Vault-13

ALLIANCEBERNSTEIN GLOBAL HIG XAWFX

COM · Closed-End Fund · CUSIP 01879R106

126 institutional holders +3 vs Q3 2024
18,084,95018.1m shares reported held*
$194.0mreported value*
14 new 42 added 37 reduced 17 sold out net sold ≈ $9.6m (-990.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.73.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 132Q1 23: 121Q2 23: 115Q3 23: 114Q4 23: 125Q1 24: 113Q2 24: 118Q3 24: 123Q4 24: 126126Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022127
Q4 2022132
Q1 2023121
Q2 2023115
Q3 2023114
Q4 2023125
Q1 2024113
Q2 2024118
Q3 2024123
Q4 2024126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 43 bought or addedQ1 23: 68 cut or sold outQ2 23: 37 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 54 cut or sold outQ4 23: 53 bought or addedQ4 23: 53 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 58 cut or sold outQ2 24: 47 bought or addedQ2 24: 49 cut or sold outQ2 24Q3 24: 51 bought or addedQ3 24: 50 cut or sold outQ4 24: 56 bought or addedQ4 24: 54 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234368
Q2 20233754
Q3 20234154
Q4 20235353
Q1 20244458
Q2 20244749
Q3 20245150
Q4 20245654

Biggest buyers

MORGAN STANLEY Added +277,113+277.1k
Marex Group Ltd New +102,212+102.2k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +63,375+63.4k
Shaker Financial Services, LLC New +58,804+58.8k
READYSTATE ASSET MANAGEMENT LP New +56,482+56.5k
Cetera Investment Advisers Added +51,893+51.9k
Invesco Ltd. Added +50,936+50.9k
JONES FINANCIAL COMPANIES LLLP Added +29,035+29.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +23,334+23.3k
WOLVERINE ASSET MANAGEMENT LLC New +23,157+23.2k

Biggest sellers

McGowan Group Asset Management, Inc. Reduced -1,034,968-1.0m
Sowa Financial Group, Inc. Reduced -191,876-191.9k
BANK OF AMERICA CORP /DE/ Reduced -137,267-137.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -93,203-93.2k
COHEN & STEERS, INC. Reduced -88,005-88.0k
GUGGENHEIM CAPITAL LLC Sold out -54,837-54.8k
Janney Montgomery Scott LLC Sold out -30,144-30.1k
MILLENNIUM MANAGEMENT LLC Sold out -23,616-23.6k
CITADEL ADVISORS LLC Sold out -20,964-21.0k
Cambridge Investment Research Advisors, Inc. Reduced -20,552-20.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution filed 2026-06-05 10.2% 8.8m≈ $90.7m 2026-06-05

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,537,8654.5m $48.7m $48.7m 0.00% Added +277.1k +277,113
2 McGowan Group Asset Management, Inc. 5.48% of their portfolio DALLAS, TX 3,812,9643.8m $40.9m $40.9m 5.48% Reduced -1.0m -1,034,968
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,061,3371.1m $11.4m $11.4m 0.00% Added +21.5k +21,487
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 952,569952.6k $10.2m $10.2m 0.00% Reduced -137.3k -137,267
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 925,141925.1k $9.9m $9.9m 0.00% Reduced -16.6k -16,611
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 863,794863.8k $9.3m $9.3m 0.00% Added +50.9k +50,936
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 602,707602.7k $6.5m $6.5m 0.00% Reduced -3.4k -3,372
8 Smith Asset Management Co., LLC 4.52% of their portfolio Chiefland, FL 432,115432.1k $4.6m $4.6m 4.52% First filing
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 357,104357.1k $3.8m $3.8m 0.00% First filing
10 Uncommon Cents Investing LLC 0.99% of their portfolio JANESVILLE, WI 308,820308.8k $3.3m $3.3m 0.99% Added +6.0k +5,975
11 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 228,008228.0k $2.4m $2.4m 0.00% Reduced -1.0k -1,000
12 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 207,311207.3k $2.2m $2.2m 0.07% Added +4.1k +4,055
13 Sowa Financial Group, Inc. 1.34% of their portfolio LINCOLN, RI 199,112199.1k $2.1m $2.1m 1.34% Reduced -191.9k -191,876
14 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 175,435175.4k $1.9m $1.9m 0.01% Reduced -7.7k -7,651
15 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 141,297141.3k $1.5m $1.5m 0.00% Reduced -88.0k -88,005
16 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 140,371140.4k $1.5m $1.5m 0.03% Reduced -1.2k -1,225
17 Independent Wealth Network Inc. 0.53% of their portfolio URBANDALE, IA 121,750121.8k $1.3m $1.3m 0.53% Reduced -713 -713
18 FOUNDERS FINANCIAL SECURITIES LLC 0.12% of their portfolio TOWSON, MD 121,524121.5k $1.3m $1.3m 0.12% Reduced -17.6k -17,607
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 110,823110.8k $1.2m $1.2m 0.00% Reduced -1.2k -1,204
20 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 110,339110.3k $1.2m $1.2m 0.01% Added +2.5k +2,478
21 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 107,311107.3k $1.2m $1.2m 0.02% Reduced -13.7k -13,657
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 106,646106.6k $1.1m $1.1m 0.00% Added +17.5k +17,503
23 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.32% of their portfolio LEAWOOD, KS 102,626102.6k $1.1m $1.1m 0.32% Added +63.4k +63,375
24 Marex Group Ltd 0.02% of their portfolio London, X0 102,212102.2k $1.1m $1.1m 0.02% New
25 Quad-Cities Investment Group, LLC 0.47% of their portfolio DAVENPORT, IA 88,46288.5k $949.2k $949.2k 0.47% Reduced -3.7k -3,693
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 87,27287.3k $936.0k $936.0k 0.00% Added +88 +88
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 83,64583.6k $897.5k $897.5k 0.00% Added +51.9k +51,893
28 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 68,57768.6k $735.8k $735.8k 0.05% Unchanged
29 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 68,46368.5k $734.6k $734.6k 0.00% Added +29.0k +29,035
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 67,34467.3k $722.6k $722.6k 0.00% Added +3.9k +3,866
31 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 59,56759.6k $639.2k $639.2k 0.01% Reduced -4.8k -4,802
32 Shaker Financial Services, LLC 0.24% of their portfolio Arlington, VA 58,80458.8k $631.0k $631.0k 0.24% New
33 READYSTATE ASSET MANAGEMENT LP 0.03% of their portfolio CHICAGO, IL 56,48256.5k $606.1k $606.1k 0.03% New
34 Maridea Wealth Management LLC 0.19% of their portfolio BROOKLYN, NY 55,24055.2k $592.7k $592.7k 0.19% First filing
35 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 54,35054.4k $583.2k $583.2k 0.05% Reduced -6.0k -6,000
36 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 53,24753.2k $571.3k $571.3k 0.02% Added +2.0k +1,957
37 Sound Income Strategies, LLC 0.03% of their portfolio FT LAUDERDALE, FL 51,51951.5k $552.8k $552.8k 0.03% Reduced -36 -36
38 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 50,61450.6k $543.8k $543.8k 0.01% Added +5.6k +5,613
39 Vanguard Capital Wealth Advisors 0.58% of their portfolio DENVER, CO 50,00050.0k $536.5k $536.5k 0.58% Unchanged
40 Waterfront Wealth Inc. 0.12% of their portfolio OVERLAND PARK, KS 46,75046.8k $501.6k $501.6k 0.12% Reduced -3.1k -3,150
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,73643.7k $469.0k $469.0k 0.00% Reduced -20.6k -20,552
42 Abundance Wealth Counselors 0.10% of their portfolio STATE COLLEGE, PA 42,86542.9k $460.0k $460.0k 0.10% Added +998 +998
43 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 42,69442.7k $458.1k $458.1k 0.03% Reduced -12.7k -12,728
44 SignalPoint Asset Management, LLC 0.11% of their portfolio SPRINGFIELD, MO 41,40341.4k $444.3k $444.3k 0.11% Added +440 +440
45 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 40,98941.0k $439.8k $439.8k 0.01% Reduced -730 -730
46 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 37,63237.6k $404.1k $404.1k 0.01% Added +673 +673
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 34,52134.5k $370.4k $370.4k 0.00% Added +161 +161
48 WEALTHGARDEN F.S. LLC 0.34% of their portfolio EL SEGUNDO, CA 33,40733.4k $358.5k $358.5k 0.34% Added +7 +7
49 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 30,93630.9k $331.9k $331.9k 0.00% Added +331 +331
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 30,35930.4k $325.7k $325.7k 0.00% Added +2.1k +2,065
51 UHLMANN PRICE SECURITIES, LLC 0.24% of their portfolio SKOKIE, IL 29,90329.9k $320.9k $320.9k 0.24% Added +537 +537
52 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 29,86129.9k $320.4k $320.4k 0.02% Unchanged
53 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 29,43329.4k $315.8k $315.8k 0.02% Added +66 +66
54 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 29,37929.4k $315.2k $315.2k 0.02% Reduced -1.4k -1,389
55 SOA Wealth Advisors, LLC. 0.06% of their portfolio NEW YORK, NY 28,55028.6k $306.3k $306.3k 0.06% Unchanged
56 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 28,44028.4k $305.2k $305.2k 0.00% Added +17.0k +16,968
57 Everstar Asset Management, LLC 0.20% of their portfolio MOORESVILLE, NC 26,36826.4k $282.9k $282.9k 0.20% Reduced -2.0k -1,991
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,62224.6k $264.2k $264.2k 0.00% Added +4.9k +4,917
59 SMH CAPITAL ADVISORS INC 0.64% of their portfolio FORT WORTH, TX 24,53424.5k $263.3k $263.3k 0.64% Reduced -191 -191
60 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,91323.9k $257.0k $257.0k 0.00% Added +12.4k +12,435
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,33423.3k $250.4k $250.4k 0.00% New
62 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 23,15723.2k $248.5k $248.5k 0.00% New
63 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,12623.1k $248.1k $248.1k 0.00% Added +2.1k +2,108
64 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 22,08522.1k $237.0k $237.0k 0.03% Reduced -20.3k -20,315
65 NorthStar Asset Management LLC /NJ/ 0.14% of their portfolio BERKELEY HEIGHTS, NJ 21,14521.1k $226.9k $226.9k 0.14% Reduced -2.5k -2,451
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 20,80020.8k $223.2k $223.2k 0.00% Added +24 +24
67 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 20,04620.0k $215.1k $215.1k 0.00% New
68 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 19,00319.0k $203.9k $203.9k 0.01% Added +342 +342
69 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 18,92618.9k $203.1k $203.1k 0.00% Reduced -15.7k -15,711
70 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 18,71118.7k $198.7k $198.7k 0.00% Added +1.7k +1,655
71 SFI Advisors, LLC 0.13% of their portfolio Montclair, NJ 16,92216.9k $181.6k $181.6k 0.13% Unchanged
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,78816.8k $180.1k $180.1k 0.00% Added +1 +1
73 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 16,69516.7k $179.1k $179.1k 0.02% Reduced -1.8k -1,837
74 Southland Equity Partners LLC 0.04% of their portfolio WILDWOOD, MO 16,51416.5k $177.2k $177.2k 0.04% Reduced -38 -38
75 PKS Advisory Services, LLC 0.04% of their portfolio ALBANY, NY 16,31316.3k $175.0k $175.0k 0.04% First filing
76 Sound View Wealth Advisors Group, LLC 0.01% of their portfolio SAVANNAH, GA 16,18616.2k $173.7k $173.7k 0.01% Added +15 +15
77 Argyle Capital Partners, LLC 0.14% of their portfolio LOS ANGELES, CA 15,42315.4k $165.5k $165.5k 0.14% First filing
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,31415.3k $164.3k $164.3k 0.00% Added +1.9k +1,887
79 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 15,22015.2k $163.3k $163.3k 0.01% Added +7.6k +7,610
80 King Wealth Management Group 0.02% of their portfolio SARATOGA SPRINGS, NY 15,00015.0k $161.0k $161.0k 0.02% New
81 UNIONVIEW, LLC 0.11% of their portfolio SEATTLE, WA 14,55114.6k $156.1k $156.1k 0.11% Added +261 +261
82 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 14,04114.0k $150.7k $150.7k 0.00% Unchanged
83 Kaizen Financial Strategies 0.08% of their portfolio CAMPBELL, CA 13,84213.8k $148.5k $148.5k 0.08% Added +248 +248
84 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,44713.4k $144.3k $144.3k 0.00% Reduced -4.8k -4,787
85 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 13,00013.0k $139.5k $139.5k 0.00% Unchanged
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 13,00013.0k $139.5k $139.5k 0.00% Reduced -981 -981
87 Abacus Planning Group, Inc. 0.02% of their portfolio COLUMBIA, SC 13,00013.0k $139.5k $139.5k 0.02% Unchanged
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 12,52712.5k $134.4k $134.4k 0.00% Added +1.4k +1,400
89 Gilman Hill Asset Management, LLC 0.02% of their portfolio NEW CANAAN, CT 12,50012.5k $134.1k $134.1k 0.02% Unchanged
90 Forum Financial Management, LP 0.00% of their portfolio LOMBARD, IL 12,05812.1k $129.4k $129.4k 0.00% Unchanged
91 Integris Wealth Management, LLC 0.04% of their portfolio Monterey, CA 12,00012.0k $128.8k $128.8k 0.04% Unchanged
92 CWS Financial Advisors, LLC 0.04% of their portfolio KALAMAZOO, MI 11,95512.0k $128.3k $128.3k 0.04% Unchanged
93 Elm3 Financial Group, LLC 0.11% of their portfolio ALPHARETTA, GA 11,88011.9k $127.5k $127.5k 0.11% First filing
94 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 10,77410.8k $116.0k $116.0k 0.00% New
95 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 10,00010.0k $107.3k $107.3k 0.00% New
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,6864.7k $50.3k $50.3k 0.00% Reduced -338 -338
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,3554.4k $46.7k $46.7k 0.00% Reduced -10 -10
98 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 3,3003.3k $35.4k $35.4k 0.00% Unchanged
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,0893.1k $33.0k $33.0k 0.00% Added +40 +40
100 FSA Wealth Management LLC 0.01% of their portfolio Needham, MA 2,6902.7k $28.9k $28.9k 0.01% Added +48 +48