ALLIANCEBERNSTEIN GLOBAL HIG XAWFX
COM · Closed-End Fund · CUSIP 01879R106
115
institutional holders
-6 vs Q1 2023
19.8m
shares reported held*
$198.3mreported value*
9 new
28 added
40 reduced
14 sold out
net sold ≈ $11.9m (-1.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.01.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 127 |
| Q4 2022 | 132 |
| Q1 2023 | 121 |
| Q2 2023 | 115 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 58 | 58 |
| Q1 2023 | 43 | 68 |
| Q2 2023 | 37 | 54 |
Biggest buyers
| LAZARD ASSET MANAGEMENT LLC | Added | +71.9k |
| NWAM LLC | New | +66.3k |
| McGowan Group Asset Management, Inc. | Added | +43.7k |
| Penserra Capital Management LLC | Added | +33.8k |
| WELLS FARGO & COMPANY/MN | Added | +27.2k |
| LPL Financial LLC | Added | +23.7k |
| Sowell Financial Services LLC | Added | +23.3k |
| OPPENHEIMER & CO INC | Added | +20.2k |
| Advisors Asset Management, Inc. | Added | +19.7k |
| Private Advisor Group, LLC | Added | +18.6k |
Biggest sellers
| MORGAN STANLEY | Reduced | -544.8k |
| AE Wealth Management LLC | Reduced | -244.7k |
| MML INVESTORS SERVICES, LLC | Sold out | -81.7k |
| ENVESTNET ASSET MANAGEMENT INC | Sold out | -80.3k |
| Tidal Investments LLC | Reduced | -77.8k |
| ROYAL BANK OF CANADA | Reduced | -64.9k |
| FLAGSHIP HARBOR ADVISORS, LLC | Reduced | -62.5k |
| Allspring Global Investments Holdings, LLC | Reduced | -42.8k |
| Independent Wealth Network Inc. | Reduced | -35.9k |
| BANK OF AMERICA CORP /DE/ | Reduced | -30.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution filed 2026-06-05 | 10.2% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| McGowan Group Asset Management, Inc. 6.79% of their portfolio | 4.4m $43.6m | Added +43.7k |
| MORGAN STANLEY 0.00% of their portfolio | 4.1m $40.9m | Reduced -544.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.7m $16.8m | Reduced -30.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.1m $10.5m | Reduced -64.9k |
| Invesco Ltd. 0.00% of their portfolio | 965.4k $9.6m | Reduced -5.5k |
| LPL Financial LLC 0.01% of their portfolio | 763.3k $7.6m | Added +23.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 598.6k $6.0m | Added +27.2k |
| Sowa Financial Group, Inc. 3.86% of their portfolio | 564.5k $5.6m | Added +2.2k |
| Penserra Capital Management LLC 0.11% of their portfolio | 541.9k $5.4m | Added +33.8k |
| DEBUSSY CAPITAL MANAGEMENT LP 1.11% of their portfolio | 363.0k $3.6m | Reduced -4.6k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 307.0k $3.1m | Unchanged |
| KENNEDY INVESTMENT GROUP, INC. 1.73% of their portfolio | 296.2k $3.0m | Reduced -12.4k |
| Uncommon Cents Investing LLC 0.92% of their portfolio | 262.7k $2.6m | Added +5.3k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 234.1k $2.3m | Reduced -5.8k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 229.3k $2.3m | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.14% of their portfolio | 200.6k $2.0m | Reduced -3.0k |
| Fiera Capital Corp 0.01% of their portfolio | 190.3k $1.9m | Unchanged |
| Capital Investment Advisors, LLC 0.05% of their portfolio | 162.0k $1.6m | Reduced -4.9k |
| UBS Group AG 0.00% of their portfolio | 159.6k $1.6m | Reduced -16.1k |
| FOUNDERS FINANCIAL SECURITIES LLC 0.19% of their portfolio | 147.0k $1.5m | Added +379 |
| Advisors Asset Management, Inc. 0.03% of their portfolio | 125.2k $1.2m | Added +19.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 108.1k $1.1m | Reduced -7.2k |
| Independent Wealth Network Inc. 0.64% of their portfolio | 107.4k $1.1m | Reduced -35.9k |
| PARSONS CAPITAL MANAGEMENT INC/RI 0.08% of their portfolio | 102.4k $1.0m | Reduced -2.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 100.3k $998.7k | Added +14.0k |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 96.2k $957.0k | Added +71.9k |
| Quad-Cities Investment Group, LLC 0.60% of their portfolio | 92.1k $916.9k | Reduced -1.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 91.8k $915.0k | Reduced -9.7k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 81.4k $811.0k | Reduced -13.9k |
| Tidal Investments LLC 0.02% of their portfolio | 77.8k $775.0k | Reduced -77.8k |
| Sound Income Strategies, LLC 0.08% of their portfolio | 77.3k $769.6k | Added +153 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 74.7k $744.5k | Reduced -3.9k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 73.3k $730.0k | Added +24 |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 70.4k $701.1k | Reduced -42.8k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 70.0k $697.1k | Added +20.2k |
| NWAM LLC 0.05% of their portfolio | 66.3k $660.2k | New |
| NATIXIS 0.01% of their portfolio | 63.0k $627.3k | Reduced -16.4k |
| Waterfront Wealth Inc. 0.17% of their portfolio | 56.8k $560.1k | Reduced -20.4k |
| Sowell Financial Services LLC 0.03% of their portfolio | 50.6k $504.0k | Added +23.3k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 46.1k $459.6k | Reduced -929 |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 46.0k $457.9k | Added +1.4k |
| INVICTUS PRIVATE WEALTH, LLC 0.05% of their portfolio | 45.9k $457.6k | Unchanged |
| SHUFRO ROSE & CO LLC 0.04% of their portfolio | 44.8k $446.2k | Unchanged |
| Choate Investment Advisors 0.02% of their portfolio | 43.7k $435.7k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 38.5k $383.5k | Added +500 |
| Vanguard Capital Wealth Advisors 0.33% of their portfolio | 37.0k $368.5k | Added +6.0k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 36.5k $363.4k | Reduced -6.8k |
| Private Advisor Group, LLC 0.00% of their portfolio | 35.2k $350.2k | Added +18.6k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio | 34.9k $347.2k | Reduced -62.5k |
| SMH CAPITAL ADVISORS INC 0.72% of their portfolio | 33.4k $333.0k | Reduced -314 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 32.9k $327.0k | Reduced -3.5k |
| SignalPoint Asset Management, LLC 0.10% of their portfolio | 31.7k $315.4k | Reduced -925 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 30.9k $307.5k | Added +8.0k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 30.7k $305.7k | Reduced -23.7k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 30.1k $299.9k | Reduced -1.3k |
| SOA Wealth Advisors, LLC. 0.07% of their portfolio | 28.6k $284.4k | Unchanged |
| MacKay Shields LLC 0.01% of their portfolio | 27.4k $273.1k | Unchanged |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 24.5k $245.0k | Added +496 |
| Capital Advisors Wealth Management, LLC 0.06% of their portfolio | 23.9k $237.9k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 23.8k $239.0k | Reduced -5.5k |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 21.0k $209.6k | Added +4 |
| Avestar Capital, LLC 0.04% of their portfolio | 20.5k $204.2k | Unchanged |
| Clear Creek Financial Management, LLC 0.03% of their portfolio | 20.0k $199.1k | Reduced -195 |
| Mariner, LLC 0.00% of their portfolio | 19.5k $194.0k | Reduced -3.3k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 18.9k $187.8k | Unchanged |
| SFI Advisors, LLC 0.18% of their portfolio | 18.8k $187.5k | Unchanged |
| Lido Advisors, LLC 0.00% of their portfolio | 17.5k $174.4k | Reduced -25.9k |
| Global Retirement Partners, LLC 0.01% of their portfolio | 17.0k $168.9k | Added +228 |
| Americana Partners, LLC 0.02% of their portfolio | 16.4k $163.3k | Reduced -7.5k |
| US BANCORP \DE\ 0.00% of their portfolio | 16.1k $160.6k | Unchanged |
| Pekin Hardy Strauss, Inc. 0.02% of their portfolio | 16.1k $160.0k | Unchanged |
| AE Wealth Management LLC 0.00% of their portfolio | 15.8k $156.9k | Reduced -244.7k |
| KENFARB & CO. 0.13% of their portfolio | 14.9k $148.5k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 14.4k $144.0k | Added +2.0k |
| Abacus Planning Group, Inc. 0.03% of their portfolio | 13.0k $129.5k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 13.0k $129.3k | Reduced -9.6k |
| UNIONVIEW, LLC 0.12% of their portfolio | 13.0k $129.1k | Added +259 |
| Kaizen Financial Strategies 0.10% of their portfolio | 12.1k $120.1k | Reduced -1.4k |
| CWS Financial Advisors, LLC 0.05% of their portfolio | 12.0k $119.1k | Unchanged |
| Martin Capital Partners, LLC 0.05% of their portfolio | 11.2k $111.0k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.7k $106.3k | New |
| Beck Bode, LLC 0.02% of their portfolio | 10.3k $102.3k | Reduced -11.9k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 10.2k $102.0k | Added +20 |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 3.0k $29.9k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 2.8k $27.4k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.6k $26.0k | Added +537 |
| Elequin Capital, LP 0.01% of their portfolio | 2.5k $24.9k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 2.1k $21.4k | Unchanged |
| Financial Management Professionals, Inc. 0.00% of their portfolio | 2.1k $21.0k | Added +42 |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 2.0k $20.4k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 2.0k $19.9k | Reduced -1 |
| TD Capital Management LLC 0.00% of their portfolio | 1.8k $17.9k | Added +36 |
| Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio | 1.2k $11.8k | Unchanged |
| Raleigh Capital Management Inc. 0.01% of their portfolio | 1.1k $10.5k | Unchanged |
| HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio | 1.0k $10.0k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 1.0k $9.9k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 1.0k $10.0k | Unchanged |
| Luken Investment Analytics, LLC 0.01% of their portfolio | 1.0k $10.0k | Unchanged |
| Robbins Farley 0.01% of their portfolio | 1.0k $10.0k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 975 $9.7k | Unchanged |