ALLY FINL INC ALLY
COM · Common Stock · CUSIP 02005N100 · ISIN US02005N1000
American financial services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($57.5m this quarter). Holder counts are more reliable. Shares outstanding: 301.6m as of 2023-07-28, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $26.97. Options: 26 managers hold calls ($211.4m notional), 25 hold puts ($276.5m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 531 |
| Q4 2022 | 510 |
| Q1 2023 | 502 |
| Q2 2023 | 509 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 233 | 291 |
| Q1 2023 | 244 | 252 |
| Q2 2023 | 225 | 263 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $86.5m | $189.2m | 2.19 |
| Q4 2022 | $89.7m | $207.2m | 2.31 |
| Q1 2023 | $320.2m | $638.7m | 1.99 |
| Q2 2023 | $211.4m | $276.5m | 1.31 |
Biggest buyers
| AustralianSuper Pty Ltd | Added | +2.0m |
| Man Group plc | New | +1.4m |
| MILLENNIUM MANAGEMENT LLC | Added | +1.2m |
| Qube Research & Technologies Ltd | New | +1.2m |
| REDWOOD CAPITAL MANAGEMENT, LLC | Added | +977.6k |
| Swiss National Bank | New | +973.5k |
| AQR CAPITAL MANAGEMENT LLC | Added | +904.2k |
| MORGAN STANLEY | Added | +854.4k |
| Assenagon Asset Management S.A. | Added | +846.5k |
| Luxor Capital Group, LP | Added | +713.3k |
Biggest sellers
| FMR LLC | Reduced | -2.3m |
| TrinityBridge Ltd | Sold out | -1.8m |
| BlackRock Inc. | Reduced | -1.7m |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -1.6m |
| OAKTREE CAPITAL MANAGEMENT LP | Reduced | -1.5m |
| BANK OF AMERICA CORP /DE/ | Reduced | -1.5m |
| Man Group plc | Sold out | -1.2m |
| Balyasny Asset Management L.P. | Reduced | -1.1m |
| VANGUARD GROUP INC | Reduced | -1.1m |
| STATE STREET CORP | Reduced | -771.9k |
Biggest calls
| Luxor Capital Group, LP | Added | $76.2m2.8m shares |
| CITADEL ADVISORS LLC | Reduced | $36.7m1.4m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $25.6m946.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $14.9m553.5k shares |
| JANE STREET GROUP, LLC | Reduced | $7.1m261.6k shares |
| NOMURA HOLDINGS INC | Reduced | $6.8m250.0k shares |
| GROUP ONE TRADING LLC | Reduced | $6.5m241.0k shares |
| Squarepoint Ops LLC | Added | $4.8m177.3k shares |
| IMC-Chicago, LLC | Reduced | $4.5m165.4k shares |
| WOLVERINE TRADING, LLC | New | $3.9m144.3k shares |
Biggest puts
| BlackRock Inc. | Reduced | $71.2m2.6m shares |
| CITADEL ADVISORS LLC | Reduced | $35.6m1.3m shares |
| UBS Group AG | Reduced | $26.2m970.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $23.7m877.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $18.7m691.1k shares |
| GROUP ONE TRADING LLC | Reduced | $17.8m659.9k shares |
| D. E. Shaw & Co., Inc. | Reduced | $16.0m593.3k shares |
| JANE STREET GROUP, LLC | Reduced | $11.9m438.8k shares |
| Balyasny Asset Management L.P. | New | $7.6m280.0k shares |
| Walleye Trading LLC | Reduced | $6.3m234.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution filed 2025-07-17 | 8.3% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 5 | $2.3m | — |
| Q1 2022 | 0 | — | 5 | $2.4m | — |
| Q2 2022 | 0 | — | 1 | $112.5k | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $54.9k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Berkshire Hathaway Inc 0.22% of their portfolio | 29.0m $783.3m | Unchanged |
| VANGUARD GROUP INC 0.02% of their portfolio | 27.7m $748.7m | Reduced -1.1m |
| HARRIS ASSOCIATES L P 1.32% of their portfolio | 26.0m $703.1m | Added +67.3k |
| BlackRock Inc. 0.01% of their portfolio | 18.1m $487.7m | Reduced -1.7m |
| Sessa Capital IM, L.P. 11.99% of their portfolio | 8.9m $241.0m | Reduced -570.3k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.26% of their portfolio | 7.9m $212.5m | Reduced -477.6k |
| DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio | 7.4m $198.9m | Added +299.5k |
| STATE STREET CORP 0.01% of their portfolio | 6.6m $178.0m | Reduced -771.9k |
| Thrivent Financial for Lutherans 0.36% of their portfolio | 5.9m $159.0m | Added +205.2k |
| OAKTREE CAPITAL MANAGEMENT LP 1.68% of their portfolio | 4.6m $124.2m | Reduced -1.5m |
| MORGAN STANLEY 0.01% of their portfolio | 4.3m $117.3m | Added +854.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 4.3m $115.6m | Added +147.8k |
| LSV ASSET MANAGEMENT 0.21% of their portfolio | 3.6m $96.7m | Reduced -2.2k |
| Punch Card Management L.P. 25.66% of their portfolio | 3.3m $89.1m | Reduced -191.5k |
| FIRST MANHATTAN CO. LLC. 0.29% of their portfolio | 2.9m $79.5m | Added +61.8k |
| AQR CAPITAL MANAGEMENT LLC 0.16% of their portfolio | 2.7m $73.4m | Added +904.2k |
| Glendon Capital Management LP 6.54% of their portfolio | 2.5m $67.1m | Unchanged |
| Bank of New York Mellon Corp 0.01% of their portfolio | 2.5m $66.3m | Reduced -61.9k |
| AustralianSuper Pty Ltd 0.42% of their portfolio | 2.4m $66.1m | Added +2.0m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio | 2.4m $64.6m | Added +73.3k |
| MOORE CAPITAL MANAGEMENT, LP 1.54% of their portfolio | 2.3m $63.3m | Reduced -17.9k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 2.3m $62.9m | Added +676.0k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 2.3m $62.8m | Reduced -420.1k |
| FMR LLC 0.01% of their portfolio | 2.3m $60.9m | Reduced -2.3m |
| DONALD SMITH & CO., INC. 2.09% of their portfolio | 2.2m $60.8m | Added +285.5k |
| Luxor Capital Group, LP 6.52% of their portfolio | 2.2m $60.0m | Added +713.3k |
| THOMPSON SIEGEL & WALMSLEY LLC 0.87% of their portfolio | 2.0m $54.8m | Added +783 |
| MAGNOLIA GROUP, LLC 7.77% of their portfolio | 2.0m $53.6m | Added +280.0k |
| MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio | 2.0m $52.8m | Added +1.2m |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 1.9m $48.5m | Unchanged |
| Sixth Street Partners Management Company, L.P. 4.48% of their portfolio | 1.8m $49.3m | Reduced -650.0k |
| Legal & General Group Plc 0.02% of their portfolio | 1.8m $48.5m | Reduced -328.5k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.76% of their portfolio | 1.8m $47.6m | Reduced -265.5k |
| FIRST TRUST ADVISORS LP 0.05% of their portfolio | 1.7m $45.0m | Added +58.9k |
| NORGES BANK 0.01% of their portfolio | 1.7m $44.6m | Added +350.2k |
| Robeco Institutional Asset Management B.V. 0.11% of their portfolio | 1.6m $41.9m | Reduced -22.8k |
| Man Group plc 0.12% of their portfolio | 1.4m $39.0m | New |
| Allianz Asset Management GmbH 0.08% of their portfolio | 1.4m $37.3m | Reduced -253.8k |
| Point72 Asset Management, L.P. 0.12% of their portfolio | 1.3m $35.1m | Reduced -568.5k |
| Grantham, Mayo, Van Otterloo & Co. LLC 0.15% of their portfolio | 1.2m $32.4m | Reduced -70.2k |
| Qube Research & Technologies Ltd 0.12% of their portfolio | 1.2m $32.0m | New |
| Assenagon Asset Management S.A. 0.12% of their portfolio | 1.2m $31.1m | Added +846.5k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 1.1m $30.9m | Reduced -224.8k |
| REDWOOD CAPITAL MANAGEMENT, LLC 4.27% of their portfolio | 1.1m $29.1m | Added +977.6k |
| Cubist Systematic Strategies, LLC 0.31% of their portfolio | 1.0m $28.3m | Added +665.8k |
| TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio | 987.0k $26.7m | Added +242.5k |
| Swiss National Bank 0.02% of their portfolio | 973.5k $26.3m | New |
| BRUNI J V & CO /CO 3.31% of their portfolio | 923.8k $25.0m | Reduced -518 |
| RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio | 898.1k $24.3m | Reduced -1.6m |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 813.2k $22.0m | Added +478.2k |
| TOWLE & CO 2.86% of their portfolio | 802.9k $21.7m | Reduced -16.5k |
| MACQUARIE GROUP LTD 0.02% of their portfolio | 786.8k $21.3m | Added +1.3k |
| Invesco Ltd. 0.01% of their portfolio | 750.6k $20.3m | Reduced -29.6k |
| PRIVATE MANAGEMENT GROUP INC 0.86% of their portfolio | 748.5k $20.2m | Added +255.0k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 732.4k $19.8m | Reduced -192.4k |
| Amundi 0.01% of their portfolio | 731.7k $20.0m | Reduced -303.2k |
| Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio | 718.4k $19.4m | Reduced -367.5k |
| D. E. Shaw & Co., Inc. 0.03% of their portfolio | 669.8k $18.1m | Reduced -154.8k |
| LAKEWOOD CAPITAL MANAGEMENT, LP 1.54% of their portfolio | 657.8k $17.8m | Unchanged |
| PLATINUM INVESTMENT MANAGEMENT LTD 0.60% of their portfolio | 643.5k $17.4m | Unchanged |
| TWINBEECH CAPITAL LP 0.34% of their portfolio | 634.0k $17.1m | New |
| Poplar Forest Capital LLC 2.23% of their portfolio | 630.3k $17.0m | Reduced -30.2k |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 625.2k $16.9m | Reduced -275.9k |
| OLD NATIONAL BANCORP /IN/ 0.48% of their portfolio | 614.8k $16.6m | Added +266.5k |
| FIL Ltd 0.02% of their portfolio | 610.9k $16.5m | Reduced -98.4k |
| TWO SIGMA ADVISERS, LP 0.04% of their portfolio | 594.2k $16.0m | Reduced -141.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 569.7k $15.4m | Reduced -1.5m |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.07% of their portfolio | 568.6k $15.4m | Reduced -5.3k |
| Squarepoint Ops LLC 0.08% of their portfolio | 564.7k $15.3m | Reduced -582.0k |
| UBS Group AG 0.01% of their portfolio | 555.3k $15.0m | Added +326.5k |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.04% of their portfolio | 536.7k $14.5m | Added +26.9k |
| California Public Employees Retirement System 0.01% of their portfolio | 534.7k $14.4m | Reduced -58.2k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.24% of their portfolio | 514.9k $13.9m | Added +431.4k |
| HSBC HOLDINGS PLC 0.01% of their portfolio | 512.5k $13.9m | Reduced -206.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 468.1k $12.6m | Reduced -80.1k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio | 439.4k $11.9m | Reduced -48.8k |
| Schonfeld Strategic Advisors LLC 0.10% of their portfolio | 439.1k $11.9m | Added +32.8k |
| SEI INVESTMENTS CO 0.02% of their portfolio | 434.9k $11.7m | Added +19.2k |
| JANE STREET GROUP, LLC 0.02% of their portfolio | 429.1k $11.6m | Added +107.1k |
| BARCLAYS PLC 0.01% of their portfolio | 421.1k $11.4m | Reduced -286.8k |
| Mitsubishi UFJ Trust & Banking Corp 0.03% of their portfolio | 408.8k $11.0m | Reduced -39.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 393.2k $10.6m | Reduced -163.7k |
| STOREBRAND ASSET MANAGEMENT AS 0.05% of their portfolio | 388.7k $10.5m | Reduced -190.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio | 366.9k $9.9m | Added +64.0k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 360.8k $9.7m | Added +16.2k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 350.9k $9.5m | Reduced -47.3k |
| Trexquant Investment LP 0.24% of their portfolio | 334.3k $9.0m | Added +213.1k |
| Greylin Investment Management, Inc 1.61% of their portfolio | 330.9k $8.9m | Added +8.9k |
| VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio | 330.5k $8.9m | Reduced -310.5k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio | 324.6k $8.8m | Added +28.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 302.7k $8.2m | Reduced -25.4k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.19% of their portfolio | 301.2k $8.1m | Reduced -60.1k |
| Aberdeen Group plc 0.02% of their portfolio | 280.6k $7.6m | Added +14.8k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 279.8k $7.6m | Added +92.3k |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 277.8k $7.5m | Reduced -308.6k |
| CITIGROUP INC 0.01% of their portfolio | 277.1k $7.5m | Reduced -233.2k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 273.6k $7.4m | Added +86.0k |
| CANADA LIFE ASSURANCE Co 0.02% of their portfolio | 270.3k $7.3m | Reduced -84.4k |
| GATEWAY INVESTMENT ADVISERS LLC 0.08% of their portfolio | 264.4k $7.1m | Unchanged |
| Graham Capital Management, L.P. 0.24% of their portfolio | 259.6k $7.0m | Added +104.0k |