Vault-13

ALTERYX INC AYX 1 08.01.26

NOTE 1.000% 8/0 · US DOMESTIC · CUSIP 02156BAF0

48 institutional holders +8 vs Q4 2022
92,001,00092.0m shares reported held*
$381.4mreported value*
15 new 7 added 12 reduced 7 sold out net bought ≈ $49.0m (+38.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.15.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 40Q1 23: 4848Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202240
Q4 202240
Q1 202348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 19 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221418
Q1 20232219

Biggest buyers

LORD, ABBETT & CO. LLC New +28,011,000+28.0m
LORD, ABBETT & CO. LLC New +28,011,000+28.0m
SOROS FUND MANAGEMENT LLC Added +20,000,000+20.0m
LAZARD ASSET MANAGEMENT LLC Added +8,422,000+8.4m
Balyasny Asset Management L.P. New +7,500,000+7.5m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +5,016,000+5.0m
RATIONAL ADVISORS, INC. New +4,260,000+4.3m
TORONTO DOMINION BANK New +3,817,000+3.8m
JANE STREET GROUP, LLC New +3,065,000+3.1m
Venator Capital Management Ltd. New +1,500,000+1.5m

Biggest sellers

Nuveen Asset Management, LLC Sold out -15,719,000-15.7m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -15,000,000-15.0m
Linden Advisors LP Reduced -7,328,000-7.3m
JPMORGAN CHASE & CO Reduced -5,140,000-5.1m
AQR Arbitrage LLC Sold out -3,175,000-3.2m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -2,340,000-2.3m
STATE STREET CORP Reduced -1,508,000-1.5m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,272,000-1.3m
BlackRock Inc. Reduced -1,150,000-1.1m
ABSOLUTE INVESTMENT ADVISERS, LLC Reduced -481,000-481.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADVENT CAPITAL MANAGEMENT /DE/ 1.11% of their portfolio NEW YORK, NY 68,045,00068.0m $58.0m $58.0m 1.11% Reduced -2.3m -2,340,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 56,420,00056.4m $48.1m $48.1m 0.05% Unchanged
3 Sonora Investment Management Group, LLC 2.13% of their portfolio TUCSON, AZ 28,800,00028.8m $24.4m $24.4m 2.13% Reduced -180.0k -180,000
4 LORD, ABBETT & CO. LLC 0.04% of their portfolio JERSEY CITY, NJ 28,011,00028.0m $23.8m $23.8m 0.04% New
5 LORD, ABBETT & CO. LLC 0.04% of their portfolio JERSEY CITY, NJ 28,011,00028.0m $23.8m $23.8m 0.04% New
6 SOROS FUND MANAGEMENT LLC 0.43% of their portfolio NEW YORK, NY 27,000,00027.0m $22.9m $22.9m 0.43% Added +20.0m +20,000,000
7 PIER 88 INVESTMENT PARTNERS LLC 4.50% of their portfolio SAN FRANCISCO, CA 22,055,00022.1m $18.6m $18.6m 4.50% Added +820.0k +820,000
8 CAMDEN ASSET MANAGEMENT L P /CA 0.57% of their portfolio Los Angeles, CA 20,119,00020.1m $17.0m $17.0m 0.57% Reduced -15.0m -15,000,000
9 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 19,342,00019.3m $16.5m $16.5m 0.02% Added +8.4m +8,422,000
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,378,00016.4m $13.8m $13.8m 0.00% Reduced -5.1m -5,140,000
11 Radcliffe Capital Management, L.P. 0.86% of their portfolio BALA CYNWYD, PA 16,325,00016.3m $13.8m $13.8m 0.86% Unchanged
12 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 11,584,00011.6m $9.8m $9.8m 0.02% Reduced -1.3m -1,272,000
13 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 11,384,00011.4m $9.6m $9.6m 0.01% Unchanged
14 SHENKMAN CAPITAL MANAGEMENT INC 0.69% of their portfolio NEW YORK, NY 10,754,00010.8m $9.1m $9.1m 0.69% Added +1.2m +1,160,000
15 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 10,000,00010.0m $8.4m $8.4m 0.04% Unchanged
16 ABSOLUTE INVESTMENT ADVISERS, LLC 1.13% of their portfolio ROSEMARY BEACH, FL 9,100,0009.1m $7.7m $7.7m 1.13% Reduced -481.0k -481,000
17 Linden Advisors LP 0.08% of their portfolio New York, NY 8,556,0008.6m $7.2m $7.2m 0.08% Reduced -7.3m -7,328,000
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,228,0008.2m $7.0m $7.0m 0.00% Reduced -1.5m -1,508,000
19 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 7,500,0007.5m $6.3m $6.3m 0.02% New
20 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 5,910,0005.9m $5.0m $5.0m 0.02% Added +25.0k +25,000
21 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,016,0005.0m $4.2m $4.2m 0.00% New
22 SSI INVESTMENT MANAGEMENT LLC 0.27% of their portfolio Los Angeles, CA 4,529,0004.5m $3.8m $3.8m 0.27% Reduced -398.0k -398,000
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,296,0004.3m $3.6m $3.6m 0.00% Reduced -366.0k -366,000
24 RATIONAL ADVISORS, INC. 0.29% of their portfolio San Juan, PR 4,260,0004.3m $3.6m $3.6m 0.29% New
25 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 3,817,0003.8m $3.2m $3.2m 0.01% New
26 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,429,0003.4m $2.9m $2.9m 0.01% Unchanged
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,065,0003.1m $2.6m $2.6m 0.00% New
28 Elliott Investment Management L.P. 0.03% of their portfolio WEST PALM BEACH, FL 2,500,0002.5m $2.1m $2.1m 0.03% Unchanged
29 BlackRock Inc. 0.00% of their portfolio New York, NY 2,342,0002.3m $2.0m $2.0m 0.00% Reduced -1.1m -1,150,000
30 Venator Capital Management Ltd. 1.80% of their portfolio TORONTO, A6 1,500,0001.5m $1.3m $1.3m 1.80% New
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 717,000717.0k $604.1k $604.1k 0.00% New
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 412,000412.0k $347.7k $347.7k 0.00% Added +5.0k +5,000
33 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 102,000102.0k $85.9k $85.9k 0.00% Unchanged
34 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 83,00083.0k $70.8k $70.8k 0.00% New
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,00059.0k $49.7k $49.7k 0.00% Added +50.0k +50,000
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 55,00055.0k $46.3k $46.3k 0.00% New
37 waypoint wealth counsel 0.02% of their portfolio ATLANTA, GA 27,00027.0k $22.9k $22.9k 0.02% Unchanged
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,00020.0k $16.9k $16.9k 0.00% Unchanged
39 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 18,00018.0k $15.2k $15.2k 0.00% Unchanged
40 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 16,00016.0k $14.0k $14.0k 0.00% Unchanged
41 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 15,00015.0k $12.7k $12.7k 0.00% New
42 Alpha Cubed Investments, LLC 0.00% of their portfolio COSTA MESA, CA 15,00015.0k $12.7k $12.7k 0.00% New
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,00013.0k $11.0k $11.0k 0.00% Unchanged
44 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,00012.0k $10.1k $10.1k 0.00% New
45 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,00010.0k $8.4k $8.4k 0.00% Reduced -9.0k -9,000
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $8.4k $8.4k 0.00% New
47 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.01% of their portfolio HINGHAM, MA 10,00010.0k $8.4k $8.4k 0.01% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged