Vault-13

ALTERYX INC AYX

COM CL A · Common Stock · CUSIP 02156B103 · ISIN US02156B1035

256 institutional holders -48 vs Q1 2023
52,059,41252.1m shares reported held*
$2.4bnreported value*
33 new 98 added 75 reduced 84 sold out net sold ≈ $112.7m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.47. Options: 31 managers hold calls ($240.3m notional), 30 hold puts ($245.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 288Q4 22: 282Q1 23: 304Q2 23: 256256Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022288
Q4 2022282
Q1 2023304
Q2 2023256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 142 bought or addedQ4 22: 141 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 132 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 159 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022142141
Q1 2023155132
Q2 2023131159

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $73.0mQ3 22 puts: $77.5mQ3 22P/C 1.06Q4 22 calls: $230.2mQ4 22 puts: $224.7mQ4 22P/C 0.98Q1 23 calls: $326.5mQ1 23 puts: $349.6mQ1 23P/C 1.07Q2 23 calls: $240.3mQ2 23 puts: $245.6mQ2 23P/C 1.02
Numbers
QuarterCallsPutsP/C
Q3 2022$73.0m$77.5m1.06
Q4 2022$230.2m$224.7m0.98
Q1 2023$326.5m$349.6m1.07
Q2 2023$240.3m$245.6m1.02

Biggest buyers

HAWK RIDGE CAPITAL MANAGEMENT LP New +2,662,131+2.7m
MARSHALL WACE, LLP Added +1,410,065+1.4m
Optimus Prime Fund Management Co., Ltd. New +1,150,000+1.1m
VOYA INVESTMENT MANAGEMENT LLC Added +930,476+930.5k
No Street GP LP Added +500,000+500.0k
Ardevora Asset Management LLP Added +483,894+483.9k
MACKENZIE FINANCIAL CORP Added +370,704+370.7k
VANGUARD GROUP INC Added +351,784+351.8k
KADENSA CAPITAL Ltd New +293,388+293.4k
BANK OF AMERICA CORP /DE/ Added +290,136+290.1k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -1,386,336-1.4m
Jericho Capital Asset Management L.P. Sold out -1,354,149-1.4m
Assenagon Asset Management S.A. Reduced -1,309,893-1.3m
BlackRock Inc. Reduced -1,017,992-1.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -980,406-980.4k
RENAISSANCE TECHNOLOGIES LLC Sold out -772,298-772.3k
FMR LLC Reduced -758,736-758.7k
Wishbone Management, LP Sold out -750,000-750.0k
Nishkama Capital, LLC Sold out -705,818-705.8k
Cubist Systematic Strategies, LLC Sold out -421,812-421.8k

Biggest calls

ALKEON CAPITAL MANAGEMENT LLC Reduced $78.0m1.7m shares
SOROS FUND MANAGEMENT LLC Added $38.6m850.0k shares
CITADEL ADVISORS LLC Added $36.5m804.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $18.6m409.9k shares
GOLDMAN SACHS GROUP INC New $9.1m200.0k shares
JANE STREET GROUP, LLC Added $8.4m184.5k shares
SIMPLEX TRADING, LLC Added $7.4m163.5k shares
BANK OF AMERICA CORP /DE/ New $4.5m99.9k shares
BANK OF MONTREAL /CAN/ New $4.1m90.0k shares
GROUP ONE TRADING LLC Added $3.8m82.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $101.3m2.2m shares
Parallax Volatility Advisers, L.P. Reduced $27.3m600.7k shares
SOROS FUND MANAGEMENT LLC Unchanged $22.7m500.0k shares
CITADEL ADVISORS LLC Added $13.5m297.8k shares
BARCLAYS PLC Added $9.1m200.0k shares
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC New $8.6m190.0k shares
PEAK6 Investments LLC Reduced $8.3m182.2k shares
WOLVERINE ASSET MANAGEMENT LLC Added $7.1m155.9k shares
SIMPLEX TRADING, LLC Added $6.7m147.4k shares
Walleye Capital LLC Added $5.2m113.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 6,041,1896.0m $274.3m $274.3m 0.01% Added +351.8k +351,784
2 BlackRock Inc. 0.00% of their portfolio New York, NY 3,461,4883.5m $157.2m $157.2m 0.00% Reduced -1.0m -1,017,992
3 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 3,123,1903.1m $141.8m $141.8m 0.03% Added +78.9k +78,928
4 MACKENZIE FINANCIAL CORP 0.21% of their portfolio TORONTO ONTARIO, A6 2,966,6683.0m $134.2m $134.2m 0.21% Added +370.7k +370,704
5 HAWK RIDGE CAPITAL MANAGEMENT LP 6.41% of their portfolio LOS ANGELES, CA 2,662,1312.7m $120.9m $120.9m 6.41% New
6 Bares Capital Management, Inc. 3.38% of their portfolio AUSTIN, TX 2,151,5192.2m $97.7m $97.7m 3.38% Added +14.0k +14,000
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.15% of their portfolio BALA CYNWYD, PA 2,038,5902.0m $92.6m $92.6m 0.15% Reduced -980.4k -980,406
8 VOYA INVESTMENT MANAGEMENT LLC 0.09% of their portfolio ATLANTA, GA 1,825,9611.8m $82.9m $82.9m 0.09% Added +930.5k +930,476
9 MARSHALL WACE, LLP 0.16% of their portfolio LONDON, X0 1,651,2691.7m $75.0m $75.0m 0.16% Added +1.4m +1,410,065
10 FEDERATED HERMES, INC. 0.14% of their portfolio PITTSBURGH, PA 1,250,0001.2m $56.8m $56.8m 0.14% Added +215.9k +215,919
11 Optimus Prime Fund Management Co., Ltd. 7.28% of their portfolio GRAND CAYMAN, E9 1,150,0001.1m $52.2m $52.2m 7.28% New
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,064,9831.1m $48.4m $48.4m 0.00% Added +94.6k +94,577
13 No Street GP LP 5.62% of their portfolio San Francisco, CA 1,050,0001.1m $47.7m $47.7m 5.62% Added +500.0k +500,000
14 Insight Holdings Group, LLC 0.96% of their portfolio NEW YORK, NY 911,829911.8k $41.4m $41.4m 0.96% Unchanged
15 Vitruvian Partners LLP 8.38% of their portfolio LONDON, X0 906,777906.8k $41.2m $41.2m 8.38% Added +87.2k +87,230
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 894,984895.0k $40.6m $40.6m 0.00% Added +49.7k +49,699
17 Ardevora Asset Management LLP 0.94% of their portfolio LONDON, X0 858,285858.3k $39.0m $39.0m 0.94% Added +483.9k +483,894
18 Schonfeld Strategic Advisors LLC 0.32% of their portfolio NEW YORK, NY 827,274827.3k $37.6m $37.6m 0.32% Added +70.5k +70,450
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 788,524788.5k $35.8m $35.8m 0.00% Added +290.1k +290,136
20 Anomaly Capital Management, LP 1.38% of their portfolio New York, NY 786,810786.8k $35.7m $35.7m 1.38% Reduced -406.9k -406,911
21 BROWN CAPITAL MANAGEMENT LLC 0.48% of their portfolio BALTIMORE, MD 746,527746.5k $33.9m $33.9m 0.48% Reduced -100.9k -100,920
22 NORGES BANK 0.01% of their portfolio OSLO, Q8 652,826652.8k $29.6m $29.6m 0.01% Added +120.6k +120,614
23 Shannon River Fund Management LLC 6.82% of their portfolio NEW YORK, NY 602,255602.3k $27.3m $27.3m 6.82% Added +214.4k +214,361
24 Harber Asset Management LLC 5.76% of their portfolio Asheville, NC 477,859477.9k $21.7m $21.7m 5.76% Added +204.8k +204,795
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 477,424477.4k $21.7m $21.7m 0.00% Added +30.8k +30,754
26 LA FINANCIERE DE L'ECHIQUIER 1.02% of their portfolio PARIS, I0 448,000448.0k $20.3m $20.3m 1.02% Reduced -37.2k -37,166
27 Weiss Multi-Strategy Advisers LLC 0.37% of their portfolio NEW YORK, NY 380,845380.8k $17.3m $17.3m 0.37% Reduced -6.8k -6,760
28 ExodusPoint Capital Management, LP 0.20% of their portfolio NEW YORK, NY 369,307369.3k $16.8m $16.8m 0.20% Added +112.5k +112,521
29 Tetragon Partners GP Ltd 2.15% of their portfolio GRAND CAYMAN, E9 350,000350.0k $15.9m $15.9m 2.15% Added +250.0k +250,000
30 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 343,256343.3k $15.6m $15.6m 0.02% Reduced -324.6k -324,600
31 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 341,430341.4k $15.5m $15.5m 0.02% Reduced -1.4m -1,386,336
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 334,287334.3k $15.2m $15.2m 0.00% Added +7.5k +7,478
33 CAPITAL FUND MANAGEMENT S.A. 0.24% of their portfolio PARIS, I0 332,662332.7k $15.1m $15.1m 0.24% Added +63.6k +63,638
34 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 328,853328.9k $14.9m $14.9m 0.01% Added +47 +47
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 312,963313.0k $18.4m $18.4m 0.01% Unchanged
36 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 299,672299.7k $13.6m $13.6m 0.00% Added +11.2k +11,178
37 KADENSA CAPITAL Ltd 2.35% of their portfolio CENTRAL, K3 293,388293.4k $13.3m $13.3m 2.35% New
38 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 290,360290.4k $13.2m $13.2m 0.00% Reduced -2.1k -2,147
39 FMR LLC 0.00% of their portfolio BOSTON, MA 290,098290.1k $13.2m $13.2m 0.00% Reduced -758.7k -758,736
40 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.26% of their portfolio CHICAGO, IL 275,000275.0k $12.5m $12.5m 0.26% Not comparable
41 Legal & General Group Plc 0.00% of their portfolio London, X0 256,728256.7k $11.7m $11.7m 0.00% Added +195.9k +195,863
42 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 252,738252.7k $11.5m $11.5m 0.04% New
43 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.88% of their portfolio CHICAGO, IL 250,000250.0k $11.3m $11.3m 0.88% Added +203.0k +202,990
44 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 249,581249.6k $11.3m $11.3m 0.02% Added +216.6k +216,578
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 234,524234.5k $10.6m $10.6m 0.00% Added +27.5k +27,492
46 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 231,740231.7k $10.5m $10.5m 0.01% Added +66.6k +66,581
47 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 227,596227.6k $10.3m $10.3m 0.01% Reduced -40.5k -40,538
48 PEAK6 Investments LLC 0.87% of their portfolio CHICAGO, IL 225,447225.4k $10.2m $10.2m 0.87% New
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 209,151209.2k $9.5m $9.5m 0.01% New
50 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 199,785199.8k $9.1m $9.1m 0.01% New
51 SEGALL BRYANT & HAMILL, LLC 0.09% of their portfolio CHICAGO, IL 194,695194.7k $8.8m $8.8m 0.09% Reduced -322 -322
52 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 185,090185.1k $8.5m $8.5m 0.00% Added +125.8k +125,773
53 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 183,005183.0k $8.3m $8.3m 0.00% Reduced -1.7k -1,745
54 TUDOR INVESTMENT CORP ET AL 0.13% of their portfolio STAMFORD, CT 179,529179.5k $8.2m $8.2m 0.13% Added +166.9k +166,943
55 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 165,110165.1k $7.5m $7.5m 0.01% Added +11.5k +11,490
56 Assenagon Asset Management S.A. 0.03% of their portfolio SENNINGERBERG, N4 158,274158.3k $7.2m $7.2m 0.03% Reduced -1.3m -1,309,893
57 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 155,097155.1k $7.0m $7.0m 0.00% Reduced -5.2k -5,172
58 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 143,263143.3k $6.5m $6.5m 0.00% Added +38.2k +38,246
59 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 138,422138.4k $6.3m $6.3m 0.01% Added +107.9k +107,919
60 Swiss National Bank 0.00% of their portfolio ZURICH, V8 127,500127.5k $5.8m $5.8m 0.00% Reduced -4.6k -4,600
61 Madison Asset Management, LLC 0.06% of their portfolio MADISON, WI 96,11496.1k $4.4m $4.4m 0.06% Added +19.2k +19,216
62 CROSSLINK CAPITAL INC 0.70% of their portfolio MENLO PARK, CA 93,63793.6k $4.3m $4.3m 0.70% New
63 CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio BOSTON, MA 91,75291.8k $4.2m $4.2m 0.04% Added +1.1k +1,142
64 Trexquant Investment LP 0.10% of their portfolio STAMFORD, CT 87,88087.9k $4.0m $4.0m 0.10% Added +15.7k +15,729
65 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 87,08587.1k $4.0m $4.0m 0.00% Added +12.5k +12,453
66 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 86,42186.4k $3.9m $3.9m 0.01% Added +32.4k +32,419
67 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 83,40883.4k $3.8m $3.8m 0.00% Reduced -7.6k -7,611
68 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,77481.8k $3.7m $3.7m 0.00% Reduced -287.3k -287,289
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,28581.3k $3.7m $3.7m 0.00% Added +47.9k +47,935
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 74,16274.2k $3.4m $3.4m 0.00% Reduced -63.9k -63,949
71 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 72,07572.1k $3.3m $3.3m 0.00% Reduced -4.2k -4,169
72 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 71,11971.1k $3.2m $3.2m 0.01% Reduced -3.5k -3,488
73 Taylor Frigon Capital Management LLC 1.55% of their portfolio SCOTTSDALE, AZ 69,94869.9k $3.2m $3.2m 1.55% Added +19.2k +19,170
74 Whetstone Capital Advisors, LLC 1.73% of their portfolio SHAWNEE MISSION, KS 68,38668.4k $3.1m $3.1m 1.73% New
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 67,49667.5k $3.1m $3.1m 0.00% Added +58.6k +58,626
76 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 64,77864.8k $2.9m $2.9m 0.01% Reduced -2.4k -2,435
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 62,45262.5k $2.8m $2.8m 0.00% Reduced -179.0k -179,033
78 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 61,52661.5k $2.8m $2.8m 0.01% Added +24.6k +24,637
79 NEEDHAM INVESTMENT MANAGEMENT LLC 0.45% of their portfolio NEW YORK, NY 60,50060.5k $2.7m $2.7m 0.45% Added +54.5k +54,500
80 180 WEALTH ADVISORS, LLC 0.60% of their portfolio FEDERAL WAY, WA 60,11360.1k $2.7m $2.7m 0.60% Added +3.4k +3,394
81 OBERWEIS ASSET MANAGEMENT INC/ 0.31% of their portfolio LISLE, IL 56,35056.4k $2.6m $2.6m 0.31% Unchanged
82 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 53,89253.9k $2.4m $2.4m 0.01% Reduced -105.7k -105,744
83 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 53,57853.6k $2.4m $2.4m 0.00% Added +32.3k +32,329
84 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 53,52853.5k $2.4m $2.4m 0.00% Added +1.4k +1,377
85 Carlson Capital, L.P. 0.21% of their portfolio DALLAS, TX 53,30053.3k $2.4m $2.4m 0.21% New
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,26953.3k $2.4m $2.4m 0.00% Reduced -6.4k -6,359
87 CFO4Life Group, LLC 0.52% of their portfolio COPPELL, TX 52,89052.9k $2.4m $2.4m 0.52% Reduced -15 -15
88 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 50,62850.6k $2.3m $2.3m 0.05% Reduced -1.2k -1,163
89 GROUP ONE TRADING LLC 0.10% of their portfolio CHICAGO, IL 50,32150.3k $2.3m $2.3m 0.10% Added +45.3k +45,286
90 Washington Harbour Partners LP 4.43% of their portfolio ARLINGTON, VA 48,93148.9k $2.2m $2.2m 4.43% Reduced -42.2k -42,200
91 272 Capital LP 0.80% of their portfolio DALLAS, TX 47,90047.9k $2.2m $2.2m 0.80% New
92 NOMURA HOLDINGS INC 0.02% of their portfolio TOKYO, M0 45,98446.0k $2.1m $2.1m 0.02% Added +41.6k +41,584
93 Left Brain Wealth Management, LLC 1.21% of their portfolio NAPERVILLE, IL 43,68943.7k $2.0m $2.0m 1.21% Reduced -3.2k -3,210
94 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 43,52943.5k $2.0m $2.0m 0.00% Added +7.1k +7,064
95 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 40,40040.4k $1.8m $1.8m 0.00% Reduced -415.5k -415,452
96 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 39,22839.2k $1.8m $1.8m 0.02% New
97 WESTPAC BANKING CORP 0.12% of their portfolio SYDNEY, C3 37,10037.1k $1.7m $1.7m 0.12% Added +11.0k +11,000
98 Jump Financial, LLC 0.06% of their portfolio Chicago, IL 37,01937.0k $1.7m $1.7m 0.06% Reduced -51.4k -51,415
99 Bullseye Asset Management LLC 0.83% of their portfolio DENVER, CO 36,40936.4k $1.7m $1.7m 0.83% Unchanged
100 Maxi Investments CY Ltd 1.15% of their portfolio LIMASSOL, G4 35,45035.5k $1.6m $1.6m 1.15% Unchanged