ALSET CAPITAL ACQUISITION CO
*W EXP 01/31/202 · CUSIP 02115M117
27
institutional holders
+1 vs Q2 2023
4.4m
shares reported held*
$4.0mreported value*
5 new
3 added
1 reduced
4 sold out
net bought ≈ $11.4k (+326.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.91.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 20 |
| Q4 2022 | 22 |
| Q1 2023 | 24 |
| Q2 2023 | 26 |
| Q3 2023 | 27 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 2 | 2 |
| Q1 2023 | 4 | 4 |
| Q2 2023 | 4 | 5 |
| Q3 2023 | 8 | 5 |
Biggest buyers
| COWEN AND COMPANY, LLC | Added | +744.6k |
| Hudson Bay Capital Management LP | Added | +341.8k |
| CLEAR STREET LLC | Added | +186.2k |
| Walleye Capital LLC | New | +42.4k |
| Walleye Trading LLC | New | +23.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +23.0k |
| TWO SIGMA SECURITIES, LLC | New | +15.9k |
| UBS Group AG | New | +96 |
Biggest sellers
| MANGROVE PARTNERS IM, LLC | Sold out | -718.6k |
| Ionic Capital Management LLC | Sold out | -277.0k |
| AQR Arbitrage LLC | Reduced | -22.0k |
| CVI Holdings, LLC | Sold out | -20.0k |
| CITADEL ADVISORS LLC | Sold out | -13.9k |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| COWEN AND COMPANY, LLC 0.00% of their portfolio | 882.2k $28.8k | Added +744.6k |
| Hudson Bay Capital Management LP 0.00% of their portfolio | 683.5k $40.3k | Added +341.8k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.12% of their portfolio | 362.5k $3.8m | Unchanged |
| ATW SPAC MANAGEMENT LLC 0.02% of their portfolio | 362.5k $11.8k | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 347.3k $11.3k | Added +186.2k |
| FIFTH LANE CAPITAL, LP 0.01% of their portfolio | 220.7k $13.0k | Unchanged |
| Yakira Capital Management, Inc. 0.00% of their portfolio | 175.0k $5.7k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 156.8k $9.2k | Reduced -22.0k |
| Saba Capital Management, L.P. 0.00% of their portfolio | 150.8k $4.9k | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 142.0k $4.6k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 123.7k $4.0k | Unchanged |
| Periscope Capital Inc. 0.00% of their portfolio | 122.4k $4.0k | Unchanged |
| MMCAP International Inc. SPC 0.00% of their portfolio | 97.5k $3.2k | Unchanged |
| Aristides Capital LLC 0.00% of their portfolio | 73.7k $2.4k | Unchanged |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 72.5k $2.4k | Unchanged |
| SkyView Investment Advisors, LLC 0.00% of their portfolio | 72.5k $2.0k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 59.3k $1.9k | Unchanged |
| Context Capital Management, LLC 0.00% of their portfolio | 50.0k $2.0k | Unchanged |
| Ayrton Capital LLC 0.01% of their portfolio | 50.0k $1.6k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 42.4k $1.4k | New |
| Meteora Capital, LLC 0.00% of their portfolio | 25.0k $815 | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 23.9k $778 | New |
| Bulldog Investors, LLP 0.00% of their portfolio | 23.8k $774 | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 23.0k $1.4k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 15.9k $519 | New |
| UBS Group AG 0.00% of their portfolio | 96 $3 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |