Vault-13

ALTENERGY ACQUISITION CORP AEAEW

*W EXP 10/29/202 · Equity WRT · CUSIP 02157M116

46 institutional holders -1 vs Q4 2022
7,099,4737.1m shares reported held*
$1.1mreported value*
2 new 5 added 5 reduced 3 sold out net bought ≈ $1.7k (+15.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.15. Options: 2 managers hold calls ($2.0m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 47Q1 23: 4646Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202247
Q4 202247
Q1 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 5 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 8 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022513
Q1 202378

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.9mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.9mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.0mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.9m$00.00
Q4 2022$1.9m$00.00
Q1 2023$2.0m$00.00

Biggest buyers

Cruiser Capital Advisors, LLC New +20,000+20.0k
CAPTRUST FINANCIAL ADVISORS New +14,328+14.3k
Flow State Investments, L.P. Added +4,882+4.9k
K2 PRINCIPAL FUND, L.P. Added +3,997+4.0k
FLOW TRADERS U.S. LLC Added +3,891+3.9k
BANK OF AMERICA CORP /DE/ Added +300+300
UBS Group AG Added +99+99

Biggest sellers

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS Sold out -11,700-11.7k
PEAK6 Investments LLC Sold out -5,762-5.8k
Sculptor Capital LP Reduced -5,614-5.6k
Ancora Advisors LLC Sold out -5,450-5.5k
AQR Arbitrage LLC Reduced -2,128-2.1k
FIFTH LANE CAPITAL, LP Reduced -1,595-1.6k
Alpine Global Management, LLC Reduced -201-201
CLEAR STREET LLC Reduced -1-1

Biggest calls

MARSHALL WACE, LLP Unchanged $2.0m189.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $7.0k92.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio Boston, MA 900,000900.0k $72.1k $72.1k 0.00% Unchanged
2 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 750,000750.0k $60.1k $60.1k 0.00% Unchanged
3 Periscope Capital Inc. 0.00% of their portfolio Toronto, A6 730,046730.0k $58.5k $58.5k 0.00% Unchanged
4 Castle Creek Arbitrage, LLC 0.00% of their portfolio AVON, CO 455,100455.1k $36.5k $36.5k 0.00% Unchanged
5 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 400,000400.0k $32.0k $32.0k 0.00% Unchanged
6 EHP Funds Inc. 0.01% of their portfolio TORONTO, Z4 332,141332.1k $26.6k $26.6k 0.01% Unchanged
7 Radcliffe Capital Management, L.P. 0.00% of their portfolio BALA CYNWYD, PA 300,000300.0k $27.0k $27.0k 0.00% Unchanged
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 299,808299.8k $24.0k $24.0k 0.00% Unchanged
9 Taconic Capital Advisors LP 0.00% of their portfolio NEW YORK, NY 229,395229.4k $18.4k $18.4k 0.00% Unchanged
10 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 211,150211.2k $16.9k $16.9k 0.00% Unchanged
11 ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio GREENWICH, CT 200,000200.0k $18.0k $18.0k 0.00% Unchanged
12 Whitefort Capital Management, LP 0.01% of their portfolio NEW YORK, NY 186,315186.3k $14.9k $14.9k 0.01% Unchanged
13 MMCAP International Inc. SPC 0.00% of their portfolio GRAND CAYMAN, E9 175,000175.0k $14.0k $14.0k 0.00% Unchanged
14 DAVIDSON KEMPNER PARTNERS 0.00% of their portfolio New York, NY 174,999175.0k $14.0k $14.0k 0.00% First filing
15 Davidson Kempner Capital Management LP 0.00% of their portfolio New York, NY 174,999175.0k $14.0k $14.0k 0.00% Unchanged
16 PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio Toronto, A6 150,000150.0k $12.0k $12.0k 0.00% Unchanged
17 KIM, LLC 0.00% of their portfolio WICHITA, KS 150,000150.0k $12.0k $12.0k 0.00% Unchanged
18 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 146,818146.8k $11.8k $11.8k 0.00% Reduced -2.1k -2,128
19 683 Capital Management, LLC 0.00% of their portfolio NEW YORK, NY 125,000125.0k $10.0k $10.0k 0.00% Unchanged
20 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 115,342115.3k $9.2k $9.2k 0.00% Unchanged
21 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 100,000100.0k $8.0k $8.0k 0.00% Unchanged
22 DIFESA CAPITAL MANAGEMENT, LP 0.01% of their portfolio New York, NY 75,00075.0k $6.0k $6.0k 0.01% Unchanged
23 Sculptor Capital LP 0.00% of their portfolio New York, NY 66,79666.8k $6.0k $6.0k 0.00% Reduced -5.6k -5,614
24 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 62,50062.5k $5.0k $5.0k 0.00% Unchanged
25 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 62,49862.5k $5.0k $5.0k 0.00% Unchanged
26 Linden Advisors LP 0.00% of their portfolio New York, NY 52,74352.7k $4.7k $4.7k 0.00% Unchanged
27 Bulldog Investors, LLP 0.00% of their portfolio SADDLE BROOK, NJ 50,45750.5k $4.0k $4.0k 0.00% Unchanged
28 VR Advisory Services Ltd 0.00% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 50,00050.0k $4.0k $4.0k 0.00% Unchanged
29 Segantii Capital Management Ltd 0.02% of their portfolio HONG KONG, K3 50,00050.0k $518.8k $518.8k 0.02% Unchanged
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 49,30049.3k $3.9k $3.9k 0.00% Added +300 +300
31 Flow State Investments, L.P. 0.00% of their portfolio CHICAGO, IL 34,88234.9k $2.8k $2.8k 0.00% Added +4.9k +4,882
32 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 28,80528.8k $2.3k $2.3k 0.00% Reduced -1.6k -1,595
33 MOORE CAPITAL MANAGEMENT, LP 0.00% of their portfolio NEW YORK, NY 25,00025.0k $2.0k $2.0k 0.00% Unchanged
34 Terrapin Asset Management, LLC 0.00% of their portfolio Miami, FL 25,00025.0k $2.0k $2.0k 0.00% Unchanged
35 Covalent Partners LLC 0.01% of their portfolio CONCORD, MA 22,50022.5k $1.8k $1.8k 0.01% Unchanged
36 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 21,25021.2k $1.7k $1.7k 0.00% Unchanged
37 Cruiser Capital Advisors, LLC 0.00% of their portfolio Stamford, CT 20,00020.0k $1.6k $1.6k 0.00% New
38 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 16,66616.7k $1.3k $1.3k 0.00% Unchanged
39 K2 PRINCIPAL FUND, L.P. 0.00% of their portfolio TORONTO, A6 16,52116.5k $1.3k $1.3k 0.00% Added +4.0k +3,997
40 Alpine Global Management, LLC 0.00% of their portfolio NEW YORK, NY 16,49916.5k $1.3k $1.3k 0.00% Reduced -201 -201
41 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,32814.3k $1.1k $1.1k 0.00% New
42 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 13,92713.9k $1.0k $1.0k 0.00% Added +3.9k +3,891
43 NEXPOINT ASSET MANAGEMENT, L.P. 0.00% of their portfolio Dallas, TX 12,50012.5k $1.0k $1.0k 0.00% Unchanged
44 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 5,9896.0k $480 $480 0.00% Reduced -1 -1
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 199199 $16 $16 0.00% Added +99 +99
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged