Vault-13

EA SERIES TRUST ROE

ASTORIA US EQUAL · ETP · CUSIP 02072L433

31 institutional holders +18 vs Q2 2024
3,248,5683.2m shares reported held*
$100.1mreported value*
21 new 3 added 5 reduced 4 sold out net bought ≈ $45.6m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.82.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 23: 7Q4 23: 7Q1 24: 8Q2 24: 13Q3 24: 3131Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q3 20237
Q4 20237
Q1 20248
Q2 202413
Q3 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 0 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 24 bought or addedQ3 24: 9 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202305
Q1 202453
Q2 202483
Q3 2024249

Biggest buyers

WELLS FARGO & COMPANY/MN New +614,874+614.9k
Astor Investment Management LLC New +287,520+287.5k
ENVESTNET ASSET MANAGEMENT INC New +251,098+251.1k
Atria Investments, Inc New +95,835+95.8k
Hobbs Group Advisors, LLC Added +76,740+76.7k
Legacy Capital Group California, Inc. New +66,285+66.3k
AE Wealth Management LLC New +28,325+28.3k
GeoWealth Management, LLC New +25,163+25.2k
Legacy Capital Wealth Partners, LLC New +16,988+17.0k
CreativeOne Wealth, LLC New +15,027+15.0k

Biggest sellers

CITADEL ADVISORS LLC Sold out -34,219-34.2k
Vermillion & White Wealth Management Group, LLC Reduced -21,954-22.0k
Cambridge Investment Research Advisors, Inc. Sold out -7,703-7.7k
Ashton Thomas Private Wealth, LLC Sold out -2,645-2.6k
BlackDiamond Wealth Management, LLC Reduced -2,639-2.6k
GTS SECURITIES LLC Reduced -2,162-2.2k
Latitude Advisors, LLC Reduced -1,370-1.4k
Onyx Bridge Wealth Group LLC Reduced -358-358
UBS Group AG Sold out -38-38

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hobbs Group Advisors, LLC 12.00% of their portfolio COLUMBIA, SC 1,087,7861.1m $33.5m $33.5m 12.00% Added +76.7k +76,740
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 614,874614.9k $18.9m $18.9m 0.00% New
3 Vermillion & White Wealth Management Group, LLC 11.69% of their portfolio PHOENIXVILLE, PA 513,113513.1k $15.8m $15.8m 11.69% Reduced -22.0k -21,954
4 Astor Investment Management LLC 4.24% of their portfolio CHICAGO, IL 287,520287.5k $8.9m $8.9m 4.24% New
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 251,098251.1k $7.7m $7.7m 0.00% New
6 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 95,83595.8k $3.0m $3.0m 0.04% New
7 Legacy Capital Group California, Inc. 0.68% of their portfolio LOS GATOS, CA 66,28566.3k $2.0m $2.0m 0.68% New
8 BlackDiamond Wealth Management, LLC 1.08% of their portfolio NEW YORK, NY 56,45956.5k $1.8m $1.8m 1.08% Reduced -2.6k -2,639
9 Latitude Advisors, LLC 0.95% of their portfolio YORKVILLE, IL 54,71454.7k $1.7m $1.7m 0.95% Reduced -1.4k -1,370
10 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 28,32528.3k $872.5k $872.5k 0.01% New
11 Capital Market Strategies LLC 0.49% of their portfolio PALM BEACH GARDENS, FL 26,59326.6k $819.2k $819.2k 0.49% Added +9.6k +9,555
12 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 25,16325.2k $775.1k $775.1k 0.03% New
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,42922.4k $690.0k $690.0k 0.00% Added +4.1k +4,119
14 Legacy Capital Wealth Partners, LLC 0.10% of their portfolio LITTLE ROCK, AR 16,98817.0k $523.3k $523.3k 0.10% New
15 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 15,02715.0k $462.9k $462.9k 0.02% New
16 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 10,29910.3k $317.3k $317.3k 0.05% Reduced -358 -358
17 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,6979.7k $298.7k $298.7k 0.00% New
18 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 9,0569.1k $279.0k $279.0k 0.01% New
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,0049.0k $277.4k $277.4k 0.00% New
20 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,6718.7k $267.1k $267.1k 0.00% New
21 FOURPATH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 8,0988.1k $249.5k $249.5k 0.05% New
22 HOWARD BAILEY SECURITIES, LLC 0.09% of their portfolio FORT WAYNE, IN 7,8237.8k $241.0k $241.0k 0.09% First filing
23 Bluesphere Advisors LLC 0.11% of their portfolio EAST NORRITON, PA 6,9366.9k $213.7k $213.7k 0.11% New
24 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 6,6976.7k $206.3k $206.3k 0.00% Reduced -2.2k -2,162
25 Raleigh Capital Management Inc. 0.07% of their portfolio CARY, NC 5,7825.8k $178.1k $178.1k 0.07% New
26 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,2122.2k $68.0k $68.0k 0.01% New
27 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,1281.1k $34.7k $34.7k 0.00% New
28 Peterson Financial Group, Inc. 0.09% of their portfolio DES MOINES, IA 797797 $24.5k $24.5k 0.09% New
29 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 140140 $4.3k $4.3k 0.00% New
30 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1919 $585 $585 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged