q3 24: 55 bought or addedQ3 24: 13 cut or sold outQ3 24Q4 24: 52 bought or addedQ4 24: 32 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 20243725
Q3 20245513
Q4 20245232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $10.5mQ3 24 puts: $7.1mQ3 24P/C 0.67Q4 24 calls: $136.2kQ4 24 puts: $259.6kQ4 24P/C 1.91
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$10.5m$7.1m0.67
Q4 2024$136.2k$259.6k1.91

Biggest buyers

CITADEL ADVISORS LLC New +975,986+976.0k
MARSHALL WACE, LLP New +837,374+837.4k
Point72 Asset Management, L.P. Added +714,461+714.5k
ARMISTICE CAPITAL, LLC New +650,000+650.0k
Woodline Partners LP Added +496,976+497.0k
NORTHERN TRUST CORP Added +390,190+390.2k
CANTOR FITZGERALD, L. P. New +375,000+375.0k
UBS Group AG Added +367,389+367.4k
Ikarian Capital, LLC New +350,000+350.0k
Integral Health Asset Management, LLC New +300,000+300.0k

Biggest sellers

RA CAPITAL MANAGEMENT, L.P. Sold out -2,075,154-2.1m
ExodusPoint Capital Management, LP Sold out -1,162,376-1.2m
FMR LLC Reduced -1,097,510-1.1m
JENNISON ASSOCIATES LLC Sold out -832,290-832.3k
ALKEON CAPITAL MANAGEMENT LLC Reduced -457,803-457.8k
Philadelphia Financial Management of San Francisco, LLC Sold out -449,952-450.0k
Siren, L.L.C. Sold out -391,406-391.4k
Avidity Partners Management LP Sold out -240,000-240.0k
Deep Track Capital, LP Sold out -219,648-219.6k
FRED ALGER MANAGEMENT, LLC Sold out -181,435-181.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $54.6k12.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $49.1k11.6k shares
SIMPLEX TRADING, LLC New $25.0k6.0k shares
GROUP ONE TRADING LLC New $7.6k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $175.5k41.5k shares
CITADEL ADVISORS LLC Added $68.9k16.3k shares
GROUP ONE TRADING LLC New $13.1k3.1k shares
SIMPLEX TRADING, LLC New $2.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
PERCEPTIVE ADVISORS LLC 13G · passive investor no change · filed 2026-08-14 10.0% no change 4.2m≈ $110.2m 2026-08-14
Commodore Capital LP 13G · passive investor no change · filed 2026-05-15 9.9% no change 3.6m≈ $94.7m 2026-05-15
Sirenia Capital Management LP 13G · institution -1.7 pts · filed 2026-08-14 6.2% -1.7 pts 2.2m≈ $58.6m 2026-08-14
BlackRock, Inc. 13G · institution +3.9 pts · filed 2026-07-27 6.0% +3.9 pts 2.1m≈ $55.5m 2026-07-27
EcoR1 Capital, LLC 13G · institution new · filed 2026-07-20 5.8% new 2.2m≈ $58.9m 2026-07-20

Fell to 5% or below in the last year: Vestal Point Capital, LP (2.2%, 2026-08-14), Point72 Asset Management, L.P. (3.7%, 2026-05-15), ARMISTICE CAPITAL, LLC (4.9%, 2026-02-18), K2 HealthVentures Equity Trust LLC (2.4%, 2026-02-17)

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 3 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20243$447.6k0——
Q2 20240—0——
Q3 20241$190.8k0——
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpha Wave Global, LP 7.26% of their portfolio Miami, FL 3,707,7573.7m $15.7m $15.7m 7.26% Unchanged
2 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 1,692,1531.7m $7.2m $7.2m 0.02% Added +714.5k +714,461
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,480,0141.5m $6.3m $6.3m 0.00% Added +34.3k +34,280
4 FMR LLC 0.00% of their portfolio BOSTON, MA 1,265,5461.3m $5.4m $5.4m 0.00% Reduced -1.1m -1,097,510
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,229,6671.2m $5.2m $5.2m 0.00% Reduced -43.8k -43,848
6 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,162,6081.2m $4.9m $4.9m 0.00% Reduced -58.1k -58,104
7 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 975,986976.0k $4.1m $4.1m 0.00% New
8 Vestal Point Capital, LP 0.23% of their portfolio NEW YORK, NY 915,000915.0k $3.9m $3.9m 0.23% Added +265.0k +265,000
9 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 844,823844.8k $3.6m $3.6m 0.00% Added +36.3k +36,319
10 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 837,374837.4k $3.5m $3.5m 0.00% New
11 AWM Investment Company, Inc. 0.35% of their portfolio NEW YORK, NY 687,831687.8k $2.9m $2.9m 0.35% Added +128.1k +128,100
12 72 Investment Holdings, LLC 5.75% of their portfolio STAMFORD, CT 667,778667.8k $2.8m $2.8m 5.75% Unchanged
13 ARMISTICE CAPITAL, LLC 0.06% of their portfolio NEW YORK, NY 650,000650.0k $2.7m $2.7m 0.06% New
14 Woodline Partners LP 0.02% of their portfolio San Francisco, CA 621,976622.0k $2.6m $2.6m 0.02% Added +497.0k +496,976
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 587,135587.1k $2.5m $2.5m 0.00% Added +390.2k +390,190
16 ALKEON CAPITAL MANAGEMENT LLC 0.01% of their portfolio New York, NY 477,101477.1k $2.0m $2.0m 0.01% Reduced -457.8k -457,803
17 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 472,657472.7k $2.0m $2.0m 0.00% Added +2.7k +2,669
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 402,397402.4k $1.7m $1.7m 0.00% Added +367.4k +367,389
19 CANTOR FITZGERALD, L. P. 0.06% of their portfolio NEW YORK, NY 375,000375.0k $1.6m $1.6m 0.06% New
20 Ikarian Capital, LLC 0.42% of their portfolio DALLAS, TX 350,000350.0k $1.5m $1.5m 0.42% New
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 339,706339.7k $1.4m $1.4m 0.00% Added +102.8k +102,849
22 Integral Health Asset Management, LLC 0.11% of their portfolio New York, NY 300,000300.0k $1.3m $1.3m 0.11% New
23 Almitas Capital LLC 0.25% of their portfolio SANTA MONICA, CA 266,912266.9k $1.1m $1.1m 0.25% New
24 ORBIMED ADVISORS LLC 0.02% of their portfolio New York, NY 250,000250.0k $1.1m $1.1m 0.02% New
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 202,641202.6k $857.2k $857.2k 0.00% Added +126.5k +126,480
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 154,831154.8k $654.9k $654.9k 0.00% Reduced -32.1k -32,137
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 139,953140.0k $592.0k $592.0k 0.00% Reduced -61.3k -61,310
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 128,700128.7k $544.4k $544.4k 0.00% New
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 111,277111.3k $470.7k $470.7k 0.00% Added +65.7k +65,740
30 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 110,792110.8k $468.6k $468.6k 0.00% Added +33.8k +33,800
31 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 103,100103.1k $436.1k $436.1k 0.01% New
32 Laird Norton Wetherby Wealth Management, LLC 0.02% of their portfolio Seattle, WA 84,16284.2k $356.0k $356.0k 0.02% Unchanged
33 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 77,14677.1k $326.3k $326.3k 0.00% Added +16.5k +16,510
34 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 65,18965.2k $275.7k $275.7k 0.00% Unchanged
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 62,39162.4k $263.9k $263.9k 0.00% Reduced -3.4k -3,414
36 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 62,10062.1k $262.7k $262.7k 0.00% Added +25.2k +25,200
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 56,53256.5k $239.1k $239.1k 0.00% Added +22.0k +22,007
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 52,27152.3k $221.1k $221.1k 0.00% Added +6.8k +6,812
39 LMR Partners LLP 0.00% of their portfolio LONDON, X0 51,70051.7k $218.7k $218.7k 0.00% New
40 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 48,22948.2k $204.0k $204.0k 0.01% New
41 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 42,52042.5k $179.9k $179.9k 0.00% Added +38.2k +38,205
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,92640.9k $173.1k $173.1k 0.00% New
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 39,80739.8k $168.4k $168.4k 0.00% Added +10.2k +10,208
44 Corton Capital Inc. 0.08% of their portfolio Carrying Place, A6 33,55333.6k $141.9k $141.9k 0.08% New
45 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 30,70030.7k $129.9k $129.9k 0.00% Added +17.8k +17,760
46 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 25,55625.6k $108.1k $108.1k 0.00% Added +5.0k +5,008
47 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 25,00025.0k $105.8k $105.8k 0.00% New
48 UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO 0.01% of their portfolio AUSTIN, TX 22,17522.2k $93.8k $93.8k 0.01% Unchanged
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,01522.0k $93.1k $93.1k 0.00% Added +1.4k +1,359
50 Bowie Capital Management, LLC 0.00% of their portfolio Richardson, TX 19,48419.5k $82.4k $82.4k 0.00% Unchanged
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,60018.6k $78.7k $78.7k 0.00% Added +7.8k +7,783
52 Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio STOCKHOLM, V7 17,72117.7k $74.4k $74.4k 0.00% New
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 16,84916.8k $71.3k $71.3k 0.00% Added +1.4k +1,383
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 15,21015.2k $64.3k $64.3k 0.00% Added +3.6k +3,629
55 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 12,24512.2k $51.8k $51.8k 0.00% New
56 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 12,21112.2k $51.7k $51.7k 0.00% Added +532 +532
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,98911.0k $46.5k $46.5k 0.00% Added +3.1k +3,139
58 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 10,62010.6k $44.9k $44.9k 0.00% Reduced -802 -802
59 Atom Investors LP 0.01% of their portfolio AUSTIN, TX 10,41910.4k $44.1k $44.1k 0.01% New
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,24110.2k $43.3k $43.3k 0.00% Reduced -38.4k -38,389
61 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 4,3204.3k $18.3k $18.3k 0.00% First filing
62 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 2,8852.9k $12.2k $12.2k 0.00% Unchanged
63 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,6922.7k $11.4k $11.4k 0.00% Added +1.5k +1,464
64 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 2,4822.5k $10.5k $10.5k 0.00% New
65 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 2,1642.2k $9.2k $9.2k 0.00% Unchanged
66 Legal & General Group Plc 0.00% of their portfolio London, X0 2,1352.1k $9.0k $9.0k 0.00% Unchanged
67 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 1,5711.6k $6.6k $6.6k 0.00% Unchanged
68 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,3261.3k $6.0k $6.0k 0.00% Reduced -1.5k -1,503
69 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 900900 $3.8k $3.8k 0.00% Unchanged
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 883883 $3.7k $3.7k 0.00% New
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 318318 $1.0k $1.0k 0.00% Added +239 +239
72 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 307307 $1.0k $1.0k 0.00% Unchanged
73 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 302302 $1.3k $1.3k 0.00% Added +261 +261
74 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 249249 $1.1k $1.1k 0.00% Added +48 +48
75 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 177177 $749 $749 0.00% New
76 R Squared Ltd 0.00% of their portfolio HONG KONG, K3 140140 $592 $592 0.00% First filing
77 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1313 $55 $55 0.00% First filing
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged