Vault-13

ALTERYX INC AYX 1 08.01.26

NOTE 1.000% 8/0 · US DOMESTIC · CUSIP 02156BAF0

55 institutional holders +5 vs Q2 2023
83,997,00084.0m shares reported held*
$408.7mreported value*
12 new 10 added 12 reduced 7 sold out net sold ≈ $8.5m (-6.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.87.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 40Q1 23: 48Q2 23: 50Q3 23: 5555Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202240
Q4 202240
Q1 202348
Q2 202350
Q3 202355

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 19 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221418
Q1 20232219
Q2 20231321
Q3 20232219

Biggest buyers

Lynrock Lake LP Added +28,567,000+28.6m
Linden Advisors LP Added +17,000,000+17.0m
AMERIPRISE FINANCIAL INC Added +10,000,000+10.0m
Elliott Investment Management L.P. Added +8,250,000+8.2m
Point72 Asset Management, L.P. New +5,522,000+5.5m
Opti Capital Management, LP New +3,500,000+3.5m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +2,625,000+2.6m
BARCLAYS PLC Added +1,004,000+1.0m
CITADEL ADVISORS LLC New +1,000,000+1.0m
Jefferies Financial Group Inc. New +650,000+650.0k

Biggest sellers

SOROS FUND MANAGEMENT LLC Sold out -27,000,000-27.0m
CAMDEN ASSET MANAGEMENT L P /CA Sold out -25,119,000-25.1m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -7,357,000-7.4m
LORD, ABBETT & CO. LLC Reduced -4,725,000-4.7m
LORD, ABBETT & CO. LLC Reduced -4,725,000-4.7m
SSI INVESTMENT MANAGEMENT LLC Sold out -4,491,000-4.5m
JPMORGAN CHASE & CO Reduced -4,087,000-4.1m
NEW YORK STATE COMMON RETIREMENT FUND Reduced -1,724,000-1.7m
WELLS FARGO & COMPANY/MN Sold out -1,631,000-1.6m
BANK OF AMERICA CORP /DE/ Reduced -1,250,000-1.2m

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADVENT CAPITAL MANAGEMENT /DE/ 1.25% of their portfolio NEW YORK, NY 60,143,00060.1m $53.6m $53.6m 1.25% Reduced -7.4m -7,357,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ATLANTA, GA 55,955,00056.0m $49.9m $49.9m 0.06% Unchanged
3 Lynrock Lake LP 1.38% of their portfolio RYE BROOK, NY 36,067,00036.1m $32.1m $32.1m 1.38% Added +28.6m +28,567,000
4 Elliott Investment Management L.P. 0.33% of their portfolio WEST PALM BEACH, FL 30,750,00030.8m $27.3m $27.3m 0.33% Added +8.2m +8,250,000
5 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 28,886,00028.9m $25.7m $25.7m 0.05% Reduced -4.7m -4,725,000
6 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 28,886,00028.9m $25.7m $25.7m 0.05% Reduced -4.7m -4,725,000
7 Sonora Investment Management Group, LLC 2.18% of their portfolio TUCSON, AZ 28,340,00028.3m $25.5m $25.5m 2.18% Reduced -235.0k -235,000
8 Radcliffe Capital Management, L.P. 2.59% of their portfolio BALA CYNWYD, PA 23,497,00023.5m $20.9m $20.9m 2.59% Unchanged
9 PIER 88 INVESTMENT PARTNERS LLC 4.84% of their portfolio SAN FRANCISCO, CA 22,055,00022.1m $19.4m $19.4m 4.84% Unchanged
10 Linden Advisors LP 0.17% of their portfolio New York, NY 18,776,00018.8m $16.7m $16.7m 0.17% Added +17.0m +17,000,000
11 TENOR CAPITAL MANAGEMENT Co., L.P. 0.32% of their portfolio NEW YORK, NY 16,625,00016.6m $14.9m $14.9m 0.32% Added +2.6m +2,625,000
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,008,00012.0m $10.7m $10.7m 0.00% Reduced -4.1m -4,087,000
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,010,00010.0m $8.8m $8.8m 0.00% Added +10.0m +10,000,000
14 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 10,000,00010.0m $8.9m $8.9m 0.05% Unchanged
15 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 9,660,0009.7m $8.5m $8.5m 0.01% Reduced -1.7m -1,724,000
16 ABSOLUTE INVESTMENT ADVISERS, LLC 1.16% of their portfolio ROSEMARY BEACH, FL 9,100,0009.1m $8.1m $8.1m 1.16% Unchanged
17 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,228,0008.2m $7.3m $7.3m 0.00% Unchanged
18 SHENKMAN CAPITAL MANAGEMENT INC 0.45% of their portfolio NEW YORK, NY 6,669,0006.7m $6.0m $6.0m 0.45% Added +47.0k +47,000
19 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 5,550,0005.5m $4.9m $4.9m 0.02% Reduced -75.0k -75,000
20 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 5,522,0005.5m $4.9m $4.9m 0.02% New
21 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,016,0005.0m $4.5m $4.5m 0.00% Unchanged
22 RATIONAL ADVISORS, INC. 0.34% of their portfolio San Juan, PR 4,260,0004.3m $3.8m $3.8m 0.34% Unchanged
23 Opti Capital Management, LP 0.23% of their portfolio New York, NY 3,500,0003.5m $3.1k $3.1k 0.23% New
24 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,342,0003.3m $3.0m $3.0m 0.00% Reduced -1.0m -1,000,000
25 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,000,0003.0m $2.7m $2.7m 0.01% Reduced -429.0k -429,000
26 BlackRock Inc. 0.00% of their portfolio New York, NY 2,667,0002.7m $2.4m $2.4m 0.00% Added +325.0k +325,000
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,335,0001.3m $1.2m $1.2m 0.00% Added +512.0k +512,000
28 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,311,0001.3m $1.2m $1.2m 0.00% Added +1.0m +1,004,000
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,000,0001.0m $890.7k $890.7k 0.00% New
30 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 856,000856.0k $754.3k $754.3k 0.00% Reduced -465.0k -465,000
31 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 650,000650.0k $572.8k $572.8k 0.01% New
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 450,000450.0k $400.9k $400.9k 0.00% Unchanged
33 Goldstone Financial Group, LLC 0.06% of their portfolio OAKBROOK TERRACE, IL 225,000225.0k $201.9k $201.9k 0.06% Unchanged
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 175,000175.0k $155.5k $155.5k 0.00% New
35 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 83,00083.0k $74.0k $74.0k 0.00% Unchanged
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 80,00080.0k $70.8k $70.8k 0.00% New
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 79,00079.0k $69.6k $69.6k 0.00% New
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,00050.0k $44.1k $44.1k 0.00% Reduced -9.0k -9,000
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 37,00037.0k $32.6k $32.6k 0.00% Reduced -1.2m -1,250,000
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 30,00030.0k $2.7m $2.7m 0.02% New
41 BLUEFIN CAPITAL MANAGEMENT, LLC 0.21% of their portfolio NEW YORK, NY 27,50027.5k $2.4m $2.4m 0.21% New
42 waypoint wealth counsel 0.02% of their portfolio ATLANTA, GA 27,00027.0k $24.3k $24.3k 0.02% Unchanged
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,00020.0k $17.6k $17.6k 0.00% Unchanged
44 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 18,00018.0k $16.0k $16.0k 0.00% Added +2.0k +2,000
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,00013.0k $11.5k $11.5k 0.00% Unchanged
46 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 12,00012.0k $10.6k $10.6k 0.00% Unchanged
47 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,00012.0k $10.6k $10.6k 0.00% Unchanged
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $8.8k $8.8k 0.00% Unchanged
49 SHEETS SMITH WEALTH MANAGEMENT 0.00% of their portfolio WINSTON-SALEM, NC 10,00010.0k $9.0k $9.0k 0.00% Unchanged
50 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.01% of their portfolio HINGHAM, MA 10,00010.0k $8.8k $8.8k 0.01% Unchanged
51 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 10,00010.0k $9.0k $9.0k 0.00% New
52 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,0007.0k $6.2k $6.2k 0.00% New
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0002.0k $1.8k $1.8k 0.00% Unchanged
54 K2 PRINCIPAL FUND, L.P. 0.53% of their portfolio TORONTO, A6 2,0002.0k $1.8m $1.8m 0.53% New
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged