ALLY FINL INC ALLY
COM · Common Stock · CUSIP 02005N100 · ISIN US02005N1000
American financial services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.2m this quarter). Holder counts are more reliable. Shares outstanding: 301.6m as of 2023-10-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $26.74. Options: 25 managers hold calls ($240.1m notional), 27 hold puts ($225.9m).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 531 |
| Q4 2022 | 510 |
| Q1 2023 | 502 |
| Q2 2023 | 509 |
| Q3 2023 | 482 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 233 | 291 |
| Q1 2023 | 244 | 252 |
| Q2 2023 | 225 | 263 |
| Q3 2023 | 220 | 260 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $89.7m | $207.2m | 2.31 |
| Q1 2023 | $320.2m | $638.7m | 1.99 |
| Q2 2023 | $211.4m | $276.5m | 1.31 |
| Q3 2023 | $240.1m | $225.9m | 0.94 |
Biggest buyers
| BlackRock Inc. | Added | +11.2m |
| STATE STREET CORP | Added | +3.0m |
| MOORE CAPITAL MANAGEMENT, LP | Added | +1.8m |
| Ancient Art, L.P. | New | +1.6m |
| Alyeska Investment Group, L.P. | New | +1.4m |
| BARCLAYS PLC | Added | +1.4m |
| CITADEL ADVISORS LLC | Added | +1.4m |
| Junto Capital Management LP | New | +1.4m |
| Bank of New York Mellon Corp | Added | +1.2m |
| FMR LLC | Added | +1.1m |
Biggest sellers
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -5.9m |
| Sessa Capital IM, L.P. | Reduced | -5.0m |
| OAKTREE CAPITAL MANAGEMENT LP | Sold out | -4.6m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.9m |
| Man Group plc | Sold out | -1.4m |
| Qube Research & Technologies Ltd | Sold out | -1.2m |
| Cubist Systematic Strategies, LLC | Sold out | -1.0m |
| MORGAN STANLEY | Reduced | -686.0k |
| Point72 Asset Management, L.P. | Reduced | -668.8k |
| PLATINUM INVESTMENT MANAGEMENT LTD | Sold out | -643.5k |
Biggest calls
| Luxor Capital Group, LP | Unchanged | $75.2m2.8m shares |
| CITADEL ADVISORS LLC | Added | $59.8m2.2m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $23.6m884.8k shares |
| BANK OF AMERICA CORP /DE/ | Added | $13.3m496.8k shares |
| SIMPLEX TRADING, LLC | Reduced | $10.0m375.2k shares |
| MOORE CAPITAL MANAGEMENT, LP | New | $9.6m358.3k shares |
| GROUP ONE TRADING LLC | Added | $7.8m292.6k shares |
| NOMURA HOLDINGS INC | Unchanged | $6.7m250.0k shares |
| IMC-Chicago, LLC | Added | $6.3m237.7k shares |
| JANE STREET GROUP, LLC | Reduced | $5.8m215.9k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $32.5m1.2m shares |
| UBS Group AG | Added | $31.5m1.2m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $28.7m1.1m shares |
| Walleye Trading LLC | Added | $20.9m783.9k shares |
| JANE STREET GROUP, LLC | Added | $20.4m764.7k shares |
| D. E. Shaw & Co., Inc. | Added | $18.4m689.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $16.2m608.8k shares |
| GROUP ONE TRADING LLC | Reduced | $11.9m446.0k shares |
| IMC-Chicago, LLC | Added | $6.5m245.4k shares |
| BlackRock Inc. | Reduced | $6.0m225.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution filed 2025-07-17 | 8.3% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2021 | 0 | — | 5 | $2.3m | — |
| Q1 2022 | 0 | — | 5 | $2.4m | — |
| Q2 2022 | 0 | — | 1 | $112.5k | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $54.9k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
None reported in Q3 2023.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.02% of their portfolio | 29.3m $780.9m | Added +11.2m |
| Berkshire Hathaway Inc 0.25% of their portfolio | 29.0m $773.7m | Unchanged |
| VANGUARD GROUP INC 0.02% of their portfolio | 28.0m $747.3m | Added +290.8k |
| HARRIS ASSOCIATES L P 1.36% of their portfolio | 26.2m $697.9m | Added +125.6k |
| STATE STREET CORP 0.01% of their portfolio | 9.6m $257.0m | Added +3.0m |
| DIMENSIONAL FUND ADVISORS LP 0.07% of their portfolio | 7.6m $202.3m | Added +215.5k |
| Thrivent Financial for Lutherans 0.39% of their portfolio | 6.1m $162.5m | Added +205.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 4.4m $117.0m | Added +82.8k |
| MOORE CAPITAL MANAGEMENT, LP 3.02% of their portfolio | 4.2m $111.6m | Added +1.8m |
| Sessa Capital IM, L.P. 4.63% of their portfolio | 3.9m $104.8m | Reduced -5.0m |
| MORGAN STANLEY 0.01% of their portfolio | 3.7m $97.6m | Reduced -686.0k |
| Bank of New York Mellon Corp 0.02% of their portfolio | 3.6m $96.6m | Added +1.2m |
| LSV ASSET MANAGEMENT 0.21% of their portfolio | 3.3m $89.0m | Reduced -244.4k |
| FMR LLC 0.01% of their portfolio | 3.3m $88.5m | Added +1.1m |
| Punch Card Management L.P. 25.42% of their portfolio | 3.3m $88.0m | Unchanged |
| NORTHERN TRUST CORP 0.02% of their portfolio | 3.1m $83.3m | Added +795.8k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 3.1m $82.8m | Added +775.6k |
| FIRST MANHATTAN CO. LLC. 0.30% of their portfolio | 3.1m $81.4m | Added +108.4k |
| Glendon Capital Management LP 6.41% of their portfolio | 2.5m $66.3m | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio | 2.3m $61.5m | Reduced -87.8k |
| AustralianSuper Pty Ltd 0.39% of their portfolio | 2.3m $60.2m | Reduced -188.8k |
| DONALD SMITH & CO., INC. 2.07% of their portfolio | 2.3m $60.2m | Added +7.6k |
| CITADEL ADVISORS LLC 0.06% of their portfolio | 2.2m $59.1m | Added +1.4m |
| AQR CAPITAL MANAGEMENT LLC 0.12% of their portfolio | 2.1m $56.0m | Reduced -617.6k |
| MAGNOLIA GROUP, LLC 8.78% of their portfolio | 2.0m $54.5m | Added +60.0k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.06% of their portfolio | 2.0m $52.5m | Reduced -5.9m |
| THOMPSON SIEGEL & WALMSLEY LLC 0.87% of their portfolio | 2.0m $52.1m | Reduced -74.0k |
| Legal & General Group Plc 0.02% of their portfolio | 1.9m $50.5m | Added +96.0k |
| BARCLAYS PLC 0.03% of their portfolio | 1.9m $49.5m | Added +1.4m |
| Sixth Street Partners Management Company, L.P. 5.82% of their portfolio | 1.8m $48.7m | Unchanged |
| Luxor Capital Group, LP 4.91% of their portfolio | 1.7m $45.3m | Reduced -524.6k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.89% of their portfolio | 1.7m $45.2m | Reduced -66.0k |
| NORGES BANK 0.01% of their portfolio | 1.7m $44.7m | Added +24.3k |
| Assenagon Asset Management S.A. 0.15% of their portfolio | 1.7m $44.1m | Added +501.5k |
| Robeco Institutional Asset Management B.V. 0.12% of their portfolio | 1.6m $43.2m | Added +65.2k |
| FIRST TRUST ADVISORS LP 0.05% of their portfolio | 1.6m $42.4m | Reduced -75.0k |
| Ancient Art, L.P. 8.89% of their portfolio | 1.6m $41.4m | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 1.5m $39.1m | Reduced -437.9k |
| Alyeska Investment Group, L.P. 0.26% of their portfolio | 1.4m $38.7m | New |
| Allianz Asset Management GmbH 0.08% of their portfolio | 1.4m $37.4m | Added +17.4k |
| Junto Capital Management LP 0.87% of their portfolio | 1.4m $36.8m | New |
| Grantham, Mayo, Van Otterloo & Co. LLC 0.17% of their portfolio | 1.4m $36.6m | Added +171.1k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 1.2m $31.7m | Added +43.9k |
| REDWOOD CAPITAL MANAGEMENT, LLC 5.40% of their portfolio | 1.1m $28.7m | Unchanged |
| Invesco Ltd. 0.01% of their portfolio | 1.1m $28.5m | Added +317.5k |
| HSBC HOLDINGS PLC 0.03% of their portfolio | 1.1m $28.4m | Added +550.4k |
| PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio | 1.0m $26.7m | Added +981.1k |
| BRUNI J V & CO /CO 3.48% of their portfolio | 928.6k $24.8m | Added +4.8k |
| Swiss National Bank 0.02% of their portfolio | 868.1k $23.2m | Reduced -105.4k |
| Azora Capital LP 2.50% of their portfolio | 852.0k $22.7m | New |
| RHUMBLINE ADVISERS 0.03% of their portfolio | 840.0k $22.4m | Added +479.2k |
| PRIVATE MANAGEMENT GROUP INC 0.90% of their portfolio | 819.1k $21.9m | Added +70.6k |
| MACQUARIE GROUP LTD 0.03% of their portfolio | 782.1k $20.9m | Reduced -4.8k |
| OLD NATIONAL BANCORP /IN/ 0.58% of their portfolio | 745.8k $19.9m | Added +130.9k |
| Poplar Forest Capital LLC 2.25% of their portfolio | 728.1k $19.4m | Added +97.8k |
| TOWLE & CO 2.56% of their portfolio | 701.9k $18.7m | Reduced -101.0k |
| Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio | 687.2k $18.3m | Reduced -31.3k |
| Man Group plc 0.06% of their portfolio | 667.7k $17.8m | New |
| Hudson Bay Capital Management LP 0.08% of their portfolio | 650.0k $17.3m | New |
| JANE STREET GROUP, LLC 0.03% of their portfolio | 649.6k $17.3m | Added +220.5k |
| LAKEWOOD CAPITAL MANAGEMENT, LP 1.57% of their portfolio | 647.8k $17.3m | Reduced -10.0k |
| Point72 Asset Management, L.P. 0.06% of their portfolio | 629.2k $16.8m | Reduced -668.8k |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 605.4k $16.2m | Reduced -19.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 590.7k $15.8m | Added +21.0k |
| Schonfeld Strategic Advisors LLC 0.14% of their portfolio | 585.4k $15.6m | Added +146.3k |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.06% of their portfolio | 550.6k $14.7m | Reduced -18.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 536.3k $14.3m | Added +294.2k |
| California Public Employees Retirement System 0.01% of their portfolio | 534.7k $14.3m | Added +73 |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.04% of their portfolio | 522.9k $14.0m | Reduced -13.8k |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 514.2k $13.7m | Added +234.3k |
| Amundi 0.01% of their portfolio | 493.3k $12.1m | Reduced -238.4k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 485.6k $13.0m | Reduced -246.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio | 470.0k $12.5m | Added +103.0k |
| TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio | 465.3k $12.4m | Reduced -521.7k |
| SEI INVESTMENTS CO 0.02% of their portfolio | 456.5k $12.2m | Added +21.6k |
| NOMURA HOLDINGS INC 0.13% of their portfolio | 454.7k $12.1m | Added +415.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 446.6k $11.9m | Added +293.4k |
| Loews Corp 0.11% of their portfolio | 430.0k $11.5m | Added +230.0k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio | 426.1k $11.4m | Reduced -13.3k |
| CANADA LIFE ASSURANCE Co 0.02% of their portfolio | 382.5k $10.2m | Added +112.2k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.07% of their portfolio | 382.4k $10.2m | Added +380.0k |
| STOREBRAND ASSET MANAGEMENT AS 0.05% of their portfolio | 375.4k $10.0m | Reduced -13.3k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 370.0k $10.8m | Added +197.3k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 351.3k $9.4m | Added +410 |
| Mitsubishi UFJ Trust & Banking Corp 0.02% of their portfolio | 347.3k $9.3m | Reduced -61.4k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio | 345.7k $9.2m | Added +21.1k |
| Retirement Systems of Alabama 0.04% of their portfolio | 338.9k $9.0m | New |
| TWO SIGMA ADVISERS, LP 0.02% of their portfolio | 333.3k $8.9m | Reduced -260.9k |
| AVIVA PLC 0.04% of their portfolio | 330.1k $8.8m | Added +111.8k |
| Greylin Investment Management, Inc 1.55% of their portfolio | 323.4k $8.6m | Reduced -7.6k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 315.5k $8.4m | Reduced -582.6k |
| AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio | 306.9k $8.2m | Added +59.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 299.9k $8.0m | Reduced -168.2k |
| NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio | 294.9k $7.5m | Added +205.9k |
| COMERICA BANK 0.04% of their portfolio | 288.9k $7.7m | Added +41.7k |
| Squarepoint Ops LLC 0.04% of their portfolio | 277.4k $7.4m | Reduced -287.3k |
| Walleye Trading LLC 0.17% of their portfolio | 272.5k $7.3m | Added +206.6k |
| Interval Partners, LP 0.30% of their portfolio | 271.3k $7.2m | Added +154.0k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 268.1k $7.2m | Added +228.1k |
| GATEWAY INVESTMENT ADVISERS LLC 0.09% of their portfolio | 267.2k $7.1m | Added +2.8k |