ALLISON TRANSMISSION HLDGS I ALSN
COM · Common Stock · CUSIP 01973R101 · ISIN US01973R1014
- SectorConsumer discretionary
- IndustryMotor Vehicle Parts & Accessories
- HeadquartersIndianapolis, IN
- Founded1916
- Websiteallisontransmission.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.0m this quarter). Holder counts are more reliable. Shares outstanding: 91.9m as of 2023-02-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $41.60. Options: 8 managers hold calls ($8.6m notional), 5 hold puts ($5.6m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 307 |
| Q4 2022 | 366 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $3.1m | $4.4m | 1.41 |
| Q4 2022 | $8.6m | $5.6m | 0.65 |
Biggest buyers
| FMR LLC | Added | +1.2m |
| Qube Research & Technologies Ltd | Added | +442.6k |
| Assenagon Asset Management S.A. | Added | +416.6k |
| AQR CAPITAL MANAGEMENT LLC | Added | +357.3k |
| TWO SIGMA INVESTMENTS, LP | New | +335.1k |
| FEDERATED HERMES, INC. | Added | +279.7k |
| Invesco Ltd. | Added | +277.5k |
| HSBC HOLDINGS PLC | Added | +269.8k |
| Man Group plc | Added | +255.3k |
| NORGES BANK | Added | +250.8k |
Biggest sellers
| HARRIS ASSOCIATES L P | Reduced | -3.2m |
| FIL Ltd | Reduced | -1.1m |
| Burgundy Asset Management Ltd. | Reduced | -509.1k |
| CITADEL ADVISORS LLC | Reduced | -411.2k |
| VANGUARD GROUP INC | Reduced | -368.5k |
| JANE STREET GROUP, LLC | Reduced | -359.6k |
| ExodusPoint Capital Management, LP | Reduced | -200.9k |
| GOLDMAN SACHS GROUP INC | Reduced | -184.3k |
| Bank of New York Mellon Corp | Reduced | -176.5k |
| LOS ANGELES CAPITAL MANAGEMENT LLC | Reduced | -166.3k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.2m75.8k shares |
| JANE STREET GROUP, LLC | Added | $1.6m37.4k shares |
| SIMPLEX TRADING, LLC | Added | $1.5m36.6k shares |
| CITADEL ADVISORS LLC | Added | $1.4m34.5k shares |
| PEAK6 Investments LLC | Added | $416.0k10.0k shares |
| Walleye Trading LLC | New | $291.2k7.0k shares |
| WOLVERINE TRADING, LLC | New | $216.0k5.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| PEAK6 Investments LLC | Added | $2.7m65.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $2.2m52.5k shares |
| CITADEL ADVISORS LLC | Reduced | $457.6k11.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $232.0k5.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution new · filed 2026-10-27 | 9.3% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.2% |
Fell to 5% or below in the last year: VANGUARD PORTFOLIO MANAGEMENT LLC (4.8%, 2026-07-31; now reported by VANGUARD CAPITAL MANAGEMENT LLC), VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 1 | $200.3k | 1 | $142.6k | — |
| Q1 2022 | 0 | — | 1 | $8.0m | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 4 | $1.8m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-11-17 | Milburn Ryan A. VP, Product Engineering | Sold | $195.5k4.4k shares |
| 2022-11-17 | Eifert Thomas VP, Quality, Plan & Prog Mgmt | Sold | $189.6k4.3k shares |
| 2022-11-14 | Graziosi David S. President and CEO, director | Sold | $1.1m25.9k shares |
| 2022-11-11 | Scroggins Eric C. VP, Gen. Counsel | Sold | $268.2k6.2k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 11.6m $480.9m | Reduced -368.5k |
| FMR LLC 0.04% of their portfolio | 10.4m $431.8m | Added +1.2m |
| Burgundy Asset Management Ltd. 2.87% of their portfolio | 5.3m $221.9m | Reduced -509.1k |
| LSV ASSET MANAGEMENT 0.40% of their portfolio | 4.4m $183.6m | Reduced -124.1k |
| BlackRock Inc. 0.01% of their portfolio | 4.1m $170.3m | Added +166.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.20% of their portfolio | 3.5m $144.7m | Added +80.6k |
| LONDON CO OF VIRGINIA 0.63% of their portfolio | 2.6m $106.4m | Reduced -33.8k |
| AQR CAPITAL MANAGEMENT LLC 0.21% of their portfolio | 2.2m $92.6m | Added +357.3k |
| HARRIS ASSOCIATES L P 0.16% of their portfolio | 1.9m $78.6m | Reduced -3.2m |
| Boston Partners 0.10% of their portfolio | 1.9m $77.5m | Reduced -13.5k |
| STATE STREET CORP 0.00% of their portfolio | 1.7m $69.7m | Reduced -30.7k |
| SEIZERT CAPITAL PARTNERS, LLC 3.65% of their portfolio | 1.7m $68.8m | Added +575 |
| DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio | 1.6m $67.5m | Reduced -7.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.5m $60.7m | Reduced -6.5k |
| Copeland Capital Management, LLC 1.53% of their portfolio | 1.4m $58.1m | Reduced -8.9k |
| Polaris Capital Management, LLC 2.01% of their portfolio | 1.4m $57.7m | Added +1.7k |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.10% of their portfolio | 1.3m $55.2m | Added +198.3k |
| FIL Ltd 0.07% of their portfolio | 1.3m $54.8m | Reduced -1.1m |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.36% of their portfolio | 1.3m $52.8m | Reduced -16.5k |
| NORGES BANK 0.01% of their portfolio | 1.2m $49.8m | Added +250.8k |
| Invesco Ltd. 0.01% of their portfolio | 1.0m $41.8m | Added +277.5k |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.16% of their portfolio | 989.8k $41.2m | Reduced -29.7k |
| Assenagon Asset Management S.A. 0.14% of their portfolio | 846.5k $35.2m | Added +416.6k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 837.6k $34.8m | Reduced -176.5k |
| Man Group plc 0.11% of their portfolio | 740.0k $30.8m | Added +255.3k |
| Qube Research & Technologies Ltd 0.18% of their portfolio | 710.3k $29.5m | Added +442.6k |
| MORGAN STANLEY 0.00% of their portfolio | 690.0k $28.7m | Added +183.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 659.8k $27.4m | Reduced -15.1k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 634.0k $26.4m | Added +94.3k |
| Balyasny Asset Management L.P. 0.09% of their portfolio | 581.5k $24.2m | Added +92.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 535.6k $22.3m | Added +45.0k |
| FIRST TRUST ADVISORS LP 0.03% of their portfolio | 535.1k $22.3m | Reduced -124.0k |
| TWO SIGMA ADVISERS, LP 0.06% of their portfolio | 520.2k $21.6m | Added +112.8k |
| Pacer Advisors, Inc. 0.11% of their portfolio | 506.2k $21.1m | Added +158.7k |
| NORRIS PERNE & FRENCH LLP/MI 2.04% of their portfolio | 497.2k $20.7m | Reduced -11.6k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 493.1k $20.5m | Reduced -60.9k |
| Allianz Asset Management GmbH 0.04% of their portfolio | 484.7k $20.2m | Added +170.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 482.2k $20.1m | Added +32.6k |
| Russell Investments Group, Ltd. 0.04% of their portfolio | 472.0k $19.6m | Reduced -7.2k |
| DUDLEY & SHANLEY, INC. 4.27% of their portfolio | 455.2k $18.9m | Reduced -4.0k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 446.6k $18.6m | Reduced -184.3k |
| PANAGORA ASSET MANAGEMENT INC 0.12% of their portfolio | 429.8k $17.9m | Added +81.8k |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.74% of their portfolio | 411.4k $17.1m | Added +2.0k |
| FEDERATED HERMES, INC. 0.05% of their portfolio | 399.8k $16.6m | Added +279.7k |
| D. E. Shaw & Co., Inc. 0.03% of their portfolio | 398.5k $16.6m | Added +170.7k |
| REINHART PARTNERS, LLC. 0.84% of their portfolio | 372.2k $15.5m | Reduced -52.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 371.5k $15.5m | Reduced -125.3k |
| Brandywine Global Investment Management, LLC 0.11% of their portfolio | 353.7k $14.7m | Reduced -3.8k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.23% of their portfolio | 338.5k $14.1m | Reduced -67.5k |
| TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio | 335.1k $13.9m | New |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio | 327.7k $13.6m | Added +22.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 302.6k $12.6m | Added +114.3k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 289.3k $12.0m | Added +177.0k |
| KLCM Advisors, Inc. 2.44% of their portfolio | 288.3k $12.0m | Reduced -10.9k |
| HSBC HOLDINGS PLC 0.01% of their portfolio | 279.3k $11.6m | Added +269.8k |
| BURNEY CO/ 0.58% of their portfolio | 273.4k $11.4m | Reduced -13.5k |
| Cubist Systematic Strategies, LLC 0.10% of their portfolio | 268.1k $11.2m | Added +214.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio | 266.2k $11.1m | Added +8.5k |
| ISTHMUS PARTNERS, LLC 1.58% of their portfolio | 252.3k $10.5m | Reduced -3.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 249.6k $10.4m | Reduced -43.4k |
| ROYCE & ASSOCIATES LP 0.11% of their portfolio | 247.6k $10.3m | Reduced -151.5k |
| VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio | 246.3k $10.2m | Added +794 |
| California Public Employees Retirement System 0.01% of their portfolio | 234.3k $9.7m | Reduced -9.1k |
| Swiss National Bank 0.01% of their portfolio | 232.4k $9.7m | Added +1.9k |
| INGALLS & SNYDER LLC 0.53% of their portfolio | 231.8k $9.6m | Reduced -26.1k |
| Ensign Peak Advisors, Inc 0.02% of their portfolio | 203.9k $8.5m | Added +18.2k |
| Robeco Institutional Asset Management B.V. 0.02% of their portfolio | 198.9k $8.3m | Added +176.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 198.7k $8.3m | Reduced -6.8k |
| THOMPSON SIEGEL & WALMSLEY LLC 0.13% of their portfolio | 197.5k $8.2m | Reduced -40.7k |
| NewEdge Wealth, LLC 0.35% of their portfolio | 195.8k $8.1m | Added +10.5k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 189.1k $7.9m | Reduced -6.3k |
| Lodge Hill Capital, LLC 2.77% of their portfolio | 180.0k $7.5m | Reduced -100.0k |
| Foyston, Gordon & Payne Inc 1.97% of their portfolio | 171.5k $7.1m | Added +63.0k |
| Carlson Capital, L.P. 0.54% of their portfolio | 168.2k $7.0m | Reduced -93.1k |
| Redwood Investment Management, LLC 0.93% of their portfolio | 167.9k $7.0m | New |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.03% of their portfolio | 153.3k $6.4m | Reduced -166.3k |
| Foundry Partners, LLC 0.35% of their portfolio | 152.1k $6.3m | Added +38.4k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 145.7k $6.1m | Added +51.3k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 142.8k $5.9m | Reduced -1.6k |
| LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio | 142.5k $5.9m | Added +23.7k |
| ALGERT GLOBAL LLC 0.32% of their portfolio | 138.2k $5.8m | Added +14.7k |
| CLARK ESTATES INC/NY 1.13% of their portfolio | 130.5k $5.4m | Unchanged |
| HEARTLAND ADVISORS INC 0.33% of their portfolio | 126.4k $5.3m | Added +2.3k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 122.3k $5.1m | Reduced -1.1k |
| MARATHON CAPITAL MANAGEMENT 1.39% of their portfolio | 121.3k $5.0m | Unchanged |
| PUTNAM INVESTMENTS LLC 0.01% of their portfolio | 120.4k $5.0m | Reduced -1.8k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 119.4k $5.0m | Added +2.5k |
| BARCLAYS PLC 0.00% of their portfolio | 113.1k $4.7m | First filing |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 105.5k $4.4m | Added +42.5k |
| UBS Group AG 0.00% of their portfolio | 102.9k $4.3m | Added +49.9k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 99.3k $4.1m | Reduced -2.8k |
| Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio | 98.4k $4.1m | Added +18.8k |
| Grantham, Mayo, Van Otterloo & Co. LLC 0.02% of their portfolio | 98.4k $4.1m | Reduced -16.0k |
| CASTLEARK MANAGEMENT LLC 0.21% of their portfolio | 97.8k $4.1m | New |
| Legal & General Group Plc 0.00% of their portfolio | 97.1k $4.0m | Reduced -935 |
| AMI INVESTMENT MANAGEMENT INC 2.02% of their portfolio | 96.3k $4.0m | Reduced -994 |
| FULLER & THALER ASSET MANAGEMENT, INC. 0.02% of their portfolio | 92.9k $3.9m | Reduced -9.7k |
| BANK OF NOVA SCOTIA 0.01% of their portfolio | 91.5k $3.8m | Reduced -14.2k |
| Legato Capital Management LLC 0.72% of their portfolio | 91.0k $3.8m | New |
| Point72 Asset Management, L.P. 0.01% of their portfolio | 90.7k $3.8m | Reduced -15.5k |