Vault-13

ALTERYX INC AYX 0.5 08.01.24

NOTE 0.500% 8/0 · US DOMESTIC · CUSIP 02156BAD5

44 institutional holders -2 vs Q1 2023
44,278,00044.3m shares reported held*
$403.1mreported value*
4 new 14 added 11 reduced 6 sold out net sold ≈ $29.5m (-30.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.14.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 48Q1 23: 46Q2 23: 4444Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202247
Q4 202248
Q1 202346
Q2 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 17 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221919
Q1 20231521
Q2 20231817

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +32,820,000+32.8m
LAZARD ASSET MANAGEMENT LLC Added +21,800,000+21.8m
Linden Advisors LP New +9,750,000+9.8m
CITADEL ADVISORS LLC New +6,434,000+6.4m
PALISADE CAPITAL MANAGEMENT, LP Added +3,938,000+3.9m
Radcliffe Capital Management, L.P. Added +3,250,000+3.2m
JPMORGAN CHASE & CO Added +2,933,000+2.9m
OAKTREE CAPITAL MANAGEMENT LP Added +1,494,000+1.5m
Opti Capital Management, LP Added +1,150,000+1.1m
WELLS FARGO & COMPANY/MN Added +644,000+644.0k

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -38,555,000-38.6m
LORD, ABBETT & CO. LLC Reduced -30,960,000-31.0m
LORD, ABBETT & CO. LLC Reduced -30,960,000-31.0m
DeepCurrents Investment Group LLC Reduced -9,000,000-9.0m
BNP PARIBAS FINANCIAL MARKETS Sold out -3,434,000-3.4m
BANK OF AMERICA CORP /DE/ Reduced -2,993,000-3.0m
Amundi Sold out -400,000-400.0k
CITIGROUP INC Sold out -259,000-259.0k
BARCLAYS PLC Reduced -215,000-215.0k
BlackRock Inc. Reduced -100,000-100.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 1.78% of their portfolio NEW YORK, NY 89,811,00089.8m $84.9m $84.9m 1.78% Added +32.8m +32,820,000
2 Opti Capital Management, LP 4.33% of their portfolio New York, NY 54,149,00054.1m $51.2m $51.2m 4.33% Added +1.1m +1,150,000
3 Radcliffe Capital Management, L.P. 3.01% of their portfolio BALA CYNWYD, PA 37,561,00037.6m $35.3m $35.3m 3.01% Added +3.2m +3,250,000
4 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 31,093,00031.1m $29.2m $29.2m 0.05% Reduced -31.0m -30,960,000
5 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 31,093,00031.1m $29.2m $29.2m 0.05% Reduced -31.0m -30,960,000
6 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 22,525,00022.5m $21.3m $21.3m 0.03% Added +21.8m +21,800,000
7 Parallax Volatility Advisers, L.P. 0.65% of their portfolio San Francisco, CA 20,000,00020.0m $18.8m $18.8m 0.65% Unchanged
8 HBK INVESTMENTS L P 0.52% of their portfolio DALLAS, TX 17,233,00017.2m $16.2m $16.2m 0.52% Unchanged
9 Zuckerman Investment Group, LLC 2.27% of their portfolio CHICAGO, IL 16,843,00016.8m $15.8m $15.8m 2.27% Added +330.0k +330,000
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,588,00012.6m $11.9m $11.9m 0.00% Added +2.9m +2,933,000
11 ALKEON CAPITAL MANAGEMENT LLC 0.06% of their portfolio New York, NY 10,000,00010.0m $9.4m $9.4m 0.06% Unchanged
12 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 10,000,00010.0m $9.4m $9.4m 0.05% Unchanged
13 Linden Advisors LP 0.10% of their portfolio New York, NY 9,750,0009.8m $9.2m $9.2m 0.10% New
14 OAKTREE CAPITAL MANAGEMENT LP 0.12% of their portfolio LOS ANGELES, CA 9,653,0009.7m $9.1m $9.1m 0.12% Added +1.5m +1,494,000
15 PALISADE CAPITAL MANAGEMENT, LP 0.22% of their portfolio FORT LEE, NJ 8,754,0008.8m $8.2m $8.2m 0.22% Added +3.9m +3,938,000
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,275,0008.3m $7.8m $7.8m 0.00% Added +100.0k +100,000
17 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 7,000,0007.0m $6.6m $6.6m 0.01% Reduced -38.6m -38,555,000
18 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 6,434,0006.4m $6.1m $6.1m 0.01% New
19 DeepCurrents Investment Group LLC 0.26% of their portfolio NEW YORK, NY 6,411,0006.4m $6.0m $6.0m 0.26% Reduced -9.0m -9,000,000
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,660,0002.7m $2.5m $2.5m 0.00% Added +644.0k +644,000
21 BlackRock Inc. 0.00% of their portfolio New York, NY 2,250,0002.2m $2.1m $2.1m 0.00% Reduced -100.0k -100,000
22 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 1,300,0001.3m $1.2m $1.2m 0.01% Added +220.0k +220,000
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,000,0001.0m $941.6k $941.6k 0.00% Unchanged
24 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 939,000939.0k $882.7k $882.7k 0.00% Unchanged
25 EPIQ PARTNERS, LLC 0.37% of their portfolio MINNEAPOLIS, MN 575,000575.0k $544.1k $544.1k 0.37% Reduced -25.0k -25,000
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 532,000532.0k $500.1k $500.1k 0.00% Added +375.0k +375,000
27 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 429,000429.0k $407.0k $407.0k 0.00% Unchanged
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 355,000355.0k $334.0k $334.0k 0.00% New
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 300,000300.0k $282.8k $282.8k 0.00% Unchanged
30 Pekin Hardy Strauss, Inc. 0.04% of their portfolio CHICAGO, IL 255,000255.0k $239.7k $239.7k 0.04% Reduced -25.0k -25,000
31 Bellecapital International Ltd. 0.06% of their portfolio ZURICH, V8 250,000250.0k $235.4k $235.4k 0.06% Reduced -15.0k -15,000
32 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 225,000225.0k $211.5k $211.5k 0.00% Unchanged
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 178,000178.0k $167.8k $167.8k 0.00% Reduced -215.0k -215,000
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 87,00087.0k $81.8k $81.8k 0.00% Reduced -3.0m -2,993,000
35 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 50,00050.0k $47.0k $47.0k 0.00% Unchanged
36 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 50,00050.0k $47.0k $47.0k 0.00% Added +2.0k +2,000
37 EXCALIBUR MANAGEMENT CORP 0.02% of their portfolio WALTHAM, MA 45,00045.0k $42.3k $42.3k 0.02% Unchanged
38 GRIMES & Co WEALTH MANAGEMENT, LLC 0.00% of their portfolio WESTBOROUGH, MA 20,00020.0k $18.8k $18.8k 0.00% Unchanged
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,00013.0k $12.2k $12.2k 0.00% Unchanged
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,0008.0k $7.5k $7.5k 0.00% New
41 K2 PRINCIPAL FUND, L.P. 2.05% of their portfolio TORONTO, A6 6,8156.8k $6.4m $6.4m 2.05% Added +2.0k +2,000
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,0003.0k $2.8k $2.8k 0.00% Unchanged
43 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 1,9261.9k $1.8m $1.8m 0.03% Reduced -2.7k -2,707
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged