Vault-13

VERADIGM INC MDRX 0.875 01.01.27

NOTE 0.875% 1/0 · US DOMESTIC · CUSIP 01988PAF5

29 institutional holders -1 vs Q4 2022
16,295,00016.3m shares reported held*
$251.4mreported value*
3 new 11 added 6 reduced 4 sold out net bought ≈ $7.3m (-13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.76.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 28Q4 22: 30Q1 23: 2929Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202228
Q4 202230
Q1 202329

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 10 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022138
Q1 20231410

Biggest buyers

Aequim Alternative Investments LP New +24,000,000+24.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +11,121,000+11.1m
READYSTATE ASSET MANAGEMENT LP Added +8,000,000+8.0m
III Capital Management Added +7,040,000+7.0m
FMR LLC Added +5,535,000+5.5m
CSS LLC/IL New +5,000,000+5.0m
Centiva Capital, LP Added +5,000,000+5.0m
MIZUHO SECURITIES USA LLC New +3,000,000+3.0m
SHENKMAN CAPITAL MANAGEMENT INC Added +1,891,000+1.9m
DLD Asset Management, LP Added +500,000+500.0k

Biggest sellers

Polar Asset Management Partners Inc. Sold out -20,000,000-20.0m
Aequim Alternative Investments LP Sold out -16,500,000-16.5m
Man Group plc Reduced -10,750,000-10.8m
Parallax Volatility Advisers, L.P. Reduced -8,750,000-8.8m
Alberta Investment Management Corp Sold out -5,000,000-5.0m
WELLS FARGO & COMPANY/MN Sold out -1,846,000-1.8m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,750,000-1.8m
JPMORGAN CHASE & CO Reduced -1,264,000-1.3m
Jefferies Financial Group Inc. Reduced -88,000-88.0k
BARCLAYS PLC Reduced -13,000-13.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 III Capital Management 2.70% of their portfolio BOCA RATON, FL 34,911,00034.9m $39.5m $39.5m 2.70% Added +7.0m +7,040,000
2 Aequim Alternative Investments LP 0.86% of their portfolio MILL VALLEY, CA 24,000,00024.0m $27.1m $27.1m 0.86% New
3 FMR LLC 0.00% of their portfolio BOSTON, MA 20,610,00020.6m $23.1m $23.1m 0.00% Added +5.5m +5,535,000
4 TENOR CAPITAL MANAGEMENT Co., L.P. 0.42% of their portfolio NEW YORK, NY 18,846,00018.8m $21.4m $21.4m 0.42% Added +11.1m +11,121,000
5 DLD Asset Management, LP 1.99% of their portfolio NEW YORK, NY 17,325,00017.3m $19.8m $19.8m 1.99% Added +500.0k +500,000
6 Centiva Capital, LP 0.94% of their portfolio New York, NY 15,000,00015.0m $16.9m $16.9m 0.94% Added +5.0m +5,000,000
7 READYSTATE ASSET MANAGEMENT LP 1.73% of their portfolio CHICAGO, IL 12,400,00012.4m $14.0m $14.0m 1.73% Added +8.0m +8,000,000
8 ABSOLUTE INVESTMENT ADVISERS, LLC 1.87% of their portfolio ROSEMARY BEACH, FL 11,255,00011.3m $12.7m $12.7m 1.87% Unchanged
9 Calamos Advisors LLC 0.06% of their portfolio NAPERVILLE, IL 10,500,00010.5m $11.9m $11.9m 0.06% Unchanged
10 SONA ASSET MANAGEMENT (US) LLC 2.27% of their portfolio NEW YORK, NY 9,375,0009.4m $10.6m $10.6m 2.27% Unchanged
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,675,0008.7m $9.7m $9.7m 0.00% Added +500.0k +500,000
12 BOOTHBAY FUND MANAGEMENT, LLC 0.21% of their portfolio NEW YORK, NY 7,083,0007.1m $8.0m $8.0m 0.21% Added +319.0k +319,000
13 Warberg Asset Management LLC 1.87% of their portfolio WINNETKA, IL 5,500,0005.5m $6.2m $6.2m 1.87% Added +489.0k +489,000
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 5,250,0005.2m $5.9m $5.9m 0.01% Reduced -1.8m -1,750,000
15 SHENKMAN CAPITAL MANAGEMENT INC 0.43% of their portfolio NEW YORK, NY 5,091,0005.1m $5.7m $5.7m 0.43% Added +1.9m +1,891,000
16 CSS LLC/IL 0.43% of their portfolio CHICAGO, IL 5,000,0005.0m $5.6m $5.6m 0.43% New
17 Paloma Partners Management Co 0.78% of their portfolio GREENWICH, CT 3,125,0003.1m $3.5m $3.5m 0.78% Unchanged
18 MIZUHO SECURITIES USA LLC 0.19% of their portfolio NEW YORK, NY 3,000,0003.0m $3.4m $3.4m 0.19% New
19 Man Group plc 0.01% of their portfolio LONDON, X0 2,866,0002.9m $3.2m $3.2m 0.01% Reduced -10.8m -10,750,000
20 Parallax Volatility Advisers, L.P. 0.09% of their portfolio San Francisco, CA 2,250,0002.2m $2.5m $2.5m 0.09% Reduced -8.8m -8,750,000
21 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 2,000,0002.0m $2.2m $2.2m 0.00% Unchanged
22 Worth Venture Partners, LLC 0.91% of their portfolio FORT LEE, NJ 1,632,0001.6m $1.9m $1.9m 0.91% Added +68.0k +68,000
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 565,000565.0k $634.2k $634.2k 0.00% Unchanged
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 480,000480.0k $539.9k $539.9k 0.00% Reduced -13.0k -13,000
25 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 432,000432.0k $488.0k $488.0k 0.01% Reduced -88.0k -88,000
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 236,000236.0k $265.0k $265.0k 0.00% Reduced -1.3m -1,264,000
27 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 24,00024.0k $27.0k $27.0k 0.00% Unchanged
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,00016.0k $18.0k $18.0k 0.00% Unchanged
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged