Vault-13

ALSET CAPITAL ACQUISITION CO

CLASS A COM · CUSIP 02115M109

17 institutional holders -19 vs Q1 2023
1,920,1511.9m shares reported held*
$20.4mreported value*
8 new 3 added 3 reduced 27 sold out net sold ≈ $73.2m (-7.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.64.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 34Q1 23: 36Q2 23: 1717Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202228
Q4 202234
Q1 202336
Q2 202317

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 10 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 30 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022105
Q1 2023138
Q2 20231130

Biggest buyers

Yakira Capital Management, Inc. New +350,000+350.0k
SkyView Investment Advisors, LLC New +145,000+145.0k
MIZUHO SECURITIES USA LLC New +138,000+138.0k
BERKLEY W R CORP New +69,505+69.5k
Crystalline Management Inc. New +60,365+60.4k
FIR TREE CAPITAL MANAGEMENT LP Added +38,963+39.0k
BCK CAPITAL MANAGEMENT LP New +37,134+37.1k
CLEAR STREET LLC Added +19,577+19.6k
Walleye Capital LLC New +16,000+16.0k
WOLVERINE ASSET MANAGEMENT LLC Added +437+437

Biggest sellers

Hudson Bay Capital Management LP Sold out -1,845,192-1.8m
OAKTREE CAPITAL MANAGEMENT LP Sold out -735,000-735.0k
ATW SPAC MANAGEMENT LLC Sold out -725,000-725.0k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -725,000-725.0k
Shaolin Capital Management LLC Reduced -642,500-642.5k
Saba Capital Management, L.P. Sold out -521,716-521.7k
AQR Arbitrage LLC Reduced -396,005-396.0k
WHITEBOX ADVISORS LLC Sold out -284,000-284.0k
K2 PRINCIPAL FUND, L.P. Sold out -264,831-264.8k
RPO LLC Sold out -199,503-199.5k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Yakira Capital Management, Inc. 0.97% of their portfolio Westport, CT 350,000350.0k $3.7m $3.7m 0.97% New
2 WOLVERINE ASSET MANAGEMENT LLC 0.04% of their portfolio CHICAGO, IL 207,258207.3k $2.3m $2.3m 0.04% Added +437 +437
3 AQR Arbitrage LLC 0.09% of their portfolio Greenwich, CT 199,822199.8k $2.2m $2.2m 0.09% Reduced -396.0k -396,005
4 Shaolin Capital Management LLC 0.19% of their portfolio Miami, FL 190,000190.0k $2.1m $2.1m 0.19% Reduced -642.5k -642,500
5 FIR TREE CAPITAL MANAGEMENT LP 0.19% of their portfolio New York, NY 188,963189.0k $2.0m $2.0m 0.19% Added +39.0k +38,963
6 SkyView Investment Advisors, LLC 0.38% of their portfolio SHREWSBURY, NJ 145,000145.0k $1.5m $1.5m 0.38% New
7 MIZUHO SECURITIES USA LLC 0.05% of their portfolio NEW YORK, NY 138,000138.0k $1.4m $1.4m 0.05% New
8 CLEAR STREET LLC 0.03% of their portfolio NEW YORK, NY 114,422114.4k $1.2m $1.2m 0.03% Added +19.6k +19,577
9 KIM, LLC 0.09% of their portfolio WICHITA, KS 100,000100.0k $1.0m $1.0m 0.09% Reduced -80.0k -80,000
10 CAAS CAPITAL MANAGEMENT LP 0.41% of their portfolio NEW YORK, NY 78,50078.5k $855.6k $855.6k 0.41% Unchanged
11 BERKLEY W R CORP 0.04% of their portfolio Greenwich, CT 69,50569.5k $721.5k $721.5k 0.04% New
12 Crystalline Management Inc. 0.45% of their portfolio Montreal, Quebec, Z4 60,36560.4k $632.9k $632.9k 0.45% New
13 BCK CAPITAL MANAGEMENT LP 0.31% of their portfolio STAMFORD, CT 37,13437.1k $404.8k $404.8k 0.31% New
14 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 25,00025.0k $259.5k $259.5k 0.01% Unchanged
15 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 16,00016.0k $174.4k $174.4k 0.00% New
16 PenderFund Capital Management Ltd. 0.00% of their portfolio VANCOUVER, A1 182182 $3 $3 0.00% New
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged