Vault-13

EA SERIES TRUST ROE

ASTORIA US EQUAL · ETP · CUSIP 02072L433

42 institutional holders +11 vs Q3 2024
3,281,9813.3m shares reported held*
$99.8mreported value*
9 new 4 added 22 reduced 1 sold out net sold ≈ $1.9m (-61.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($317.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.40.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 7Q4 23: 7Q1 24: 8Q2 24: 13Q3 24: 31Q4 24: 4242Q3 23Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20237
Q4 20237
Q1 20248
Q2 202413
Q3 202431
Q4 202442

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 0 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 24 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 13 bought or addedQ4 24: 23 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q4 202305
Q1 202453
Q2 202483
Q3 2024249
Q4 20241323

Biggest buyers

GTS SECURITIES LLC Added +72,471+72.5k
StoneX Group Inc. New +31,596+31.6k
Advisory Services Network, LLC New +10,285+10.3k
&PARTNERS New +7,715+7.7k
Ashton Thomas Private Wealth, LLC New +6,721+6.7k
COMERICA BANK New +3,738+3.7k
NEW WAVE WEALTH ADVISORS LLC New +2,448+2.4k
HighTower Advisors, LLC Added +2,333+2.3k
Capital Market Strategies LLC Added +1,576+1.6k
Global Trust Asset Management, LLC New +1,551+1.6k

Biggest sellers

Vermillion & White Wealth Management Group, LLC Reduced -76,380-76.4k
Hobbs Group Advisors, LLC Reduced -72,767-72.8k
Astor Investment Management LLC Reduced -14,891-14.9k
WELLS FARGO & COMPANY/MN Reduced -13,109-13.1k
Atria Investments, Inc Reduced -6,224-6.2k
GeoWealth Management, LLC Reduced -5,240-5.2k
Latitude Advisors, LLC Reduced -4,435-4.4k
Legacy Capital Group California, Inc. Reduced -2,805-2.8k
LANARK FINANCIAL, INC. Reduced -2,206-2.2k
Onyx Bridge Wealth Group LLC Reduced -1,759-1.8k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hobbs Group Advisors, LLC 11.60% of their portfolio COLUMBIA, SC 1,015,0191.0m $30.9m $30.9m 11.60% Reduced -72.8k -72,767
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 601,765601.8k $18.3m $18.3m 0.00% Reduced -13.1k -13,109
3 Vermillion & White Wealth Management Group, LLC 9.78% of their portfolio PHOENIXVILLE, PA 436,733436.7k $13.3m $13.3m 9.78% Reduced -76.4k -76,380
4 Astor Investment Management LLC 4.25% of their portfolio CHICAGO, IL 272,629272.6k $8.3m $8.3m 4.25% Reduced -14.9k -14,891
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 249,434249.4k $7.6m $7.6m 0.00% Reduced -1.7k -1,664
6 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 89,61189.6k $2.7m $2.7m 0.03% Reduced -6.2k -6,224
7 PUFF WEALTH MANAGEMENT, LLC 4.73% of their portfolio Haddonfield, NJ 89,32589.3k $2.7m $2.7m 4.73% First filing
8 GTS SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 79,16879.2k $2.4m $2.4m 0.12% Added +72.5k +72,471
9 Legacy Capital Group California, Inc. 0.59% of their portfolio LOS GATOS, CA 63,48063.5k $1.9m $1.9m 0.59% Reduced -2.8k -2,805
10 BlackDiamond Wealth Management, LLC 0.99% of their portfolio NEW YORK, NY 56,34956.3k $1.7m $1.7m 0.99% Reduced -110 -110
11 Latitude Advisors, LLC 0.86% of their portfolio YORKVILLE, IL 50,27950.3k $1.5m $1.5m 0.86% Reduced -4.4k -4,435
12 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 31,59631.6k $960.5k $960.5k 0.05% New
13 Capital Market Strategies LLC 0.49% of their portfolio PALM BEACH GARDENS, FL 28,16928.2k $856.3k $856.3k 0.49% Added +1.6k +1,576
14 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,49027.5k $835.7k $835.7k 0.01% Reduced -835 -835
15 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,76224.8k $752.8k $752.8k 0.00% Added +2.3k +2,333
16 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 19,92319.9k $605.7k $605.7k 0.02% Reduced -5.2k -5,240
17 Legacy Capital Wealth Partners, LLC 0.12% of their portfolio LITTLE ROCK, AR 16,37316.4k $497.7k $497.7k 0.12% Reduced -615 -615
18 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 14,50114.5k $440.8k $440.8k 0.01% Reduced -526 -526
19 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,28510.3k $312.7k $312.7k 0.01% New
20 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,6979.7k $294.8k $294.8k 0.00% Unchanged
21 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,4529.5k $287.4k $287.4k 0.00% Added +781 +781
22 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 8,9549.0k $272.2k $272.2k 0.01% Reduced -102 -102
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,8518.9k $269.1k $269.1k 0.00% Reduced -153 -153
24 Onyx Bridge Wealth Group LLC 0.04% of their portfolio TARRYTOWN, NY 8,5408.5k $259.6k $259.6k 0.04% Reduced -1.8k -1,759
25 4WEALTH ADVISORS, INC. 0.26% of their portfolio Burr Ridge, IL 8,4228.4k $256.0k $256.0k 0.26% First filing
26 FOURPATH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 8,0528.1k $244.8k $244.8k 0.05% Reduced -46 -46
27 Medallion Wealth Advisors, LLC 0.12% of their portfolio FARMINGTON, CT 7,8067.8k $235.3k $235.3k 0.12% First filing
28 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 7,7157.7k $237.6k $237.6k 0.00% New
29 HOWARD BAILEY SECURITIES, LLC 0.08% of their portfolio FORT WAYNE, IN 7,4697.5k $227.1k $227.1k 0.08% Reduced -354 -354
30 Bluesphere Advisors LLC 0.10% of their portfolio EAST NORRITON, PA 6,9366.9k $210.9k $210.9k 0.10% Unchanged
31 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 6,7216.7k $204.3k $204.3k 0.01% New
32 Raleigh Capital Management Inc. 0.07% of their portfolio CARY, NC 5,7325.7k $174.3k $174.3k 0.07% Reduced -50 -50
33 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,7383.7k $113.6k $113.6k 0.00% New
34 NEW WAVE WEALTH ADVISORS LLC 0.03% of their portfolio SPRINGDALE, AR 2,4482.4k $74.4k $74.4k 0.03% New
35 Global Trust Asset Management, LLC 0.02% of their portfolio PALM BEACH GARDENS, FL 1,5511.6k $47.1k $47.1k 0.02% New
36 Kestra Investment Management, LLC 0.00% of their portfolio AUSTIN, TX 1,2801.3k $38.9k $38.9k 0.00% New
37 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 823823 $25.0k $25.0k 0.02% First filing
38 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 752752 $22.9k $22.9k 0.00% Reduced -376 -376
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 586586 $17.8k $17.8k 0.00% New
40 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1717 $517 $517 0.00% Reduced -2 -2
41 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 66 $183 $183 0.02% Reduced -2.2k -2,206
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged