Vault-13

EA SERIES TRUST DRLL

STRIVE US ENERGY · ETP · CUSIP 02072L722

109 institutional holders +0 vs Q2 2023
1,226,8661.2m shares reported held*
$37.1mreported value*
6 new 34 added 19 reduced 6 sold out net bought ≈ $1.4m (+47.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.21.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 73Q4 22: 106Q1 23: 109Q2 23: 109Q3 23: 109109Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202273
Q4 2022106
Q1 2023109
Q2 2023109
Q3 2023109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 63 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 40 bought or addedQ3 23: 25 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226313
Q1 20234921
Q2 20234419
Q3 20234025

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $126.6kQ4 22 puts: $32.4kQ4 22P/C 0.26Q1 23 calls: $239.1kQ1 23 puts: $125.1kQ1 23P/C 0.52Q2 23 calls: $156.0kQ2 23 puts: $95.8kQ2 23P/C 0.61Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$126.6k$32.4k0.26
Q1 2023$239.1k$125.1k0.52
Q2 2023$156.0k$95.8k0.61
Q3 2023$0$0—

Biggest buyers

Cetera Advisor Networks LLC Added +71,835+71.8k
Visionary Wealth Advisors Added +22,258+22.3k
FINANCIAL MANAGEMENT NETWORK INC Added +18,161+18.2k
Cambridge Investment Research Advisors, Inc. Added +15,261+15.3k
Pacific Capital Wealth Advisors, Inc. New +12,349+12.3k
Brookstone Capital Management New +9,973+10.0k
STIFEL FINANCIAL CORP Added +8,450+8.4k
Raymond James Financial Services Advisors, Inc. Added +7,046+7.0k
OSAIC HOLDINGS, INC. Added +6,990+7.0k
ROYAL BANK OF CANADA Added +5,499+5.5k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -59,209-59.2k
CITADEL ADVISORS LLC Sold out -25,122-25.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,004-20.0k
CIBC Private Wealth Group LLC Reduced -17,133-17.1k
UBS Group AG Reduced -9,143-9.1k
GOLDMAN SACHS GROUP INC Reduced -8,209-8.2k
AVANTAX ADVISORY SERVICES, INC. Reduced -6,004-6.0k
Kestra Advisory Services, LLC Reduced -4,906-4.9k
IFP Advisors, Inc Reduced -2,084-2.1k
ARMSTRONG ADVISORY GROUP, INC Reduced -1,204-1.2k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 135,875135.9k $4.1m $4.1m 0.03% Added +71.8k +71,835
2 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 100,493100.5k $3.0m $3.0m 0.01% Added +7.0k +7,046
3 FINANCIAL MANAGEMENT NETWORK INC 0.78% of their portfolio MISSION VIEJO, CA 82,36582.4k $2.3m $2.3m 0.78% Added +18.2k +18,161
4 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 79,05979.1k $2.4m $2.4m 0.00% Added +8.4k +8,450
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,07877.1k $2.3m $2.3m 0.00% Added +5.5k +5,499
6 Visionary Wealth Advisors 0.18% of their portfolio O'FALLON, IL 74,68974.7k $2.2m $2.2m 0.18% Added +22.3k +22,258
7 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,62561.6k $1.9m $1.9m 0.01% Added +15.3k +15,261
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,72450.7k $1.5m $1.5m 0.00% Added +9 +9
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,24246.2k $1.4m $1.4m 0.00% Added +7.0k +6,990
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,36743.4k $1.3m $1.3m 0.00% Reduced -59.2k -59,209
11 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,73940.7k $1.2m $1.2m 0.01% Reduced -4.9k -4,906
12 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 39,85639.9k $1.2m $1.2m 0.00% Unchanged
13 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 31,70931.7k $953.8k $953.8k 0.02% Added +835 +835
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,20327.2k $818.3k $818.3k 0.00% Added +2.9k +2,932
15 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 19,89719.9k $598.5k $598.5k 0.00% Unchanged
16 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 17,13317.1k $515.4k $515.4k 0.00% Reduced -17.1k -17,133
17 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,54915.5k $467.7k $467.7k 0.00% Added +23 +23
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,40914.4k $433.0k $433.0k 0.00% Added +4.0k +3,959
19 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 14,00014.0k $421.1k $421.1k 0.01% Unchanged
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,49313.5k $405.9k $405.9k 0.00% Unchanged
21 Column Capital Advisors, LLC 0.06% of their portfolio INDIANAPOLIS, IN 13,42513.4k $403.8k $403.8k 0.06% Added +3.7k +3,725
22 Vigilare Wealth Management 0.25% of their portfolio SCOTTSDALE, AZ 13,16213.2k $395.9k $395.9k 0.25% Added +45 +45
23 Ethos Financial Group, LLC 0.10% of their portfolio KING OF PRUSSIA, PA 12,68012.7k $381.4k $381.4k 0.10% Reduced -386 -386
24 Pacific Capital Wealth Advisors, Inc. 0.10% of their portfolio CORONA, CA 12,34912.3k $371.5k $371.5k 0.10% New
25 Advance Capital Management, Inc. 0.03% of their portfolio SOUTHFIELD, MI 11,31611.3k $340.4k $340.4k 0.03% Unchanged
26 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 10,68210.7k $321.3k $321.3k 0.02% Reduced -292 -292
27 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,66410.7k $320.8k $320.8k 0.00% Reduced -6.0k -6,004
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,17510.2k $306.1k $306.1k 0.00% Added +3.5k +3,460
29 Covey Capital Advisors, LLC 0.43% of their portfolio Atlanta, GA 10,00010.0k $300.8k $300.8k 0.43% Unchanged
30 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 9,97310.0k $304.9k $304.9k 0.01% New
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,9099.9k $298.1k $298.1k 0.00% Reduced -8.2k -8,209
32 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 9,5009.5k $285.8k $285.8k 0.00% Unchanged
33 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 9,1459.1k $275.1k $275.1k 0.02% Added +40 +40
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,0069.0k $270.9k $270.9k 0.00% Reduced -9.1k -9,143
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,9799.0k $270.0k $270.0k 0.00% Added +988 +988
36 Leverty Financial Group, LLC 0.17% of their portfolio HUDSON, WI 7,9928.0k $240.4k $240.4k 0.17% Reduced -374 -374
37 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,8257.8k $235.0k $235.0k 0.00% Reduced -164 -164
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,8017.8k $234.7k $234.7k 0.00% Reduced -441 -441
39 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,4266.4k $193.3k $193.3k 0.00% Added +2.3k +2,300
40 Rain Capital Management, LLC 0.18% of their portfolio LAKE OSWEGO, OR 5,9796.0k $179.8k $179.8k 0.18% Added +44 +44
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,7533.8k $112.9k $112.9k 0.00% Added +480 +480
42 Indiana Trust & Investment Management Co 0.05% of their portfolio MISHAWAKA, IN 3,3303.3k $100.2k $100.2k 0.05% New
43 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,1503.1k $94.8k $94.8k 0.00% Added +1.1k +1,150
44 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,0593.1k $92.0k $92.0k 0.00% Unchanged
45 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,0213.0k $90.9k $90.9k 0.00% Added +918 +918
46 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,8452.8k $85.6k $85.6k 0.00% Added +7 +7
47 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,6262.6k $79.0k $79.0k 0.00% Unchanged
48 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 2,1332.1k $64.2k $64.2k 0.00% Added +16 +16
49 Nemes Rush Group LLC 0.01% of their portfolio NOVI, MI 2,0002.0k $60.2k $60.2k 0.01% Unchanged
50 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,9041.9k $57.3k $57.3k 0.00% Reduced -2.1k -2,084
51 Hartford Financial Management Inc. 0.01% of their portfolio WEST HARTFORD, CT 1,8201.8k $54.7k $54.7k 0.01% Unchanged
52 Pathway Financial Advisers, LLC 0.02% of their portfolio AUBURN, IN 1,7581.8k $52.9k $52.9k 0.02% First filing
53 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,5001.5k $45.1k $45.1k 0.00% Reduced -51 -51
54 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,3501.4k $40.6k $40.6k 0.00% Unchanged
55 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,1091.1k $33.4k $33.4k 0.00% Reduced -248 -248
56 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,1001.1k $33.1k $33.1k 0.00% Unchanged
57 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 975975 $29.3k $29.3k 0.00% Unchanged
58 Stephens Consulting, LLC 0.01% of their portfolio FLINT, MI 957957 $28.8k $28.8k 0.01% Unchanged
59 McClarren Financial Advisors, Inc. 0.02% of their portfolio STATE COLLEGE, PA 949949 $28.0k $28.0k 0.02% Added +4 +4
60 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 820820 $24.7k $24.7k 0.00% Added +6 +6
61 Centerpoint Advisors, LLC 0.01% of their portfolio NEEDHAM, MA 800800 $24.0k $24.0k 0.01% Unchanged
62 Legacy Financial Group LLC 0.01% of their portfolio DES MOINES, IA 778778 $23.4k $23.4k 0.01% New
63 Archer Investment Corp 0.01% of their portfolio Carmel, IN 600600 $18.0k $18.0k 0.01% Unchanged
64 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 553553 $16.6k $16.6k 0.00% Added +300 +300
65 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 541541 $15.0k $15.0k 0.00% Unchanged
66 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 530530 $15.9k $15.9k 0.00% Unchanged
67 Rosenberg Matthew Hamilton 0.01% of their portfolio GRAND JUNCTION, CO 520520 $15.6k $15.6k 0.01% Unchanged
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 500500 $15.0k $15.0k 0.00% Unchanged
69 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 500500 $15.0k $15.0k 0.00% Unchanged
70 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 500500 $15.0k $15.0k 0.01% Unchanged
71 GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio MIAMI, FL 500500 $15.0k $15.0k 0.01% Unchanged
72 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 500500 $15.0k $15.0k 0.00% Unchanged
73 FMR LLC 0.00% of their portfolio BOSTON, MA 456456 $13.7k $13.7k 0.00% New
74 GODSEY & GIBB, INC 0.00% of their portfolio RICHMOND, VA 410410 $12.3k $12.3k 0.00% Unchanged
75 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 400400 $12.0k $12.0k 0.00% Unchanged
76 Richard W. Paul & Associates, LLC 0.01% of their portfolio NOVI, MI 378378 $11.4k $11.4k 0.01% Unchanged
77 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 375375 $11.3k $11.3k 0.00% Reduced -100 -100
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 360360 $10.8k $10.8k 0.00% New
79 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 356356 $11.0k $11.0k 0.00% Unchanged
80 Trust Co 0.00% of their portfolio MANHATTAN, KS 355355 $10.7k $10.7k 0.00% Unchanged
81 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 353353 $10.6k $10.6k 0.00% Unchanged
82 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 350350 $10.5k $10.5k 0.00% Reduced -997 -997
83 HOEY INVESTMENTS, INC 0.00% of their portfolio COATESVILLE, PA 325325 $9.8k $9.8k 0.00% Reduced -500 -500
84 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 305305 $9.2k $9.2k 0.00% Added +3 +3
85 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 256256 $7.7k $7.7k 0.00% Added +206 +206
86 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 215215 $6.0k $6.0k 0.00% Unchanged
87 Rise Advisors, LLC 0.00% of their portfolio ROCHESTER, NY 202202 $6.1k $6.1k 0.00% Added +1 +1
88 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 200200 $6.0k $6.0k 0.00% Unchanged
89 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 178178 $5.3k $5.3k 0.00% Unchanged
90 Buck Wealth Strategies, LLC 0.00% of their portfolio DENVER, CO 150150 $4.5k $4.5k 0.00% Unchanged
91 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 126126 $3.8k $3.8k 0.00% Added +9 +9
92 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 112112 $3.4k $3.4k 0.00% Added +1 +1
93 Robinswood Financial LLC 0.00% of their portfolio KIRKLAND, WA 102102 $3.1k $3.1k 0.00% Added +1 +1
94 Farmers & Merchants Trust Co of Chambersburg PA 0.00% of their portfolio CHAMBERSBURG, PA 100100 $3.0k $3.0k 0.00% Unchanged
95 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 100100 $3.0k $3.0k 0.00% Unchanged
96 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 100100 $2.7k $2.7k 0.00% Unchanged
97 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 100100 $3.0k $3.0k 0.00% Reduced -1.2k -1,204
98 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 100100 $3.0k $3.0k 0.00% Unchanged
99 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8181 $2.0k $2.0k 0.00% Reduced -89 -89
100 Semmax Financial Advisors Inc. 0.00% of their portfolio Winston Salem, NC 7777 $2.2k $2.2k 0.00% First filing