ALTIMMUNE INC ALT
COM NEW · Common Stock · CUSIP 02155H200 · ISIN US02155H2004
American biopharmaceutical company
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersGaithersburg, MD
- Founded1997
- Websitealtimmune.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 52.7m as of 2023-08-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.53. Options: 10 managers hold calls ($2.0m notional), 8 hold puts ($997.4k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 122 |
| Q4 2022 | 129 |
| Q1 2023 | 134 |
| Q2 2023 | 120 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 72 | 65 |
| Q1 2023 | 89 | 62 |
| Q2 2023 | 68 | 75 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $50.0m | $19.7m | 0.39 |
| Q4 2022 | $60.0m | $7.3m | 0.12 |
| Q1 2023 | $26.5m | $14.9m | 0.56 |
| Q2 2023 | $2.0m | $997.4k | 0.49 |
Biggest buyers
| BlackRock Inc. | Added | +2.3m |
| VANGUARD GROUP INC | Added | +768.3k |
| D. E. Shaw & Co., Inc. | New | +504.2k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +487.5k |
| MARSHALL WACE, LLP | Added | +462.2k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +382.4k |
| Walleye Capital LLC | Added | +372.5k |
| MORGAN STANLEY | Added | +295.1k |
| NORTHERN TRUST CORP | Added | +280.4k |
| NOMURA HOLDINGS INC | Added | +249.9k |
Biggest sellers
| STATE STREET CORP | Reduced | -4.2m |
| CITADEL ADVISORS LLC | Reduced | -1.7m |
| Laurion Capital Management LP | Reduced | -1.7m |
| GOLDMAN SACHS GROUP INC | Reduced | -681.9k |
| Ikarian Capital, LLC | Sold out | -677.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -617.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -564.5k |
| Tri Locum Partners LP | Sold out | -528.8k |
| Rafferty Asset Management, LLC | Sold out | -516.6k |
| SECTORAL ASSET MANAGEMENT INC | Sold out | -479.1k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $590.2k167.2k shares |
| DCF Advisers, LLC | Unchanged | $473.0k134.0k shares |
| CITADEL ADVISORS LLC | Reduced | $365.4k103.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $347.0k98.3k shares |
| WOLVERINE TRADING, LLC | Reduced | $165.6k47.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $49.0k13.9k shares |
| JANE STREET GROUP, LLC | Reduced | $44.1k12.5k shares |
| Walleye Trading LLC | Unchanged | $353100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | Reduced | $03.1k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $298.6k84.6k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $278.2k78.8k shares |
| SIMPLEX TRADING, LLC | Reduced | $136.0k38.6k shares |
| GROUP ONE TRADING LLC | Reduced | $125.7k35.6k shares |
| JANE STREET GROUP, LLC | Reduced | $109.4k31.0k shares |
| WOLVERINE TRADING, LLC | Reduced | $45.5k13.0k shares |
| Cutler Group LLC / CA | Reduced | $4.0k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Deep Track Capital, LP 13G · passive investor new · filed 2026-04-30 | 10.0% |
| TCG Crossover GP II, LLC 13G · passive investor new · filed 2026-05-01 | 9.8% |
| BlackRock, Inc. 13G · institution -1.1 pts · filed 2025-07-16 | 7.6% |
| VIKING GLOBAL INVESTORS LP 13G · passive investor new · filed 2026-05-01 | 6.7% |
| RA CAPITAL MANAGEMENT, L.P. 13G · passive investor new · filed 2026-05-01 | 6.5% |
| STATE STREET CORP 13G · institution new · filed 2026-05-12 | 5.5% |
Fell to 5% or below in the last year: TANG CAPITAL MANAGEMENT LLC (0.3%, 2026-05-15), VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 1 | $225.6k | — |
| Q2 2022 | 1 | $13.4k | 2 | $720.7k | — |
| Q3 2022 | 0 | — | 3 | $1.1m | — |
| Q4 2022 | 0 | — | 1 | $300.2k | — |
| Q1 2023 | 3 | $123.7k | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 3.7m $12.9m | Added +2.3m |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 3.5m $12.2m | Added +190.9k |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.3m $11.7m | Added +768.3k |
| TANG CAPITAL MANAGEMENT LLC 1.43% of their portfolio | 2.8m $9.7m | Unchanged |
| MARSHALL WACE, LLP 0.02% of their portfolio | 2.1m $7.3m | Added +462.2k |
| Laurion Capital Management LP 0.28% of their portfolio | 1.8m $6.5m | Reduced -1.7m |
| Avidity Partners Management LP 0.14% of their portfolio | 1.2m $4.1m | Reduced -141.1k |
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $3.8m | Added +295.1k |
| ARDSLEY ADVISORY PARTNERS LP 0.83% of their portfolio | 1.0m $3.7m | Reduced -405.2k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 986.8k $3.5m | Reduced -57.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 969.9k $3.4m | Added +487.5k |
| TWO SIGMA ADVISERS, LP 0.01% of their portfolio | 957.8k $3.4m | Added +6.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 942.1k $3.3m | Reduced -126.7k |
| Qube Research & Technologies Ltd 0.01% of their portfolio | 910.2k $3.2m | Added +227.6k |
| STATE STREET CORP 0.00% of their portfolio | 804.1k $2.8m | Reduced -4.2m |
| Balyasny Asset Management L.P. 0.01% of their portfolio | 699.5k $2.5m | Added +208.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 658.7k $2.3m | Added +382.4k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 504.2k $1.8m | New |
| SPHERA FUNDS MANAGEMENT LTD. 0.38% of their portfolio | 500.0k $1.8m | Added +200.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 422.4k $1.5m | Added +280.4k |
| Walleye Capital LLC 0.03% of their portfolio | 419.8k $1.5m | Added +372.5k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 330.8k $1.2m | Reduced -1.7m |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 326.8k $1.2m | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 290.3k $1.0m | Added +107.5k |
| NOMURA HOLDINGS INC 0.01% of their portfolio | 273.1k $964.0k | Added +249.9k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 256.3k $904.5k | Reduced -310.2k |
| Beirne Wealth Consulting Services, LLC 0.70% of their portfolio | 249.4k $880.5k | Unchanged |
| Rock Springs Capital Management LP 0.02% of their portfolio | 223.3k $788.1k | Unchanged |
| DARK FOREST CAPITAL MANAGEMENT LP 0.07% of their portfolio | 203.1k $717.1k | Added +159.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 194.1k $685.3k | Added +135.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 179.0k $631.9k | Reduced -617.7k |
| GSA CAPITAL PARTNERS LLP 0.06% of their portfolio | 176.2k $622.0k | Reduced -239.7k |
| Knoll Capital Management, LLC 0.75% of their portfolio | 173.9k $613.7k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 173.2k $611.3k | Reduced -681.9k |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 166.4k $587.3k | Added +87.8k |
| Cubist Systematic Strategies, LLC 0.01% of their portfolio | 148.4k $523.9k | Added +48.9k |
| Graham Capital Management, L.P. 0.02% of their portfolio | 143.4k $506.3k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 139.9k $493.9k | Reduced -74.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 133.4k $470.9k | Added +113.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 131.7k $464.9k | New |
| DCF Advisers, LLC 0.29% of their portfolio | 120.0k $423.5k | Added +43.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 114.2k $403.1k | Added +38.1k |
| BARCLAYS PLC 0.00% of their portfolio | 111.4k $393.2k | Reduced -115.5k |
| GROUP ONE TRADING LLC 0.02% of their portfolio | 110.2k $389.0k | Reduced -8.9k |
| SILVERCREST ASSET MANAGEMENT GROUP LLC 0.00% of their portfolio | 103.5k $365.4k | Unchanged |
| ORBIMED ADVISORS LLC 0.01% of their portfolio | 100.0k $353.0k | Added +49.4k |
| PLATINUM INVESTMENT MANAGEMENT LTD 0.01% of their portfolio | 95.1k $335.6k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 81.7k $288.3k | Reduced -564.5k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 75.1k $265.0k | New |
| Tekla Capital Management LLC 0.01% of their portfolio | 75.0k $264.8k | Unchanged |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 68.1k $240.4k | Reduced -206.3k |
| Dana Investment Advisors, Inc. 0.01% of their portfolio | 58.7k $207.4k | Added +1.1k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 48.3k $170.0k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 47.1k $166.4k | New |
| Corton Capital Inc. 0.07% of their portfolio | 41.1k $145.1k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.1k $131.0k | Added +6.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 36.2k $127.9k | Reduced -53.5k |
| ALPS ADVISORS INC 0.00% of their portfolio | 36.2k $127.9k | Added +3.8k |
| Walleye Trading LLC 0.01% of their portfolio | 36.2k $127.9k | Reduced -6.9k |
| Man Group plc 0.00% of their portfolio | 32.7k $115.5k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 31.0k $109.4k | Added +8.0k |
| Bayesian Capital Management, LP 0.01% of their portfolio | 30.2k $106.5k | Added +1.5k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 28.2k $99.6k | Added +7.4k |
| Invesco Ltd. 0.00% of their portfolio | 28.1k $99.1k | New |
| Engineers Gate Manager LP 0.00% of their portfolio | 27.5k $97.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 26.8k $94.5k | Added +6.7k |
| SG Americas Securities, LLC 0.00% of their portfolio | 26.4k $93.0k | Added +11.2k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 26.3k $92.9k | New |
| EWG Elevate Inc. 0.04% of their portfolio | 26.0k $91.8k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 25.6k $91.0k | Added +5.8k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 24.1k $85.1k | New |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 23.8k $84.0k | New |
| AVIVA PLC 0.00% of their portfolio | 23.0k $81.0k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 22.8k $81.0k | Added +674 |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 22.5k $79.4k | New |
| Jump Financial, LLC 0.00% of their portfolio | 21.2k $75.0k | Reduced -267.5k |
| Delphia (USA) Inc. 0.12% of their portfolio | 21.2k $74.9k | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 20.6k $72.6k | New |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 19.8k $70.0k | New |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 19.6k $69.3k | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 19.2k $81.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 19.0k $66.0k | Added +7.3k |
| UBS Group AG 0.00% of their portfolio | 18.6k $65.5k | Reduced -143.6k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 18.0k $63.5k | Reduced -26.2k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 16.4k $58.0k | Reduced -26.7k |
| CITIGROUP INC 0.00% of their portfolio | 15.7k $55.4k | Reduced -396.9k |
| Dynamic Technology Lab Private Ltd 0.01% of their portfolio | 14.6k $51.0k | Reduced -27.8k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 14.0k $49.5k | New |
| Point72 Middle East FZE 0.00% of their portfolio | 12.1k $42.7k | Added +3.8k |
| PITCAIRN CO 0.00% of their portfolio | 12.0k $42.2k | Reduced -4.3k |
| WealthPLAN Partners, LLC 0.01% of their portfolio | 11.9k $42.1k | Unchanged |
| Aigen Investment Management, LP 0.01% of their portfolio | 11.7k $41.3k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 11.7k $41.1k | Reduced -1.0k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 11.6k $41.0k | Reduced -327.6k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 11.2k $39.4k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 10.6k $36.9k | New |
| Eagle Ridge Investment Management 0.00% of their portfolio | 10.4k $36.6k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 7.8k $27.6k | Added +3.4k |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 6.1k $21.5k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 4.8k $17.0k | New |