Vault-13

ALTERYX INC AYX

COM CL A · Common Stock · CUSIP 02156B103 · ISIN US02156B1035

269 institutional holders -8 vs Q3 2023
60,234,27560.2m shares reported held*
$2.8bnreported value*
66 new 61 added 99 reduced 75 sold out net sold ≈ $83.9m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.16. Options: 38 managers hold calls ($327.6m notional), 34 hold puts ($231.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 288Q4 22: 282Q1 23: 304Q2 23: 256Q3 23: 277Q4 23: 269269Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022288
Q4 2022282
Q1 2023304
Q2 2023256
Q3 2023277
Q4 2023269

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 142 bought or addedQ4 22: 141 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 132 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 159 cut or sold outQ2 23Q3 23: 172 bought or addedQ3 23: 110 cut or sold outQ3 23Q4 23: 127 bought or addedQ4 23: 174 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022142141
Q1 2023155132
Q2 2023131159
Q3 2023172110
Q4 2023127174

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ1 23 calls: $326.5mQ1 23 puts: $349.6mQ1 23P/C 1.07Q2 23 calls: $240.3mQ2 23 puts: $245.6mQ2 23P/C 1.02Q3 23 calls: $389.2mQ3 23 puts: $211.4mQ3 23P/C 0.54Q4 23 calls: $327.6mQ4 23 puts: $231.8mQ4 23P/C 0.71
Numbers
QuarterCallsPutsP/C
Q1 2023$326.5m$349.6m1.07
Q2 2023$240.3m$245.6m1.02
Q3 2023$389.2m$211.4m0.54
Q4 2023$327.6m$231.8m0.71

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +2,757,014+2.8m
FIL Ltd New +2,575,097+2.6m
Pentwater Capital Management LP New +2,000,000+2.0m
GLAZER CAPITAL, LLC New +1,573,832+1.6m
Jericho Capital Asset Management L.P. Added +1,284,000+1.3m
Balyasny Asset Management L.P. Added +1,069,388+1.1m
First Trust Capital Management L.P. New +965,401+965.4k
WATER ISLAND CAPITAL LLC New +783,720+783.7k
AQR Arbitrage LLC New +613,306+613.3k
Woodline Partners LP New +597,976+598.0k

Biggest sellers

HAWK RIDGE CAPITAL MANAGEMENT LP Sold out -2,046,000-2.0m
Optimus Prime Fund Management Co., Ltd. Sold out -1,975,000-2.0m
VOYA INVESTMENT MANAGEMENT LLC Reduced -1,798,253-1.8m
MARSHALL WACE, LLP Reduced -1,478,973-1.5m
Capital World Investors Sold out -1,450,000-1.4m
Solel Partners LP Sold out -1,000,000-1.0m
Alyeska Investment Group, L.P. Sold out -990,292-990.3k
JANUS HENDERSON GROUP PLC Reduced -838,231-838.2k
MILLENNIUM MANAGEMENT LLC Reduced -685,679-685.7k
Point72 Asset Management, L.P. Sold out -680,427-680.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $51.7m1.1m shares
SOMA EQUITY PARTNERS LP Unchanged $47.2m1.0m shares
CITADEL ADVISORS LLC Reduced $43.8m929.1k shares
JANE STREET GROUP, LLC Reduced $28.8m611.2k shares
GROUP ONE TRADING LLC Added $23.2m492.5k shares
SOROS FUND MANAGEMENT LLC Reduced $21.4m453.4k shares
SIMPLEX TRADING, LLC Reduced $15.9m337.1k shares
GTS SECURITIES LLC Reduced $12.7m268.8k shares
IMC-Chicago, LLC Reduced $9.6m203.1k shares
MILLENNIUM MANAGEMENT LLC Reduced $8.4m178.9k shares

Biggest puts

Parallax Volatility Advisers, L.P. Added $34.1m723.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $22.3m471.8k shares
BANK OF AMERICA CORP /DE/ Unchanged $21.2m450.0k shares
SIMPLEX TRADING, LLC Reduced $18.0m382.5k shares
GROUP ONE TRADING LLC Added $17.2m365.5k shares
CITADEL ADVISORS LLC Reduced $13.9m294.1k shares
Walleye Trading LLC Added $13.1m278.1k shares
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Added $12.1m256.0k shares
JANE STREET GROUP, LLC Reduced $11.6m246.9k shares
WOLVERINE ASSET MANAGEMENT LLC Added $8.8m187.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 6,409,6486.4m $302.3m $302.3m 0.01% Reduced -162.0k -161,983
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,718,4873.7m $175.4m $175.4m 0.02% Added +2.8m +2,757,014
3 BlackRock Inc. 0.00% of their portfolio New York, NY 3,559,7143.6m $167.9m $167.9m 0.00% Added +35.2k +35,238
4 MACKENZIE FINANCIAL CORP 0.21% of their portfolio TORONTO ONTARIO, A6 2,975,2383.0m $140.3m $140.3m 0.21% Reduced -706 -706
5 Jericho Capital Asset Management L.P. 3.78% of their portfolio LOS ANGELES, CA 2,615,0562.6m $123.3m $123.3m 3.78% Added +1.3m +1,284,000
6 FIL Ltd 0.13% of their portfolio HAMILTON, D0 2,575,0972.6m $121.4m $121.4m 0.13% New
7 Bares Capital Management, Inc. 4.60% of their portfolio AUSTIN, TX 2,484,3212.5m $117.2m $117.2m 4.60% Added +123.2k +123,152
8 Pentwater Capital Management LP 1.77% of their portfolio Naples, FL 2,000,0002.0m $94.3m $94.3m 1.77% New
9 FEDERATED HERMES, INC. 0.23% of their portfolio PITTSBURGH, PA 1,994,6232.0m $94.1m $94.1m 0.23% Added +445.0k +445,023
10 GLAZER CAPITAL, LLC 7.65% of their portfolio New York, NY 1,573,8321.6m $74.2m $74.2m 7.65% New
11 No Street GP LP 7.18% of their portfolio San Francisco, CA 1,525,0001.5m $71.9m $71.9m 7.18% Unchanged
12 Balyasny Asset Management L.P. 0.19% of their portfolio Chicago, IL 1,459,8521.5m $68.8m $68.8m 0.19% Added +1.1m +1,069,388
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,361,3001.4m $64.2m $64.2m 0.00% Added +475.0k +474,981
14 Amundi 0.03% of their portfolio Paris, I0 1,184,3331.2m $55.8m $55.8m 0.03% Added +1.3k +1,337
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,166,6291.2m $55.0m $55.0m 0.00% Added +103.3k +103,272
16 SOMA EQUITY PARTNERS LP 3.10% of their portfolio San Francisco, CA 1,124,0311.1m $53.0m $53.0m 3.10% Added +124.0k +124,031
17 First Trust Capital Management L.P. 3.49% of their portfolio CHICAGO, IL 965,401965.4k $45.5m $45.5m 3.49% New
18 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 964,216964.2k $45.5m $45.5m 0.00% Added +44.2k +44,230
19 Insight Holdings Group, LLC 1.04% of their portfolio NEW YORK, NY 911,829911.8k $43.0m $43.0m 1.04% Unchanged
20 Vitruvian Partners LLP 10.87% of their portfolio LONDON, X0 906,777906.8k $42.8m $42.8m 10.87% Unchanged
21 WATER ISLAND CAPITAL LLC 3.79% of their portfolio NEW YORK, NY 783,720783.7k $37.0m $37.0m 3.79% New
22 Potrero Capital Research LLC 18.74% of their portfolio SAN FRANCISCO, CA 726,377726.4k $34.3m $34.3m 18.74% Added +149.7k +149,704
23 AQR Arbitrage LLC 1.17% of their portfolio Greenwich, CT 613,306613.3k $28.9m $28.9m 1.17% New
24 Woodline Partners LP 0.31% of their portfolio San Francisco, CA 597,976598.0k $28.2m $28.2m 0.31% New
25 Beryl Capital Management LLC 14.59% of their portfolio REDONDO BEACH, CA 563,299563.3k $26.6m $26.6m 14.59% New
26 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio JUPITER, FL 543,812543.8k $25.6m $25.6m 0.10% Added +483.3k +483,279
27 PICTON MAHONEY ASSET MANAGEMENT 1.16% of their portfolio Toronto, A6 529,000529.0k $24.9m $24.9m 1.16% New
28 Harber Asset Management LLC 4.97% of their portfolio Asheville, NC 453,168453.2k $21.4m $21.4m 4.97% Reduced -239.4k -239,408
29 BROWN CAPITAL MANAGEMENT LLC 0.30% of their portfolio BALTIMORE, MD 421,629421.6k $19.9m $19.9m 0.30% Reduced -6.8k -6,816
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 419,985420.0k $19.8m $19.8m 0.00% Added +214.2k +214,158
31 COOPER CREEK PARTNERS MANAGEMENT LLC 1.00% of their portfolio NEW YORK, NY 405,204405.2k $19.1m $19.1m 1.00% New
32 Tetragon Partners GP Ltd 4.79% of their portfolio GRAND CAYMAN, E9 400,000400.0k $18.9m $18.9m 4.79% Reduced -100.0k -100,000
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 385,962386.0k $18.2m $18.2m 0.03% Reduced -92.8k -92,823
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 363,073363.1k $17.1m $17.1m 0.00% Added +11.0k +10,970
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 321,006321.0k $15.1m $15.1m 0.00% Reduced -111.5k -111,495
36 SQN Investors LP 9.39% of their portfolio Menlo Park, CA 317,904317.9k $15.0m $15.0m 9.39% Reduced -168.6k -168,606
37 ALPINE ASSOCIATES MANAGEMENT INC. 0.77% of their portfolio PALM BEACH, FL 317,200317.2k $15.0m $15.0m 0.77% New
38 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 311,994312.0k $14.7m $14.7m 0.01% Added +91.6k +91,602
39 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 303,767303.8k $14.3m $14.3m 0.00% Added +29.4k +29,354
40 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 299,295299.3k $14.1m $14.1m 0.01% Reduced -160.2k -160,203
41 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 299,209299.2k $14.1m $14.1m 0.02% Reduced -81.3k -81,268
42 NEEDHAM INVESTMENT MANAGEMENT LLC 1.76% of their portfolio NEW YORK, NY 294,850294.9k $13.9m $13.9m 1.76% Added +82.3k +82,350
43 KETTLE HILL CAPITAL MANAGEMENT, LLC 3.42% of their portfolio New York, NY 277,393277.4k $13.1m $13.1m 3.42% New
44 Legal & General Group Plc 0.00% of their portfolio London, X0 269,683269.7k $12.7m $12.7m 0.00% Reduced -74.6k -74,614
45 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 263,485263.5k $12.4m $12.4m 0.00% Reduced -31.8k -31,793
46 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 258,156258.2k $12.2m $12.2m 0.01% Reduced -685.7k -685,679
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 233,499233.5k $11.0m $11.0m 0.00% Reduced -15.2k -15,250
48 HBK INVESTMENTS L P 0.25% of their portfolio DALLAS, TX 218,251218.3k $10.3m $10.3m 0.25% Added +121.5k +121,497
49 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 214,054214.1k $10.1m $10.1m 0.01% Reduced -7.5k -7,504
50 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 210,323210.3k $9.9m $9.9m 0.01% New
51 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 201,688201.7k $9.5m $9.5m 0.03% Reduced -86.4k -86,412
52 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 200,578200.6k $9.5m $9.5m 0.01% Added +132.4k +132,377
53 Nantahala Capital Management, LLC 0.47% of their portfolio NEW CANAAN, CT 198,186198.2k $9.3m $9.3m 0.47% New
54 BARDIN HILL MANAGEMENT PARTNERS LP 3.95% of their portfolio NEW YORK, NY 194,094194.1k $9.2m $9.2m 3.95% New
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 186,150186.2k $8.8m $8.8m 0.00% Added +83.4k +83,381
56 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 180,792180.8k $8.5m $8.5m 0.02% Reduced -25.3k -25,279
57 Schonfeld Strategic Advisors LLC 0.07% of their portfolio NEW YORK, NY 179,665179.7k $8.5m $8.5m 0.07% New
58 SEGALL BRYANT & HAMILL, LLC 0.16% of their portfolio CHICAGO, IL 178,281178.3k $8.4m $8.4m 0.16% Added +20.9k +20,947
59 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 175,926175.9k $8.3m $8.3m 0.00% Added +173.1k +173,100
60 GROUP ONE TRADING LLC 0.24% of their portfolio CHICAGO, IL 163,117163.1k $7.7m $7.7m 0.24% Added +17.8k +17,762
61 Divisadero Street Capital Management, LP 1.60% of their portfolio MIAMI, FL 150,000150.0k $7.1m $7.1m 1.60% New
62 Trexquant Investment LP 0.13% of their portfolio STAMFORD, CT 125,713125.7k $5.9m $5.9m 0.13% New
63 Taconic Capital Advisors LP 0.57% of their portfolio NEW YORK, NY 125,000125.0k $5.9m $5.9m 0.57% Not comparable
64 ANGELO GORDON & CO., L.P. 1.95% of their portfolio NEW YORK, NY 120,000120.0k $5.7m $5.7m 1.95% New
65 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.60% of their portfolio CHICAGO, IL 120,000120.0k $5.7m $5.7m 0.60% New
66 GTS SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 118,697118.7k $5.6m $5.6m 0.12% Reduced -42 -42
67 Swiss National Bank 0.00% of their portfolio ZURICH, V8 118,200118.2k $5.6m $5.6m 0.00% Reduced -12.4k -12,400
68 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 111,137111.1k $5.2m $5.2m 0.00% Reduced -33.7k -33,699
69 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 108,426108.4k $5.1m $5.1m 0.01% Reduced -79.6k -79,629
70 TOKIO MARINE ASSET MANAGEMENT CO LTD 0.28% of their portfolio Tokyo, M0 106,412106.4k $5.0m $5.0m 0.28% New
71 P SCHOENFELD ASSET MANAGEMENT LP 1.38% of their portfolio NEW YORK, NY 105,000105.0k $5.0m $5.0m 1.38% New
72 CROSSLINK CAPITAL INC 0.72% of their portfolio MENLO PARK, CA 102,887102.9k $4.9m $4.9m 0.72% Reduced -186.7k -186,720
73 WESTERLY CAPITAL MANAGEMENT, LLC 2.85% of their portfolio SAN FRANCISCO, CA 100,000100.0k $4.7m $4.7m 2.85% Reduced -25.0k -25,000
74 Whetstone Capital Advisors, LLC 2.34% of their portfolio SHAWNEE MISSION, KS 98,49898.5k $4.6m $4.6m 2.34% Unchanged
75 CAPITAL FUND MANAGEMENT S.A. 0.06% of their portfolio PARIS, I0 94,08794.1k $4.4m $4.4m 0.06% Reduced -302.8k -302,807
76 Centiva Capital, LP 0.27% of their portfolio New York, NY 90,00090.0k $4.2m $4.2m 0.27% Added +73.4k +73,399
77 CONGRESS ASSET MANAGEMENT CO 0.03% of their portfolio BOSTON, MA 88,87488.9k $4.2m $4.2m 0.03% Reduced -3.0k -3,003
78 NOMURA HOLDINGS INC 0.04% of their portfolio TOKYO, M0 88,53588.5k $4.2m $4.2m 0.04% Added +69.5k +69,491
79 GABELLI FUNDS LLC 0.03% of their portfolio Rye, NY 88,18088.2k $4.2m $4.2m 0.03% New
80 Madison Asset Management, LLC 0.06% of their portfolio MADISON, WI 86,35386.4k $4.1m $4.1m 0.06% Added +16.4k +16,384
81 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 86,09786.1k $4.1m $4.1m 0.00% Reduced -760 -760
82 SIMPLEX TRADING, LLC 0.13% of their portfolio CHICAGO, IL 85,94885.9k $4.1m $4.1m 0.13% Reduced -128.3k -128,328
83 HARVEST MANAGEMENT LLC 4.53% of their portfolio New York, NY 85,10485.1k $4.0m $4.0m 4.53% Added +72.6k +72,604
84 WOLVERINE TRADING, LLC 0.03% of their portfolio CHICAGO, IL 84,98785.0k $4.0m $4.0m 0.03% Reduced -34.3k -34,333
85 Murchinson Ltd. 0.69% of their portfolio TORONTO, A6 84,35384.4k $4.0m $4.0m 0.69% New
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 84,05884.1k $4.0m $4.0m 0.00% Added +35.0k +35,027
87 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 84,03584.0k $4.0m $4.0m 0.00% Reduced -5.6k -5,644
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 83,93283.9k $4.0m $4.0m 0.00% Added +45.2k +45,227
89 180 WEALTH ADVISORS, LLC 0.74% of their portfolio FEDERAL WAY, WA 79,01679.0k $3.7m $3.7m 0.74% Reduced -1.0k -1,033
90 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 76,27176.3k $3.6m $3.6m 0.05% Reduced -99.3k -99,303
91 Holocene Advisors, LP 0.01% of their portfolio New York, NY 72,05072.0k $3.4m $3.4m 0.01% Reduced -97.1k -97,121
92 FRED ALGER MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 70,07770.1k $3.3m $3.3m 0.02% Reduced -616.5k -616,530
93 BCK CAPITAL MANAGEMENT LP 3.24% of their portfolio STAMFORD, CT 70,00070.0k $3.3m $3.3m 3.24% New
94 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 65,15965.2k $3.1m $3.1m 0.06% New
95 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 64,94564.9k $3.1m $3.1m 0.01% Added +77 +77
96 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 63,60863.6k $3.0m $3.0m 0.00% Reduced -2.6k -2,578
97 ADAR1 Capital Management, LLC 1.31% of their portfolio AUSTIN, TX 62,03862.0k $2.9m $2.9m 1.31% First filing
98 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 58,29858.3k $2.7m $2.7m 0.00% Reduced -2.5k -2,513
99 BOOTHBAY FUND MANAGEMENT, LLC 0.09% of their portfolio NEW YORK, NY 57,28257.3k $2.7m $2.7m 0.09% Reduced -7.5k -7,517
100 GABELLI & Co INVESTMENT ADVISERS, INC. 0.48% of their portfolio Rye, NY 54,65054.6k $2.6m $2.6m 0.48% New