Vault-13

ALPHA TEKNOVA INC TKNO

COM · Common Stock · CUSIP 02080L102

54 institutional holders
6,386,6366.4m shares reported held*
22.7% of all shares outstanding*
$21.3mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 28.1m as of 2022-11-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.34.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 20: 0 buyingQ4 20: 0 sellingQ1 21: 0 buyingQ1 21: 0 sellingQ1 21Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 3 buyingQ2 22: 0 sellingQ3 22: 4 buyingQ3 22: 0 sellingQ3 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20200—0——
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20223$117.1k0——
Q3 20224$237.7k0——
DateInsiderTradeSharesPrice ValueTheir holding
2022-09-01 Lowell Matthew Chief Financial Officer Bought 10,000 $4.61 $46.1k10.0k shares +100%
2022-08-24 MACKOWSKI J MATTHEW Director · by Daughter Bought 5,000 $4.98 $24.9k5.0k shares new
2022-08-24 MACKOWSKI J MATTHEW Director · by Son Bought 5,000 $4.97 $24.9k5.0k shares new
2022-08-16 Grossman Paul David Director Bought 4,386 $5.62 $24.6k4.4k shares +91%
2022-08-15 Gunstream Stephen President and CEO, director Bought 18,000 $5.13 $92.3k18.0k shares new
2022-08-15 Grossman Paul David Director Bought 4,826 $5.15 $24.9k4.8k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,250,6761.3m $4.2m $4.2m 0.01% —
2 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 781,343781.3k $2.6m $2.6m 0.00% —
3 Redmile Group, LLC 0.07% of their portfolio LARKSPUR, CA 558,099558.1k $1.9m $1.9m 0.07% —
4 BlackRock Inc. 0.00% of their portfolio New York, NY 412,440412.4k $1.4m $1.4m 0.00% —
5 Stephens Investment Management Group LLC 0.02% of their portfolio LITTLE ROCK, AR 359,552359.6k $1.2m $1.2m 0.02% —
6 PLATINUM INVESTMENT MANAGEMENT LTD 0.05% of their portfolio SYDNEY AUSTRALIA 2000, C3 337,391337.4k $1.1m $1.1m 0.05% —
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 311,988312.0k $1.0m $1.0m 0.00% —
8 Parian Global Management LP 3.15% of their portfolio POUND RIDGE, NY 290,000290.0k $969.0k $969.0k 3.15% —
9 Premier Fund Managers Ltd 0.07% of their portfolio GUILDFORD, X0 265,934265.9k $906.0k $906.0k 0.07% —
10 Ranger Investment Management, L.P. 0.05% of their portfolio DALLAS, TX 202,692202.7k $677.0k $677.0k 0.05% —
11 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 196,463196.5k $655.0k $655.0k 0.00% —
12 Conestoga Capital Advisors, LLC 0.01% of their portfolio WAYNE, PA 196,149196.1k $655.0k $655.0k 0.01% —
13 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 160,230160.2k $535.0k $535.0k 0.00% —
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 126,660126.7k $423.0k $423.0k 0.00% —
15 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 123,462123.5k $412.0k $412.0k 0.00% —
16 Parkman Healthcare Partners LLC 0.12% of their portfolio STAMFORD, CT 121,424121.4k $406.0k $406.0k 0.12% —
17 AWM Investment Company, Inc. 0.06% of their portfolio NEW YORK, NY 120,000120.0k $401.0k $401.0k 0.06% —
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 109,309109.3k $365.0k $365.0k 0.00% —
19 Grandeur Peak Global Advisors, LLC 0.02% of their portfolio SALT LAKE CITY, UT 105,814105.8k $353.0k $353.0k 0.02% —
20 FRED ALGER MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 61,06161.1k $204.0k $204.0k 0.00% —
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 53,24053.2k $178.0k $178.0k 0.00% —
22 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 32,30032.3k $108.0k $108.0k 0.00% —
23 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 29,66329.7k $99.1k $99.1k 0.00% —
24 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 27,11127.1k $91.0k $91.0k 0.00% —
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 16,33916.3k $55.0k $55.0k 0.00% —
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,94915.9k $53.0k $53.0k 0.00% —
27 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 15,39015.4k $51.0k $51.0k 0.00% —
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,11013.1k $44.0k $44.0k 0.00% —
29 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 12,15412.2k $40.0k $40.0k 0.00% —
30 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 10,84610.8k $36.0k $36.0k 0.00% —
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,74110.7k $36.0k $36.0k 0.00% —
32 Alpha Paradigm Partners, LLC 0.01% of their portfolio CHICAGO, IL 9,2659.3k $31.0k $31.0k 0.01% —
33 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 8,3008.3k $27.0k $27.0k 0.00% —
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,0618.1k $27.0k $27.0k 0.00% —
35 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 6,9807.0k $23.0k $23.0k 0.00% —
36 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 5,6575.7k $19.0k $19.0k 0.00% —
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,3485.3k $18.0k $18.0k 0.00% —
38 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 2,9843.0k $10.0k $10.0k 0.00% —
39 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,8832.9k $10.0k $10.0k 0.00% —
40 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,7122.7k $9.1k $9.1k 0.00% —
41 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 2,4812.5k $8.0k $8.0k 0.00% —
42 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,3411.3k $4.0k $4.0k 0.00% —
43 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 824824 $3.0k $3.0k 0.00% —
44 Legal & General Group Plc 0.00% of their portfolio London, X0 557557 $2.0k $2.0k 0.00% —
45 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 534534 $1.0k $1.0k 0.00% —
46 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 427427 $1.0k $1.0k 0.00% —
47 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 263263 $1.0k $1.0k 0.00% —
48 FMR LLC 0.00% of their portfolio BOSTON, MA 205205 $1.0k $1.0k 0.00% —
49 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 8282 $0 $0 0.00% —
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7676 $0 $0 0.00% —
51 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6565 $0 $0 0.00% —
52 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 3535 $0 $0 0.00% —
53 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 2626 $0 $0 0.00% —
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —