Vault-13

ALTERYX INC AYX 1 08.01.26

NOTE 1.000% 8/0 · US DOMESTIC · CUSIP 02156BAF0

45 institutional holders -10 vs Q3 2023
102,673,000102.7m shares reported held*
$423.9mreported value*
4 new 12 added 9 reduced 14 sold out net sold ≈ $22.8m (+18.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.13.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 40Q1 23: 48Q2 23: 50Q3 23: 55Q4 23: 4545Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202240
Q4 202240
Q1 202348
Q2 202350
Q3 202355
Q4 202345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 19 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 23 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221418
Q1 20232219
Q2 20231321
Q3 20232219
Q4 20231623

Biggest buyers

LORD, ABBETT & CO. LLC Added +29,594,000+29.6m
JPMORGAN CHASE & CO Added +29,398,000+29.4m
Calamos Advisors LLC Added +26,018,000+26.0m
Weiss Asset Management LP New +21,848,000+21.8m
Radcliffe Capital Management, L.P. Added +10,123,000+10.1m
WELLS FARGO & COMPANY/MN New +2,015,000+2.0m
Point72 Asset Management, L.P. Added +2,000,000+2.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +1,500,000+1.5m
BANK OF AMERICA CORP /DE/ Added +476,000+476.0k
BlackRock Inc. Added +175,000+175.0k

Biggest sellers

Lynrock Lake LP Sold out -36,067,000-36.1m
Elliott Investment Management L.P. Sold out -30,750,000-30.8m
LORD, ABBETT & CO. LLC Sold out -28,886,000-28.9m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -20,141,000-20.1m
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -9,100,000-9.1m
Linden Advisors LP Reduced -7,500,000-7.5m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -6,657,000-6.7m
Opti Capital Management, LP Sold out -3,500,000-3.5m
AMERIPRISE FINANCIAL INC Reduced -1,999,000-2.0m
Sonora Investment Management Group, LLC Reduced -1,340,000-1.3m

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LORD, ABBETT & CO. LLC 0.10% of their portfolio JERSEY CITY, NJ 58,480,00058.5m $57.0m $57.0m 0.10% Added +29.6m +29,594,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ATLANTA, GA 55,955,00056.0m $54.6m $54.6m 0.06% Unchanged
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,406,00041.4m $40.3m $40.3m 0.00% Added +29.4m +29,398,000
4 ADVENT CAPITAL MANAGEMENT /DE/ 0.90% of their portfolio NEW YORK, NY 40,002,00040.0m $39.1m $39.1m 0.90% Reduced -20.1m -20,141,000
5 Calamos Advisors LLC 0.18% of their portfolio NAPERVILLE, IL 36,018,00036.0m $35.1m $35.1m 0.18% Added +26.0m +26,018,000
6 Radcliffe Capital Management, L.P. 4.37% of their portfolio BALA CYNWYD, PA 33,620,00033.6m $32.7m $32.7m 4.37% Added +10.1m +10,123,000
7 Sonora Investment Management Group, LLC 2.14% of their portfolio TUCSON, AZ 27,000,00027.0m $26.3m $26.3m 2.14% Reduced -1.3m -1,340,000
8 PIER 88 INVESTMENT PARTNERS LLC 5.39% of their portfolio SAN FRANCISCO, CA 22,055,00022.1m $21.4m $21.4m 5.39% Unchanged
9 Weiss Asset Management LP 1.52% of their portfolio BOSTON, MA 21,848,00021.8m $21.3m $21.3m 1.52% New
10 TENOR CAPITAL MANAGEMENT Co., L.P. 0.32% of their portfolio NEW YORK, NY 18,125,00018.1m $17.7m $17.7m 0.32% Added +1.5m +1,500,000
11 Linden Advisors LP 0.10% of their portfolio New York, NY 11,276,00011.3m $11.0m $11.0m 0.10% Reduced -7.5m -7,500,000
12 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 9,350,0009.3m $9.1m $9.1m 0.01% Reduced -310.0k -310,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,278,0008.3m $8.1m $8.1m 0.00% Added +50.0k +50,000
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,011,0008.0m $7.8m $7.8m 0.00% Reduced -2.0m -1,999,000
15 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 7,522,0007.5m $7.3m $7.3m 0.02% Added +2.0m +2,000,000
16 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 5,500,0005.5m $5.3m $5.3m 0.02% Reduced -50.0k -50,000
17 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,016,0005.0m $4.9m $4.9m 0.00% Unchanged
18 RATIONAL ADVISORS, INC. 0.42% of their portfolio San Juan, PR 4,260,0004.3m $4.1m $4.1m 0.42% Unchanged
19 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,342,0003.3m $3.3m $3.3m 0.00% Unchanged
20 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,000,0003.0m $2.9m $2.9m 0.01% Unchanged
21 BlackRock Inc. 0.00% of their portfolio New York, NY 2,842,0002.8m $2.8m $2.8m 0.00% Added +175.0k +175,000
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,015,0002.0m $2.0m $2.0m 0.00% New
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 751,000751.0k $731.5k $731.5k 0.00% Reduced -560.0k -560,000
24 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 650,000650.0k $631.3k $631.3k 0.01% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 513,000513.0k $498.3k $498.3k 0.00% Added +476.0k +476,000
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 450,000450.0k $438.3k $438.3k 0.00% Unchanged
27 Goldstone Financial Group, LLC 0.06% of their portfolio OAKBROOK TERRACE, IL 225,000225.0k $218.5k $218.5k 0.06% Unchanged
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 203,000203.0k $197.2k $197.2k 0.00% Added +124.0k +124,000
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 80,00080.0k $77.8k $77.8k 0.00% Unchanged
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,00050.0k $48.6k $48.6k 0.00% Unchanged
31 Virtus Investment Advisers, LLC 0.03% of their portfolio HARTFORD, CT 41,00041.0k $39.8k $39.8k 0.03% New
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,00032.0k $31.1k $31.1k 0.00% Added +12.0k +12,000
33 waypoint wealth counsel 0.02% of their portfolio ATLANTA, GA 27,00027.0k $26.3k $26.3k 0.02% Unchanged
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 20,00020.0k $19.5k $19.5k 0.00% New
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,00013.0k $12.7k $12.7k 0.00% Unchanged
36 SHENKMAN CAPITAL MANAGEMENT INC 0.00% of their portfolio NEW YORK, NY 12,00012.0k $11.8k $11.8k 0.00% Reduced -6.7m -6,657,000
37 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,00012.0k $11.7k $11.7k 0.00% Unchanged
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $9.7k $9.7k 0.00% Unchanged
39 SHEETS SMITH WEALTH MANAGEMENT 0.00% of their portfolio WINSTON-SALEM, NC 10,00010.0k $9.7k $9.7k 0.00% Unchanged
40 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.01% of their portfolio HINGHAM, MA 10,00010.0k $9.7k $9.7k 0.01% Unchanged
41 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 10,00010.0k $9.7k $9.7k 0.00% Unchanged
42 K2 PRINCIPAL FUND, L.P. 1.60% of their portfolio TORONTO, A6 7,0007.0k $6.8m $6.8m 1.60% Added +5.0k +5,000
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0002.0k $1.9k $1.9k 0.00% Unchanged
44 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0001.0k $971 $971 0.00% Reduced -6.0k -6,000
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged